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Investments & Personal Finance Notification & Circulars


SEBI (Depositories and Participants (Amendment) Regulations, 2011

 Notification No#No. LAD-NRO/GN/2011-12/14/21219     05 July 2011

 THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JULY 5, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA   NOTIFICATION Mumbai, the 5th July, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) (AMENDMENT)..


Modification of Client Codes of Non-institutional Trades Executed on Stock Exchanges (All Segments)

 Notification No#CIR/DNPD/6/2011     05 July 2011

 CIR/DNPD/6/2011 July 05, 2011   To Managing Director/ Chief Executive Officer Recognised Stock Exchanges Dear Sir/Madam,    Sub: Modification of Client Codes of Non-institutional Trades Executed on Stock Exchanges (All Segments)   1. In consultation with BSE,..


SEBI (Registrars to an Issue and Share Transfer Agents) (Amendment) Regulations, 2011

 Notification No#No. LAD-NRO/GN/2011-12/11/21228     05 July 2011

 THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JULY 5, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA   NOTIFICATION Mumbai, the  5th July, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA (REGISTRARS TO AN ISSUE AND SHARE TRA..


Establishment of Connectivity with both depositories NSDL and CDS

 Notification No#CIR/MRD/DP/ 09 /2011     01 July 2011

 Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement   CIR/MRD/DP/ 09 /2011 July 01, 2011   To, All Stock Exchanges Dear Sir / Madam,   Sub: Establishm..


Review of Internet Based Trading (IBT) and Securities trading using Wireless Technology (STWT)

 Notification No#CIR/MRD/DP/ 8 /2011     30 June 2011

CIR/MRD/DP/ 8 /2011 June 30, 2011   To, All Stock Exchanges   Dear Sir / Madam,   Sub:  Review of Internet Based Trading (IBT) and Securities trading using Wireless Technology (STWT)   1. Further to the SEBI circular  no SMDRP/POLICY/CIR-06/2000 dated Ja..


Grant of prior approval to Bankers to an Issue

 Notification No#CIR/MIRSD/11/2011     20 June 2011

 CIR/MIRSD/11/2011   June 20, 2011   To   All Bankers to an Issue registered with SEBI   Dear Sir/ Madam,   Sub:  Periodical Report- Grant of prior approval to Bankers to an Issue    1. SEBI (Bankers to an Issue) Regulations, 1994 (hereina..


Grant of prior approval to Debenture Trustee

 Notification No#CIR/MIRSD/10/2011     20 June 2011

 CIR/MIRSD/10/2011   June 20, 2011   To All Debenture Trustees registered with SEBI   Dear Sir/ Madam,   Sub:  Periodical Report- Grant of prior approval to Debenture Trustee   1. SEBI (Debenture Trustees) Regulations, 1993 (hereinafter referred to as..


Grant of prior approval to Credit Rating Agencies

 Notification No#CIR/MIRSD/8/2011     20 June 2011

 CIR/MIRSD/8/2011 June 17, 2011   To All Credit Rating Agencies Registered with SEBI   Dear Sir/Madam,   Subject: Periodical Report – Grant of prior approval to Credit Rating Agencies   1. SEBI (Credit Rating Agencies) Regulations, 1999 [hereinafter referr..


Grant of prior approval to Depository Participants

 Notification No#CIR/MIRSD/9/2011     20 June 2011

 CIR/MIRSD/9/2011 June 17, 2011   To The Managing Directors  NSDL and CDSL   Dear Sir/Madam,   Subject: Periodical Report – Grant of prior approval to Depository Participants   1. SEBI (Depositories and Participants) Regulations, 1996 [hereinaf..


Periodical report- Grant of prior approval to underwriters

 Notification No#CIRCULAR NO. MIRSD/6/2011     17 June 2011

 Periodical report- Grant of prior approval to underwriters   CIRCULAR NO. MIRSD/6/2011   DATED 17-6-2011     1. SEBI (Underwriters) Regulations, 1993 (hereinafter referred to as "the said Regulations"), have been amended vide Notification No. LAD-NRO/GN/201..





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