Investments & Personal Finance Notification & Circulars

Revised procedure for seeking prior approval for change in control through single window

Notification No#CIR/MIRSD/14/2011 02 August 2011

CIR/MIRSD/14/2011 August 02, 2011 To All Recognized Stock Exchanges All Registered Depositories All Registered Merchant ..

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SMS and E-mail alerts to investors by stock exchanges

Notification No#CIR/MIRSD/15/2011 02 August 2011

SMS and E-mail alerts to investors by stock exchanges CIR/MIRSD/15/2011 August 02, 2011 To All Recognized Stock Exchanges Dear Sir/Madam, Sub: SMS and E-mail alerts to investors by stock exchanges 1. SEBI receives complaints from investors against stock..

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Indicative portfolio or yield in close ended debt oriented mutual fund schemes

Notification No#Cir/ IMD/ DF/12 /2011 01 August 2011

Indicative portfolio or yield in close ended debt oriented mutual fund schemes Cir/ IMD/ DF/12 /2011 August 1, 2011 All Mutual Funds, Asset Management Companies (AMCs) Sir/Madam, Sub: Indicative portfolio or yield in close ended debt oriented mutual..

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Allocation of Government debt long term limits to FIIs

Notification No#CIR/IMD/FIIC/11/2011 29 July 2011

CIR/IMD/FIIC/11/2011 July 29, 2011 To All Foreign Institutional Investors through their designated Custodians of Securities Dear Sir/Madam Sub: Allocation of Government debt long term limits to FIIs 1. Based on the assessment of the allocation and the ..

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Establishment of Connectivity with both depositories NSDL and CDSL

Notification No#CIR/MRD/DP/ 10 /2011 18 July 2011

CIR/MRD/DP/ 10 /2011 July 18, 2011 To, All Stock Exchanges Dear Sir / Madam, Sub: Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement ..

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Clarification regarding admission of LLP as members of Stock Exchanges

Notification No#CIR/MIRSD/12/2011 11 July 2011

CIR/MIRSD/12/2011 July 11, 2011 To All Recognized Stock Exchanges Sub: Clarification regarding admission of Limited Liability Partnerships as members of Stock Exchanges. Dear Sir/Madam, We have received requests from various stock exchanges to ..

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Master Circular for Mutual Funds

Notification No#SEBI/IMD/MC No.2/836/2011 07 July 2011

Deputy General Manager Investment Management Department &..

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SEBI (Bankers to an issue) (Amendment) Regulations, 2011

Notification No#No. LAD-NRO/GN/2011-12/12/2122 05 July 2011

THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JULY 5, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 5th July, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA (BANKERS TO AN ISSUE) (AMENDMENT) REG..

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