Investments & Personal Finance Notification & Circulars
Enhanced Standards for Credit Rating Agencies (CRAs)
Notification No#SEBI/HO/MIRSD/MIRSD4/CIR/P/2016/119 01 November 2016CIRCULAR SEBI/HO/MIRSD/MIRSD4/CIR/P/2016/119 November 1, 2016 To All Credit Rating Agencies Registered with SEBI Dear Sir/ Madam, Sub: Enhanced Standards for Credit Rating Agencies (CRAs) 1. SEBI constituted a committee on “Streng..
Freezing of Promoter and Promoter Group Demat accounts for non-compliance with Certain Provisions of Listing Regulations
Notification No#SEBI/HO/CFD/CMD/CIR/P/2016/116 26 October 2016Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD/CIR/P/2016/116 Dated: October 26, 2016 To All the Recognized Stock Exchanges All Depositories Dear Sir/Madam, Sub: Freezing of Promoter and Promoter group Demat accounts for Non-com..
Disclosures in case of listed insurance companies
Notification No#CIR/CFD/DIL/115/2016 24 October 2016SECURITY & EXCHANGE BOARD OF INDIA CIRCULAR CIR/CFD/DIL/115/2016 October 24, 2016 To All issuers All Recognized Stock Exchanges Dear Sir / Madam, Sub: Disclosures in case of listed insurance companies 1. SEBI circular No. CIR/CFD/CMD/15/..
Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure
Notification No#SEBI/HO/MRD/DSA/CIR/P/2016/113 19 October 2016CIRCULAR SEBI/HO/MRD/DSA/CIR/P/2016/113 October 19, 2016 To All Recognised Stock Exchanges, All Recognised Clearing Corporation, All Depositories. Dear Sir / Madam, Subject: Facilitating transaction in Mutual Fund schemes through the Stock Exc..
Investments by FPIs in Government securities
Notification No#IMD/FPIC/CIR/P/2016/107 03 October 2016CIRCULAR IMD/FPIC/CIR/P/2016/107 October 03, 2016 To All Foreign Portfolio Investors through their designated Custodians of Securities The Depositories (NSDL and CDSL) Sir / Madam, Sub: Investments by FPIs in Government securities ..
Portfolio Management Services (PMS) in Commodity Derivatives Market
Notification No#CIRCULAR SEBI/HO/ CDMRD/DMP/P/CIR/2016/100 27 September 2016CIRCULAR SEBI/HO/ CDMRD/DMP/P/CIR/2016/100 September 27, 2016 To, The Managing Directors / Chief Executive Officers of All Commodity Derivatives Exchanges and its members Dear Sir / Madam, Sub: Portfolio Management Services (PMS) in Commodity Derivat..
Sharing of Information in case of Declaration of Member as Defaulter in case of Multiple Membership
Notification No#CIRCULAR SEBI/HO/CDMRD/DMP/CIR/P/2016/102 27 September 2016CIRCULAR SEBI/HO/CDMRD/DMP/CIR/P/2016/102 September 27, 2016 To, The Managing Directors / Chief Executive Officers All National Commodity Derivatives Exchanges Dear Sir / Madam, Sub: Sharing of Information in case of Declaration of Member as Defaulter..
Position Limits for Commodity Derivatives, clubbing of open positions, penalties for violation of position limits
Notification No#CIRCULAR SEBI/HO/CDMRD/DMP/CIR/P/2016/96 27 September 2016CIRCULAR SEBI/HO/CDMRD/DMP/CIR/P/2016/96 September 27, 2016 To, The Managing Directors / Chief Executive Officers All National Commodity Derivatives Exchanges Sir / Madam, Sub.: Position Limits for Commodity Derivatives, clubbing of open positions, p..
Investor Protection Fund (IPF) and its related matters
Notification No#SEBI/HO/CDMRD/DEICE/CIR/P/2016/94 26 September 2016CIRCULAR SEBI/HO/CDMRD/DEICE/CIR/P/2016/94 September 26, 2016 To, The Managing Directors / Chief Executive Officers All National Commodity Derivatives Exchanges Sir / Madam, Sub.: Investor Protection Fund (IPF) and its related matters 1..
Consolidated Account Statement
Notification No#SEBI/HO/IMD/DF2/CIR/P/2016/89 20 September 2016Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2016/89 September 20, 2016 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of Mutual Funds Sir/ Madam, Subject: Consolidated Account Stat..
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