Investments & Personal Finance Notification & Circulars

SEBI (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2017

Notification No#SEBI/LAD/NRO/GN/2016-17/037 06 March 2017

THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, MARCH 6, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 6th March 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (PAYMENT OF FEES AND MODE OF PAYM..

Posted in Investments & Personal Finance

Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) (Amendment) Regulations, 2017

Notification No#SEBI/LAD/NRO/GN/2016-17/036 27 February 2017

THE GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, FEBRUARY 27, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 27th February, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (SETTLEMENT OF ADMINISTRATIV..

Posted in Investments & Personal Finance

Amendment pursuant to comprehensive review of Investor Grievance Redressal Mechanism

Notification No#SEBI/HO/DMS/CIR/P/2017/15 23 February 2017

CIRCULAR SEBI/HO/DMS/CIR/P/2017/15 February 23, 2017 All Recognized Stock Exchanges (excluding Commodity Derivatives Exchanges)/ Depositories Sir/ Madam, Sub: Amendment pursuant to comprehensive review of Investor Grievance Redressal Mechanism ..

Posted in Investments & Personal Finance

Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2017

Notification No#SEBI/LAD/NRO/GN/2016-17/033 15 February 2017

GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, FEBRUARY 15, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 15th February, 2017 SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEAR..

Posted in Investments & Personal Finance

Consultative Paper on the proposed amendments to SEBI (Debenture Trustee) Regulations, 1993

Notification No#SEBI/LAD/NRO/GN/2016-17/034 15 February 2017

GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, FEBRUARY 15, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 15th February, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PAR..

Posted in Investments & Personal Finance

Consolidation and re-issuance of debt securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008

Notification No#2.2.2017 02 February 2017

CONSULTATION PAPER Consolidation and re-issuance of debt securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 A. Market Structure of corporate bonds: The development of the primary market in corporate bond has been important part of the reform pr..

Posted in Investments & Personal Finance

Procedures for Exchange Listing Control Mechanism

Notification No#SEBI/HO/MRD/DSA/CIR/P/2017/9 27 January 2017

CIRCULAR SEBI/HO/MRD/DSA/CIR/P/2017/9 January 27, 2017 To All Recognised Stock Exchanges, Dear Sir / Madam, Procedures for Exchange Listing Control Mechanism 1. Regulation 45 of the SECC Regulations provides for listing of stock exchan..

Posted in Investments & Personal Finance

Spread margin benefit

Notification No#SEBI/HO/CDMRD/DRMP/CIR/P/2016/130 02 December 2016

CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2016/130 December 02, 2016 To, The Managing Directors / Chief Executive Officers National Commodity Derivatives Exchanges Sir / Madam, Sub: Spread margin benefit 1. SEBI vide circular SEBI/HO/CDMRD/DR..

Posted in Investments & Personal Finance

SEBI (Infrastructure Investment Trusts) (Amendment) Regulations, 2016

Notification No#SEBI/LAD/NRO/GN/2016-17/021 30 November 2016

GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, 30th November, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 30th November, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (INFRASTRUCTURE INVESTMENT TRUSTS..

Posted in Investments & Personal Finance

SEBI(Real Estate Investment Trusts) (Amendment) regulations, 2016

Notification No#SEBI/LAD/NRO/GN/2016-17/022 30 November 2016

THE GAZETTE OF INDIA EXTRAORDINARY PART—Ill —SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, 30th November, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 30th November, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (REAL ESTATE INVESTMENT TRUSTS) (AMENDMENT) RE..

Posted in Investments & Personal Finance