Investments & Personal Finance Notification & Circulars
Standardized lot size for SME Exchange / Platform
Notification No#CIR/MRD/DSA/06/2012 21 February 2012CIR/MRD/DSA/06/2012 February 21, 2012 To Managing Director / Chief Executive Officer of Stock Exchanges and their Clearing Houses/Corporations Dear Sir/Madam, Sub: Standardized lot size for SME Exchange / Platform 1. SEBI vide circular dated May 18, ..
Investor Grievance Redressal Mechanism at Stock ExchangesInvestor Grievance Redressal Mechanism at Stock Exchanges
Notification No#CIR/MIRSD/2/2012 15 February 2012CIR/MIRSD/2/2012 February 15, 2012 All Recognized Stock Exchanges Dear Sirs, Subject: Investor Grievance Redressal Mechanism at Stock Exchanges. 1. Please refer to SEBI circular no. CIR/MRD/DSA/03/2012 dated January 20, 2012 and SEBI circular no. SMD/Policy/Cir-3..
Guidelines in respect of the disclosures to be made in the Letter of offer in respect of Buy-back of securities in terms of SEBI (Buy-back of Securities) Regulations, 1998
Notification No#CIR/CFD/DCR/ 2 /2012 09 February 2012CIR/CFD/DCR/ 2 /2012 February 9, 2012 To All Merchant Bankers Dear Sir/Madam, Sub: Guidelines in respect of the disclosures to be made in the Letter of offer in respect of Buy-back of s..
Amendments to the Equity Listing Agreement
Notification No#CIR/CFD/DIL/1/2012 08 February 2012CIR/CFD/DIL/1/2012 February 8, 2012 To All Stock Exchanges Dear Sir/Madam, Sub: Amendments to the Equity Listing Agreement 1. As part of SEBI’s endeavour to review the listing conditions, certain amendments are hereby carried out to the Equity Listi..
Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism
Notification No#CIR/MRD/DP/ 05/2012 01 February 2012CIR/MRD/DP/ 05/2012 February 1, 2012 The Managing Director and CEO Bombay Stock Exchange Limited Phiroze Jeejeebhoy Towers Dalal Street Mumbai - 400001 The Managing Director National Stock Exchange of India Ltd. Exchange Plaza, Bpandra Kurl..
Eligibility criteria for qualified depository participant
Notification No#CIR/ IMD/ FII&C/ 4/ 2012 25 January 2012CIR/ IMD/ FII&C/ 4/ 2012 January 25, 2012 All SEBI registered Intermediaries/ Recognized Stock Exchanges/ Depositories Sir / Madam, Sub: Eligibility criteria for qualified depository participant. Vide SEBI circulars Cir/IMD/DF/14/2011 and..
Investment by Qualified Foreign Investors (QFI) in Indian equity shares.
Notification No#CIR/ IMD/FII&C/3/2012 13 January 2012CIR/ IMD/FII&C/3/2012 January 13, 2012 All SEBI registered Intermediaries/ Recognized Stock Exchanges/ Depositories Sir / Madam, Sub: Investment by Qualified Foreign Investors (QFI) in Indian equity shares. ..
Changes in Re-investment period of FII Debt Limit
Notification No#CIR/IMD/FIIC/1/2012 03 January 2012CIR/IMD/FIIC/1/2012 January 03, 2012 To All Foreign Institutional Investors through their designated Custodians of Securities Dear Sir/Madam Sub: Changes in Re-investment period of FII debt limit 1. Please refer to para 2 of SEBI circular Cir No. IMD/F..
SEBI {KYC (Know Your Client) REGISTRATION AGENCY} REGULATIONS, 2011
Notification No#No. LAD-NRO/GN/2011-12/29/36772 02 December 2011THE GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, DECEMBER 02, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 02nd December, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA {KYC (Know Your Client) REGIST..
Annual System Audit
Notification No#CIR/MRD/DMS/13/2011 29 November 2011GENERAL MANAGER MARKET REGULATION DEPARTMENT DIVISION FOR MARKET SUPERVISION Tel: 26449260, Fax: 26449021/31 Email : manojk@sebi.gov.in CIR/MRD/DMS/13/2011 November 29, 2011 The Managing Director / Executive Director Stock Exchanges and Depositories Dea..
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