Investments & Personal Finance Notification & Circulars
SEBI {KYC(Know Your Client) Registration Agency} (Second Amendment) Regulations, 2014
Notification No#No. LAD-NRO/GN/2014-15/05/23483 11 August 2014THE GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, AUGUST 11, 2014 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 11th of August , 2014 SECURITIES AND EXCHANGE BOARD OF INDIA&n..
Expanding the framework of Offer for Sale (OFS) of Shares through stock exchange mechanism
Notification No#CIR/MRD/DP/24/2014 08 August 2014CIRCULAR CIR/MRD/DP/ 24 /2014 August 08, 2014 To All Stock Exchanges Dear Sir / Madam, Sub: Expanding the framework of Offer for Sale (OFS) of Shares through stock exchange mechanism 1. Comprehensive guidelines on sale of shares through Offer for S..
Draft SEBI (Infrastructure Investment Trusts) Regulations, 2014
18 July 2014Draft SEBI (Infrastructure Investment Trusts) Regulations, 2014 Please find the attached file for details ..
SEBI provides clarification on esop norms
Notification No#CIR/CFD/POLICYCELL/3/2014 27 June 2014SEBI Circulars No. CIR/CFD/DIL/3/2013 dated January 17, 2013, CIR/CFD/DIL/7/2013 dated May 13, 2013 and CIR/CFD/POLICYCELL/14/2013 dated November 29, 2013 - Extension of time line for alignment Please find the attached file ..
Companies exclusively listed on De-recognized/Non-operational Stock Exchanges
Notification No#CIR/MRD/DSA/18/2014 22 May 2014CIRCULAR CIR/MRD/DSA/18/2014 May 22, 2014 To The Managing Directors/Chief Executive Officers/ Officiating Executive Directors of All the Stock Exchanges Dear Sir/Madam, Sub: Companies exclusively listed on De-recogni..
Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments
Notification No#CIR/MRD/DP/14/2014 23 April 2014CIR/MRD/DP/14/2014 April 23, 2014 To All Stock Exchanges Dear Sir / Madam, Sub: Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments 1. SEBI vide circular CIR/DNPD/5/2011 dated June..
Corporate Governance in listed entities - Amendments to Clauses 35B and 49 of the Equity Listing Agreement
Notification No#CIR/CFD/POLICY CELL/2/2014 17 April 2014CIR/CFD/POLICY CELL/2/2014 April 17, 2014 To All Recognised Stock Exchanges Dear Sir(s)/Madam(s), Sub: Corporate Governance in listed entities - Amendments to Clauses 35B and 49 of the Equity Listing Agreement 1. Please refer to ma..
Compliance with the provisions of Equity Listing Agreement by listed companies – Monitoring by Stock Exchanges
Notification No#CIR/CFD/POLICYCELL/13/2013 18 November 2013CIR/CFD/POLICYCELL/13/2013 November 18, 2013 To All Recognised Stock Exchanges Dear Sir(s)/Madam(s), Sub: Compliance with the provisions of Equity Listing Agreement by listed companies – Monitoring by Stock Exchanges ..
Guidelines for dealing with Conflict of Interest for investment/ trading by CRAs, Access Persons and other employees
Notification No#CIR/MIRSD/6/2013 28 August 2013CIR/MIRSD/6/2013 August 28, 2013 To All Credit Rating Agencies (CRAs) registered with SEBI Sub: Guidelines for dealing with Conflict of Interest for investment/ trading by CRAs, Access Persons and other employees 1. SEBI (Credit Rati..
General Guidelines for dealing with Conflicts of Interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Marke
Notification No#CIR/MIRSD/5/2013 27 August 2013CIR/MIRSD/5/2013 August 27, 2013 To Registered Intermediaries Recognised Stock Exchanges Recognised Clearing Corporations Depositories Sir/ Madam, Sub: General Guidelines for dealing with Conflicts of Interest of Intermed..
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