Investments & Personal Finance Notification & Circulars

SEBI - Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)

Notification No#Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/84 08 June 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/84 Dated: June 08, 2023 To, Stock Brokers through recognized Stock Exchanges Depository Participants through recognized Depositories Clearing Members through recognized Clearing Corporations Dea..

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Participation of Mutual funds in repo transactions on Corporate Debt Securities

Notification No#Circular No. SEBI/HO/IMD/IMD PoD-2/P/CIR/2023/85 08 June 2023

Securities and Exchange Board of India Circular No. SEBI/HO/IMD/IMD PoD-2/P/CIR/2023/85 Dated: June 8, 2023 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/Madam, Sub: ..

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Nomination for Mutual Fund Unit Holders - Extension of timelines

Notification No#SEBI/HO/IMD/IMD-I POD1/P/CIR/2023/47 28 March 2023

Securities and Exchange Board of India Circular No. SEBI/HO/IMD/IMD-I POD1/P/CIR/2023/47 Dated: March 28, 2023 To All Mutual Funds All Asset Management Companies (‘AMCs’) All Trustee Companies/ Boards of Trustees of Mutual Funds All Regi..

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Amendment to Securities Lending Scheme, 1997

Notification No#Circular No. SEBI/HO/MRD/MRD-POD-2/P/CIR/2023/41 27 March 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MRD/MRD-POD-2/P/CIR/2023/41 Dated: March 27, 2023 To All Recognized Stock Exchanges, Depositories and Clearing Corporations Dear Sir/ Madam, Sub: Amendment to Securities Lending Scheme, 1997&..

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Common and simplified norms for processing investor’s service requests by RTAs

Notification No#Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/3 16 March 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/3 Dated: March 16, 2023 To All registered Registrars to an Issue and Share Transfer Agents (RTAs) All Listed Companies through Recognized Stock Exchanges Recognized Stock Exchanges All Recognized ..

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SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2023

Notification No#SEBI/LAD-NRO/GN/2023/128 14 March 2023

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 14th March, 2023 SECURITIES AND EXCHANGE BOARD OF INDIA (FOREIGN PORTFOLIO INVESTORS) (AMENDMENT) REGULATIONS, 2023 No. SEBI/LAD-NRO/GN/2023/128. - In exercise of the powers conferred by sub-section (1) of Section 30 read..

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Clarification with respect to Qualified RTAs

Notification No#SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/36 10 March 2023

CIRCULAR SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/36 March 10, 2023 To All registered Registrars to an Issue and Share Transfer Agents (RTAs) Dear Sir / Madam, Clarification with respect to Qualified RTAs (QRTAs) 1. ..

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Master Circular on issuance of No Objection Certificate (NOC) for release of 1% of Issue Amount

Notification No#Circular No. SEBI/HO/OIAE/IGRD/P/CIR/2022/0151 07 November 2022

Securities and Exchange Board of India Circular No. SEBI/HO/OIAE/IGRD/P/CIR/2022/0151 Date: November 07, 2022 To All Companies whose securities are listed on SEBI recognized Stock Exchanges (Through the Stock Exchanges) All recognized Stock Exchanges All registered Merchant Bankers ..

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Master Circular on the redressal of investor grievances through the SEBI Complaints Redress System (SCORES) platform

Notification No#SEBI/HO/OIAE/IGRD/P/CIR/2022/0150 07 November 2022

Securities and Exchange Board of India CIRCULAR SEBI/HO/OIAE/IGRD/P/CIR/2022/0150 November 07, 2022 To All Companies whose securities are listed on SEBI recognized Stock Exchanges (Through the Stock Exchanges) All Intermediaries registered with SEBI (Through the Stock Exchanges fo..

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SEBI II Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2022

Notification No#SEBI/LAD-NRO/GN/2022/82 27 April 2022

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 27th April, 2022 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (SECOND AMENDMENT) REGULATIONS, 2022 F. No. SEBI/LAD-NRO/GN/2022/82. - In exercise of the powers conferred under sectio..

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