Investments & Personal Finance Notification & Circulars

Advisory for Financial Sector Organizations regarding Software as a Service (SaaS) based solutions

Notification No#SEBI/HO/MIRSD2/DOR/CIR/P/2020/221 03 November 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/MIRSD2/DOR/CIR/P/2020/221 November 03, 2020 All Stock Brokers through exchanges All Depository Participants through Depositories All Merchant Bankers All Registrar to an Issue and Share Transfer Agent All Debenture Trustee All ..

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Processing of applications for registrations of AIFs and launch of schemes

Notification No#SEBI/HO/IMD/DF6/CIR/P/2020/209 22 October 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF6/CIR/P/2020/209 October 22, 2020 To, All Alternative Investment Funds (AIFs) Dear Sir/ Madam, Sub: Processing of applications for registrations of AIFs and launch of schemes 1 While processing applications f..

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Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies

Notification No#SEBI/HO/OIAE/IGRD/CIR/P/2020/208 22 October 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/OIAE/IGRD/CIR/P/2020/208 22 October, 2020 To, All companies whose securities are listed on SEBI recognized Stock Exchanges (through Stock Exchanges) All Recognized Stock Exchanges All Depositories All Investor Associations D..

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Contribution by Issuers of listed or proposed to be listed debt securities towards creation of “Recovery Expense Fund"”

Notification No#SEBI/HO/MIRSD/CRADT/CIR/P/2020/207 22 October 2020

Securities and Exchange Broad of India SEBI/HO/MIRSD/CRADT/CIR/P/2020/207 October 22, 2020 To All issuers who have listed or propose to list their debt securities All Recognized Stock Exchanges All Debenture Trustees registered with SEBI Dear Sir/ Madam, Sub: Contribution by Issu..

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SEBI steps up efforts for ‘Data Culture’ through “Data Democratization” in the Indian securities market; Constitutes “Market Data Advisory Committee”

Notification No#Press Releases No. 55/2020 19 October 2020

Securities and Exchange Board of India SEBI steps up efforts for ‘Data Culture’ through “Data Democratization” in the Indian securities market; Constitutes “Market Data Advisory Committee” Press Releases No. 55/2020 SEBI has constituted a Market Dat..

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Utilization of Fund Created out of the Regulatory Fee Forgone by SEBI – Additional Guidelines

Notification No#SEBI/HO/CDMRD/DNPMP/CIR/P/2020/206 19 October 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DNPMP/CIR/P/2020/206 October 19, 2020 To, The Managing Directors / Chief Executive Officers All Recognized Stock Exchanges having Commodity Derivatives Segment Dear Sir / Madam, Sub: Utilization of Fund Created out..

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SEBI (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2020

Notification No#SEBI/ LAD-NRO/GN/2020/33 08 October 2020

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th October, 2020 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2020 No. SEBI/ LAD-NRO/GN/2020/33 - In exercise of the powers conferred by sec..

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Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2020

Notification No#No. SEBI/LAD-NRO/GN/2020/32 08 October 2020

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th October 2020 SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEARING CORPORATIONS) (AMENDMENT) REGULATIONS, 2020 No. SEBI/LAD-NRO/GN/2020/32.—In exercise of the powers conferred by sections 4, 8A and 31 of..

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SEBI (Debenture Trustees) (Amendment) Regulations, 2020

Notification No#SEBI/LAD-NRO/GN/2020/34. 08 October 2020

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th October 2020 SECURITIES AND EXCHANGE BOARD OF INDIA (DEBENTURE TRUSTEES) (AMENDMENT) REGULATIONS, 2020. No. SEBI/LAD-NRO/GN/2020/34.- In exercise of the powers conferred under Section 30 of the Securities and Exchange B..

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SEBI (Issue and Listing of Debt Securities) (Amendment) Regulations, 2020

Notification No#No. SEBI/LAD-NRO/GN/2020/35 08 October 2020

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th October, 2020 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE AND LISTING OF DEBT SECURITIES) (AMENDMENT) REGULATIONS, 2020 No. SEBI/LAD-NRO/GN/2020/35 - In exercise of the powers under section 30 of the Securities..

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