Investments & Personal Finance Notification & Circulars


Guidelines in respect of the disclosures to be made in the Letter of offer in respect of Buy-back of securities in terms of SEBI (Buy-back of Securities) Regulations, 1998

 Notification No#CIR/CFD/DCR/ 2 /2012     09 February 2012

 CIR/CFD/DCR/  2 /2012 February 9, 2012               To All Merchant Bankers  Dear Sir/Madam,   Sub: Guidelines in respect of the disclosures to be made in the Letter of offer in respect of Buy-back of s..


Amendments to the Equity Listing Agreement

 Notification No#CIR/CFD/DIL/1/2012     08 February 2012

 CIR/CFD/DIL/1/2012 February 8, 2012   To All Stock Exchanges  Dear Sir/Madam,   Sub: Amendments to the Equity Listing Agreement   1. As part of SEBI’s endeavour to review the listing conditions, certain amendments are hereby carried out to the Equity Listi..


Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism

 Notification No#CIR/MRD/DP/ 05/2012     01 February 2012

 CIR/MRD/DP/ 05/2012 February 1, 2012   The Managing Director and CEO  Bombay Stock Exchange Limited Phiroze Jeejeebhoy Towers  Dalal Street  Mumbai - 400001    The Managing Director National Stock Exchange of India Ltd. Exchange Plaza, Bpandra Kurl..


Eligibility criteria for qualified depository participant

 Notification No#CIR/ IMD/ FII&C/ 4/ 2012     25 January 2012

 CIR/ IMD/ FII&C/ 4/ 2012 January 25, 2012   All SEBI registered Intermediaries/ Recognized Stock Exchanges/ Depositories   Sir / Madam,    Sub: Eligibility criteria for qualified depository participant.   Vide SEBI circulars  Cir/IMD/DF/14/2011 and..


Investment by Qualified Foreign Investors (QFI) in Indian equity shares.

 Notification No#CIR/ IMD/FII&C/3/2012     13 January 2012

 CIR/ IMD/FII&C/3/2012 January 13, 2012   All SEBI registered Intermediaries/ Recognized Stock Exchanges/ Depositories   Sir / Madam,    Sub: Investment by Qualified Foreign Investors (QFI) in Indian equity shares.  ..


Changes in Re-investment period of FII Debt Limit

 Notification No#CIR/IMD/FIIC/1/2012     03 January 2012

 CIR/IMD/FIIC/1/2012 January 03, 2012   To All Foreign Institutional Investors through their designated Custodians of Securities   Dear Sir/Madam   Sub: Changes in Re-investment period of FII debt limit   1. Please refer to para 2 of SEBI circular Cir No. IMD/F..


SEBI {KYC (Know Your Client) REGISTRATION AGENCY} REGULATIONS, 2011

 Notification No#No. LAD-NRO/GN/2011-12/29/36772     02 December 2011

 THE GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, DECEMBER 02, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 02nd December, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA {KYC (Know Your Client) REGIST..


Annual System Audit

 Notification No#CIR/MRD/DMS/13/2011     29 November 2011

 GENERAL MANAGER MARKET REGULATION DEPARTMENT DIVISION FOR MARKET SUPERVISION Tel: 26449260,  Fax: 26449021/31 Email : manojk@sebi.gov.in   CIR/MRD/DMS/13/2011 November 29, 2011   The Managing Director / Executive Director Stock Exchanges and Depositories   Dea..


Format for submitting Draft Letter of Offer under Regulation 16 (1) of SEBI (SAST) Regulations, 2011

 Notification No#SEBI/CFD/DCR/SAST/ 3/2011/11/22     22 November 2011

CIRCULAR SEBI/CFD/DCR/SAST/ 3/2011/11/22  November 22, 2011   To, All Registered Merchant Bankers All Recognized Stock Exchanges Dear Sir(s),   Sub: SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (The Regulations)   1. Please refer t..


Increase in FII debt limit in Government & Corporate debt category

 Notification No#CIR/IMD/FIIC/ 20 /2011     18 November 2011

CIRCULAR  CIR/IMD/FIIC/ 20 /2011 November 18, 2011   To   All Foreign Institutional Investors through their designated Custodians of Securities   Dear Sir/Madam   Sub – Increase in FII debt limit in Government & Corporate debt category   1. Go..





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