Investments & Personal Finance Notification & Circulars

Participation of mutual funds in repo in corporate debt securities

Notification No#CIR / IMD / DF / 19 / 2011 11 November 2011

CIRCULAR CIR / IMD / DF / 19 / 2011 November 11, 2011 All Mutual Funds/Asset Management Companies Sir / Madam, Sub: Participation of mutual funds in repo in corporate debt securities 1. The Reserve Bank of India, vide notification no.IDMD.DO..

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SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (The Regulations)

Notification No#SEBI/CFD/DCR/SAST/ 2/2011/10/20 20 October 2011

CIRCULAR SEBI/CFD/DCR/SAST/ 2/2011/10/20 October 20, 2011 To, All Registered Merchant Bankers All Recognized Stock Exchanges Dear Sir(s), Sub: SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (The Regulations) 1. This is in continuation of..

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Guidelines for Issue and Listing of Structured Products/Market Linked Debentures

Notification No#Cir. /IMD/DF/17/2011 28 September 2011

Securities and Exchange Board of India CIRCULAR Cir. /IMD/DF/17/2011 September 28, 2011 All Registered Merchant Bankers All Recognized Stock Exchanges All Registered Credit Rating Agencies Dear Sir/ Madam, Sub: Guidelines for Issue and Listing of Structured Products/ Marke..

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SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Notification No#SEBI/CFD/DCR/SAST/ 1/2011/09/23 23 September 2011

Securities and Exchange Board of India CIRCULAR Neelam Bhardwaj General Manager Corporation Finance Department Phone: +91 22 26449350 (D), Email: neelamb@sebi.gov.in SEBI/CFD/DCR/SAST/ 1/2011/09/23 September 23, 2011 To, All Registered Merchant Bankers All Recognized Stock Exchanges..

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Amendments to SEBI (Mutual Funds) Regulations, 1996

Notification No#Cir/ IMD/ DF/ 16 / 2011 08 September 2011

Cir/ IMD/ DF/ 16 / 2011 September 08, 2011 All Registered Mutual Funds/ Approved Asset Management Companies (AMCs) Sir/Madam, Sub: Amendments to SEBI (Mutual Funds) Regulations, 1996 1. We are enclosing a copy of the Gazette Notification No. LAD-NRO/GN/201..

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Processing of Investor Complaints in SEBI Complaints Redress System (SCORES)

Notification No#CIR/MIRSD/19/2011 26 August 2011

CIR/MIRSD/19/2011 August 26, 2011 To All Credit Rating Agencies Registered with SEBI Sir/ Madam, Sub: Processing of Investor Complaints in SEBI Complaints Redress System (SCORES) 1. SEBI has commenced processing of investor complaints in a cent..

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Infrastructure Finance Companies (IFCs) -- as eligible issuers for FIIs investment limit in debt instrument for infrastructure

Notification No#CIR/IMD/FIIC/15/2011 26 August 2011

CIR/IMD/FIIC/15/2011 August 26, 2011 To All Foreign Institutional Investors through their designated Custodians of Securities Dear Sir/Madam Sub: Infrastructure Finance Companies (IFCs) -- as eligible issuers for FIIs investment limit in debt instrument ..

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Redressal of investor grievances against stock brokers and subbrokers in SEBI Complaints Redress System (SCORES)

Notification No#CIR/MIRSD/18/2011 25 August 2011

CIR/MIRSD/18/2011 August 25, 2011 All Recognized Stock Exchanges Sir/Madam, Sub: Redressal of investor grievances against stock brokers and subbrokers in SEBI Complaints Redress System (SCORES) 1. SEBI has commenced processing of investor grievances in a ..

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Processing of Investor Complaints in SEBI Complaints Redress System (SCORES)

Notification No#CIR/MIRSD/17/2011 24 August 2011

CIR/MIRSD/17/2011 August 24, 2011 To (1) All Merchant Bankers (MBs) registered with SEBI (2)All Registrars to an Issue and Share Transfer Agents (RTI/STAs) registered with SEBI (3) All Underwriters registered with SEBI Sir/ Madam, Sub: Pr..

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Simplification and Rationalization of Trading Account Opening Process

Notification No#CIR/MIRSD/16/2011 22 August 2011

CIR/MIRSD/16/2011 August 22, 2011 All Recognized Stock Exchanges Dear Sirs, Subject: Simplification and Rationalization of Trading Account Opening Process. 1. SEBI has been getting feedback from the investors that the present trading account opening procedure is ..

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