Investments & Personal Finance Notification & Circulars
Processing of Investor Complaints in SEBI Complaints Redress System (SCORES)
Notification No#CIR/MIRSD/17/2011 24 August 2011CIR/MIRSD/17/2011 August 24, 2011 To (1) All Merchant Bankers (MBs) registered with SEBI (2)All Registrars to an Issue and Share Transfer Agents (RTI/STAs) registered with SEBI (3) All Underwriters registered with SEBI Sir/ Madam, Sub: Pr..
Simplification and Rationalization of Trading Account Opening Process
Notification No#CIR/MIRSD/16/2011 22 August 2011CIR/MIRSD/16/2011 August 22, 2011 All Recognized Stock Exchanges Dear Sirs, Subject: Simplification and Rationalization of Trading Account Opening Process. 1. SEBI has been getting feedback from the investors that the present trading account opening procedure is ..
Circular for Mutual Funds
Notification No#Cir/ IMD/ DF/13/ 2011 22 August 2011Circular for Mutual Funds Cir/ IMD/ DF/13/ 2011 August 22, 2011 All Registered Mutual Funds/ Approved Asset Management Companies (AMCs) Sir/Madam, Sub: Circular for Mutual Funds A. Transaction charges 1. Please refer to SEBI circular no. SEB..
Investment by Foreign Investors in Mutual Fund Schemes
Notification No#CIR/ IMD /DF / 14 /2011 09 August 2011CIR/ IMD /DF / 14 /2011 August 9, 2011 All SEBI registered Mutual Funds/ approved Asset management Companies (AMCs) / Depository participants/ Custodians. Sir / Madam, Sub: Investment by Foreign Investors in Mutual Fund Schemes...
Revised procedure for seeking prior approval for change in control through single window
Notification No#CIR/MIRSD/14/2011 02 August 2011CIR/MIRSD/14/2011 August 02, 2011 To All Recognized Stock Exchanges All Registered Depositories All Registered Merchant ..
SMS and E-mail alerts to investors by stock exchanges
Notification No#CIR/MIRSD/15/2011 02 August 2011SMS and E-mail alerts to investors by stock exchanges CIR/MIRSD/15/2011 August 02, 2011 To All Recognized Stock Exchanges Dear Sir/Madam, Sub: SMS and E-mail alerts to investors by stock exchanges 1. SEBI receives complaints from investors against stock..
Indicative portfolio or yield in close ended debt oriented mutual fund schemes
Notification No#Cir/ IMD/ DF/12 /2011 01 August 2011Indicative portfolio or yield in close ended debt oriented mutual fund schemes Cir/ IMD/ DF/12 /2011 August 1, 2011 All Mutual Funds, Asset Management Companies (AMCs) Sir/Madam, Sub: Indicative portfolio or yield in close ended debt oriented mutual..
Allocation of Government debt long term limits to FIIs
Notification No#CIR/IMD/FIIC/11/2011 29 July 2011CIR/IMD/FIIC/11/2011 July 29, 2011 To All Foreign Institutional Investors through their designated Custodians of Securities Dear Sir/Madam Sub: Allocation of Government debt long term limits to FIIs 1. Based on the assessment of the allocation and the ..
Establishment of Connectivity with both depositories NSDL and CDSL
Notification No#CIR/MRD/DP/ 10 /2011 18 July 2011CIR/MRD/DP/ 10 /2011 July 18, 2011 To, All Stock Exchanges Dear Sir / Madam, Sub: Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement ..
Clarification regarding admission of LLP as members of Stock Exchanges
Notification No#CIR/MIRSD/12/2011 11 July 2011CIR/MIRSD/12/2011 July 11, 2011 To All Recognized Stock Exchanges Sub: Clarification regarding admission of Limited Liability Partnerships as members of Stock Exchanges. Dear Sir/Madam, We have received requests from various stock exchanges to ..
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