Investments & Personal Finance Notification & Circulars
SEBI (Employees' Service) (Amendment) Regulations, 2016 (w.e.f. November 30, 2016)
Notification No#LAD-NRO/GN/2016-17/016 30 November 2016THE GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, NOVEMBER 30, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 30th November, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (EMPLOYEES' SERVICE) (AMEND..
SEBI (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2016 (w.e.f. November 30, 2016)
Notification No#SEBI/LAD/NRO/GN/2016-17/017 30 November 2016THE GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, NOVEMBER 30, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 30th November, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA(ISSUE OF CAPITAL AND DISCLOSURE..
Continuous disclosures and compliances by InvITs
Notification No#CIR/IMD/DF/127/2016 29 November 2016CIR/IMD/DF/127/2016 November 29, 2016 To All Infrastructure Investment Trusts (InvITs) All Parties to InvITs All Stock Exchanges Dear Sir / Madam, Sub: Continuous disclosures and compliances by InvITs 1. Regulation 23 of the SEBI (Infras..
Guidelines for functioning of Stock Exchanges and Clearing Corporations in International Financial Services Centre (IFSC)
Notification No#SEBI/HO/MRD/DSA/CIR/P/2016/125 28 November 2016CIRCULAR SEBI/HO/MRD/DSA/CIR/P/2016/125 November 28, 2016 All Stock Exchanges and Clearing Corporations in International Financial Services Centre Dear Sir/Madam Guidelines for functioning of Stock Exchanges and Clearing Corporations in International F..
Review of requirement for copy of PAN Card to open accounts of FPIs
Notification No#CIR/IMD/FPIC/123/2016 17 November 2016CIRCULAR CIR/IMD/FPIC/123/2016 November 17, 2016 To, 1. All Foreign Portfolio Investors ("FPIs") through their Designated Depository Participants ("DDPs")/ Custodian of Securities. 2. The Depositories (NSDL and CDSL) 3. All Recognized Stock Exchange..
Investment trading in securities by employees of AMC(s) and Trustees of Mutual Funds
Notification No#SEBI/HO/IMD/DF2/CIR/P/2016/124 17 November 2016CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2016/124 November 17, 2016 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds Sir/ Madam, Subject: Investment/trading in securities by employees of AMC(s) and Trust..
Clarification on aspects related to day count convention for debt securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008
Notification No#CIR/IMD/DF-1/122/2016 11 November 2016CIRCULAR CIR/IMD/DF-1/122/2016 November 11, 2016 To, All Issuers All Recognized Stock Exchanges All Depositories All Registered Merchant Bankers Dear Sir / Madam, Sub.: Clarification on aspects related to day count convention for debt securiti..
Uploading of the existing clients' KYC details with Central KYC Records Registry (CKYCR) System by the registered intermediaries
Notification No#CIR/MIRSD/120 /2016 10 November 2016CIRCULAR CIR/MIRSD/120 /2016 November 10, 2016 1. All Recognized Stock Exchanges 2. Stock Brokers through Recognized Stock Exchanges 3. All recognised Depositories 4. Depository Participants through Depositories 5. Association of Mutual Funds in India 6. Mutual f..
Enhanced Standards for Credit Rating Agencies (CRAs)
Notification No#SEBI/HO/MIRSD/MIRSD4/CIR/P/2016/119 01 November 2016CIRCULAR SEBI/HO/MIRSD/MIRSD4/CIR/P/2016/119 November 1, 2016 To All Credit Rating Agencies Registered with SEBI Dear Sir/ Madam, Sub: Enhanced Standards for Credit Rating Agencies (CRAs) 1. SEBI constituted a committee on “Streng..
Freezing of Promoter and Promoter Group Demat accounts for non-compliance with Certain Provisions of Listing Regulations
Notification No#SEBI/HO/CFD/CMD/CIR/P/2016/116 26 October 2016Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD/CIR/P/2016/116 Dated: October 26, 2016 To All the Recognized Stock Exchanges All Depositories Dear Sir/Madam, Sub: Freezing of Promoter and Promoter group Demat accounts for Non-com..
Trending Online Classes
-
DT & Audit (Exam Oriented Fastrack Batch) - For May 26 Exams and onwards Full English
CA Bhanwar Borana & CA Shubham Keswani
CAclubindia
