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Shares & Stock Notification & Circulars


SMS and E-mail alerts to investors by stock exchanges

 Notification No#CIR/MIRSD/15/2011     02 August 2011

 SMS and E-mail alerts to investors by stock exchanges   CIR/MIRSD/15/2011 August 02, 2011   To All Recognized Stock Exchanges Dear Sir/Madam,   Sub: SMS and E-mail alerts to investors by stock exchanges   1. SEBI receives complaints from investors against stock..

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Indicative portfolio or yield in close ended debt oriented mutual fund schemes

 Notification No#Cir/ IMD/ DF/12 /2011     01 August 2011

 Indicative portfolio or yield in close ended debt oriented mutual fund schemes   Cir/ IMD/ DF/12 /2011 August 1, 2011   All Mutual Funds, Asset Management Companies (AMCs)    Sir/Madam,   Sub: Indicative portfolio or yield in close ended debt oriented mutual..

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Allocation of Government debt long term limits to FIIs

 Notification No#CIR/IMD/FIIC/11/2011     29 July 2011

 CIR/IMD/FIIC/11/2011 July 29, 2011   To All Foreign Institutional Investors through their designated Custodians of Securities   Dear Sir/Madam   Sub: Allocation of Government debt long term limits to FIIs   1. Based on the assessment of the allocation and the ..

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Establishment of Connectivity with both depositories NSDL and CDSL

 Notification No#CIR/MRD/DP/ 10 /2011     18 July 2011

 CIR/MRD/DP/ 10 /2011 July 18, 2011   To, All Stock Exchanges Dear Sir / Madam,   Sub: Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement   ..

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Clarification regarding admission of LLP as members of Stock Exchanges

 Notification No#CIR/MIRSD/12/2011     11 July 2011

 CIR/MIRSD/12/2011   July 11, 2011   To All Recognized Stock Exchanges   Sub: Clarification regarding admission of Limited Liability Partnerships as members of Stock Exchanges.   Dear Sir/Madam,   We have received requests from various stock exchanges to ..

Posted in Shares & Stock  1 comments

Master Circular for Mutual Funds

 Notification No#SEBI/IMD/MC No.2/836/2011     07 July 2011

 Deputy General Manager Investment Management Department                                        &..

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SEBI (Bankers to an issue) (Amendment) Regulations, 2011

 Notification No#No. LAD-NRO/GN/2011-12/12/2122     05 July 2011

 THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JULY 5, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA   NOTIFICATION Mumbai, the 5th  July, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA (BANKERS TO AN ISSUE) (AMENDMENT) REG..

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SEBI (Underwriters) (Amendment) Regulations, 2011

 Notification No#No. LAD-NRO/GN/2011-12/15/21214     05 July 2011

 THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JULY 5, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA   NOTIFICATION Mumbai, the 5th July, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA (UNDERWRITERS) (AMENDMENT) REGULATIONS, 2011..

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SEBI (Debenture Trustees) (Amendment) Regulations, 2011

 Notification No#No. LAD-NRO/GN/2011-12/13/21222     05 July 2011

 THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JULY 5, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA   NOTIFICATION Mumbai, the 5th July, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA (DEBENTURE TRUSTEES) (AMENDMENT) REGULATION..

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SEBI (Credit Rating Agencies) (Amendment) Regulations, 2011

 Notification No#No. LAD-NRO/GN/2011-12/10/21232     05 July 2011

 THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JULY 5, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA   NOTIFICATION Mumbai, the 5th July, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA (CREDIT RATING AGENCIES) (AMENDMENT) REGULA..

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