Investments & Personal Finance Notification & Circulars


Change in investment conditions / restrictions for FPI investments in Corporate Debt securities

 Notification No#CIR/IMD/FIIC/1/2015      03 February 2015

CIRCULAR CIR/IMD/FIIC/1/2015 February 03, 2015   To All Foreign Portfolio Investors through their designated Custodians of Securities The Depositories (NSDL and CDSL)   Sir / Madam,   Sub: Change in investment conditions / restrictions for FPI inves..


Clarification on Government Debt Investment Limits

 Notification No#CIR/IMD/FIIC/19/2014      09 October 2014

CIRCULAR  CIR/IMD/FIIC/19/2014  October 09, 2014  To  All Foreign Portfolio Investors through their Designated Depository Participants  The Depositories (NSDL and CDSL)    Sir / Madam,    Sub: Clarification on Government Debt..


Securities and Exchange Board of India (Stock Brokers and Sub-brokers) (Amendment) Regulations, 2014

 Notification No#LAD-NRO/GN/2014-15/15/1671     08 October 2014

    Securities and Exchange Board of India (Stock Brokers and Sub-brokers) (Amendment) Regulations, 2014       Please refer the attached file for details   ..


SEBI (Infrastructure Investment Trusts) Regulations, 2014

 Notification No#LAD-NRO/GN/2014-15/10/1577     26 September 2014

PR No. 117/2014 SEBI (Infrastructure Investment Trusts) Regulations, 2014     The SEBI (Infrastructure Investment Trusts) Regulations, 2014 (“InvIT Regulations”) have been notified, vide a notification no  LAD-NRO/GN/2014-15/10/1577 dated September 26, 2014 and..


SEBI (Real Estate Investment Trusts) Regulations, 2014

 Notification No#LAD-NRO/GN/2014-15/11/1576      26 September 2014

PR No. 116/2014 SEBI (Real Estate Investment Trusts) Regulations, 2014   The SEBI (Real Estate Investment Trusts) Regulations, 2014 (“REIT Regulations”) have been notified, vide notification No. LAD-NRO/GN/2014-15/11/1576 dated September 26, 2014 and same is avail..


Establishment of Connectivity with both depositories NSDL and CDSL ? Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

 Notification No#CIR/MRD/DP/ 27 /2014     18 September 2014

CIRCULAR CIR/MRD/DP/ 27 /2014 September 18, 2014 To, All Stock Exchanges   Dear Sir / Madam,   Sub: Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to N..


Corporate Governance in listed entities - Amendments to Clause 49 of the Equity Listing Agreement

 Notification No#CIR/CFD/POLICY CELL/7/2014     15 September 2014

    Corporate Governance in listed entities - Amendments to Clause 49 of the Equity Listing Agreement   Please find the attached fle for details     ..


Formats for disclosure under Regulation 30 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(Regulations)

 Notification No#CIR/CFD/POLICYCELL/5/2014     25 August 2014

    Formats for disclosure under Regulation 30 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(Regulations)     Please refer the attached file for details     ..


SEBI {KYC(Know Your Client) Registration Agency} (Second Amendment) Regulations, 2014

 Notification No#No. LAD-NRO/GN/2014-15/05/23483     11 August 2014

THE GAZETTE OF INDIA  EXTRAORDINARY  PART – III – SECTION 4  PUBLISHED BY AUTHORITY  NEW DELHI, AUGUST 11, 2014  SECURITIES AND EXCHANGE BOARD OF INDIA  NOTIFICATION  Mumbai, the 11th of August , 2014 SECURITIES AND EXCHANGE BOARD OF INDIA&n..


Expanding the framework of Offer for Sale (OFS) of Shares through stock exchange mechanism

 Notification No#CIR/MRD/DP/24/2014     08 August 2014

CIRCULAR CIR/MRD/DP/ 24 /2014 August 08, 2014   To All Stock Exchanges Dear Sir / Madam,   Sub: Expanding the framework of Offer for Sale (OFS) of Shares through stock exchange mechanism   1. Comprehensive guidelines on sale of shares through Offer for S..





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