Investments & Personal Finance Notification & Circulars
Guidelines for Issue and Listing of Structured Products/Market Linked Debentures
Notification No#Cir. /IMD/DF/17/2011 28 September 2011Securities and Exchange Board of India CIRCULAR Cir. /IMD/DF/17/2011 September 28, 2011 All Registered Merchant Bankers All Recognized Stock Exchanges All Registered Credit Rating Agencies Dear Sir/ Madam, Sub: Guidelines for Issue and Listing of Structured Products/ Marke..
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Notification No#SEBI/CFD/DCR/SAST/ 1/2011/09/23 23 September 2011Securities and Exchange Board of India CIRCULAR Neelam Bhardwaj General Manager Corporation Finance Department Phone: +91 22 26449350 (D), Email: neelamb@sebi.gov.in SEBI/CFD/DCR/SAST/ 1/2011/09/23 September 23, 2011 To, All Registered Merchant Bankers All Recognized Stock Exchanges..
Amendments to SEBI (Mutual Funds) Regulations, 1996
Notification No#Cir/ IMD/ DF/ 16 / 2011 08 September 2011Cir/ IMD/ DF/ 16 / 2011 September 08, 2011 All Registered Mutual Funds/ Approved Asset Management Companies (AMCs) Sir/Madam, Sub: Amendments to SEBI (Mutual Funds) Regulations, 1996 1. We are enclosing a copy of the Gazette Notification No. LAD-NRO/GN/201..
Infrastructure Finance Companies (IFCs) -- as eligible issuers for FIIs investment limit in debt instrument for infrastructure
Notification No#CIR/IMD/FIIC/15/2011 26 August 2011CIR/IMD/FIIC/15/2011 August 26, 2011 To All Foreign Institutional Investors through their designated Custodians of Securities Dear Sir/Madam Sub: Infrastructure Finance Companies (IFCs) -- as eligible issuers for FIIs investment limit in debt instrument ..
Processing of Investor Complaints in SEBI Complaints Redress System (SCORES)
Notification No#CIR/MIRSD/19/2011 26 August 2011CIR/MIRSD/19/2011 August 26, 2011 To All Credit Rating Agencies Registered with SEBI Sir/ Madam, Sub: Processing of Investor Complaints in SEBI Complaints Redress System (SCORES) 1. SEBI has commenced processing of investor complaints in a cent..
Redressal of investor grievances against stock brokers and subbrokers in SEBI Complaints Redress System (SCORES)
Notification No#CIR/MIRSD/18/2011 25 August 2011CIR/MIRSD/18/2011 August 25, 2011 All Recognized Stock Exchanges Sir/Madam, Sub: Redressal of investor grievances against stock brokers and subbrokers in SEBI Complaints Redress System (SCORES) 1. SEBI has commenced processing of investor grievances in a ..
Processing of Investor Complaints in SEBI Complaints Redress System (SCORES)
Notification No#CIR/MIRSD/17/2011 24 August 2011CIR/MIRSD/17/2011 August 24, 2011 To (1) All Merchant Bankers (MBs) registered with SEBI (2)All Registrars to an Issue and Share Transfer Agents (RTI/STAs) registered with SEBI (3) All Underwriters registered with SEBI Sir/ Madam, Sub: Pr..
Simplification and Rationalization of Trading Account Opening Process
Notification No#CIR/MIRSD/16/2011 22 August 2011CIR/MIRSD/16/2011 August 22, 2011 All Recognized Stock Exchanges Dear Sirs, Subject: Simplification and Rationalization of Trading Account Opening Process. 1. SEBI has been getting feedback from the investors that the present trading account opening procedure is ..
Circular for Mutual Funds
Notification No#Cir/ IMD/ DF/13/ 2011 22 August 2011Circular for Mutual Funds Cir/ IMD/ DF/13/ 2011 August 22, 2011 All Registered Mutual Funds/ Approved Asset Management Companies (AMCs) Sir/Madam, Sub: Circular for Mutual Funds A. Transaction charges 1. Please refer to SEBI circular no. SEB..
Investment by Foreign Investors in Mutual Fund Schemes
Notification No#CIR/ IMD /DF / 14 /2011 09 August 2011CIR/ IMD /DF / 14 /2011 August 9, 2011 All SEBI registered Mutual Funds/ approved Asset management Companies (AMCs) / Depository participants/ Custodians. Sir / Madam, Sub: Investment by Foreign Investors in Mutual Fund Schemes...
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