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Investments & Personal Finance Notification & Circulars


Investment by Qualified Foreign Investors (QFI) in Indian equity shares.

 Notification No#CIR/ IMD/FII&C/3/2012     13 January 2012

 CIR/ IMD/FII&C/3/2012 January 13, 2012   All SEBI registered Intermediaries/ Recognized Stock Exchanges/ Depositories   Sir / Madam,    Sub: Investment by Qualified Foreign Investors (QFI) in Indian equity shares.  ..


Changes in Re-investment period of FII Debt Limit

 Notification No#CIR/IMD/FIIC/1/2012     03 January 2012

 CIR/IMD/FIIC/1/2012 January 03, 2012   To All Foreign Institutional Investors through their designated Custodians of Securities   Dear Sir/Madam   Sub: Changes in Re-investment period of FII debt limit   1. Please refer to para 2 of SEBI circular Cir No. IMD/F..


SEBI {KYC (Know Your Client) REGISTRATION AGENCY} REGULATIONS, 2011

 Notification No#No. LAD-NRO/GN/2011-12/29/36772     02 December 2011

 THE GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, DECEMBER 02, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 02nd December, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA {KYC (Know Your Client) REGIST..


Annual System Audit

 Notification No#CIR/MRD/DMS/13/2011     29 November 2011

 GENERAL MANAGER MARKET REGULATION DEPARTMENT DIVISION FOR MARKET SUPERVISION Tel: 26449260,  Fax: 26449021/31 Email : manojk@sebi.gov.in   CIR/MRD/DMS/13/2011 November 29, 2011   The Managing Director / Executive Director Stock Exchanges and Depositories   Dea..


Format for submitting Draft Letter of Offer under Regulation 16 (1) of SEBI (SAST) Regulations, 2011

 Notification No#SEBI/CFD/DCR/SAST/ 3/2011/11/22     22 November 2011

CIRCULAR SEBI/CFD/DCR/SAST/ 3/2011/11/22  November 22, 2011   To, All Registered Merchant Bankers All Recognized Stock Exchanges Dear Sir(s),   Sub: SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (The Regulations)   1. Please refer t..


Increase in FII debt limit in Government & Corporate debt category

 Notification No#CIR/IMD/FIIC/ 20 /2011     18 November 2011

CIRCULAR  CIR/IMD/FIIC/ 20 /2011 November 18, 2011   To   All Foreign Institutional Investors through their designated Custodians of Securities   Dear Sir/Madam   Sub – Increase in FII debt limit in Government & Corporate debt category   1. Go..


Participation of mutual funds in repo in corporate debt securities

 Notification No#CIR / IMD / DF / 19 / 2011     11 November 2011

 CIRCULAR CIR / IMD / DF / 19 / 2011 November 11, 2011   All Mutual Funds/Asset Management Companies   Sir / Madam,   Sub: Participation of mutual funds in repo in corporate debt securities   1. The Reserve Bank of India, vide notification no.IDMD.DO..


SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (The Regulations)

 Notification No#SEBI/CFD/DCR/SAST/ 2/2011/10/20      20 October 2011

  CIRCULAR SEBI/CFD/DCR/SAST/ 2/2011/10/20 October 20, 2011 To, All Registered Merchant Bankers All Recognized Stock Exchanges Dear Sir(s), Sub: SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (The Regulations)   1. This is in continuation of..


Guidelines for Issue and Listing of Structured Products/Market Linked Debentures

 Notification No#Cir. /IMD/DF/17/2011     28 September 2011

  Securities and Exchange Board of India CIRCULAR Cir. /IMD/DF/17/2011 September 28, 2011 All Registered Merchant Bankers All Recognized Stock Exchanges All Registered Credit Rating Agencies Dear Sir/ Madam, Sub: Guidelines for Issue and Listing of Structured Products/ Marke..


SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

 Notification No#SEBI/CFD/DCR/SAST/ 1/2011/09/23     23 September 2011

 Securities and Exchange Board of India CIRCULAR Neelam Bhardwaj General Manager Corporation Finance Department Phone: +91 22 26449350 (D), Email: neelamb@sebi.gov.in SEBI/CFD/DCR/SAST/ 1/2011/09/23 September 23, 2011 To, All Registered Merchant Bankers All Recognized Stock Exchanges..





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