Investments & Personal Finance Notification & Circulars

e-Voting Facility Provided by Listed Entities

Notification No#SEBI/HO/CFD/CMD/CIR/P/2020/242 09 December 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD/CIR/P/2020/242 December 09, 2020 To, All Recognized Depositories All Registered Depository Participants through Depositories All Listed Companies through recognized Stock Exchanges All E-voting Service Providers throug..

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Additional Payment Mechanism (i.e. ASBA, etc.) for Payment of Balance Money in Calls for partly paid specified securities issued by the listed entity

Notification No#SEBI/HO/CFD/DIL1/CIR/238/2020 08 December 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL1/CIR/238/2020 December 08, 2020 To All Listed Entities All Recognized Stock Exchanges Dear Sir/Madam, Sub: Additional Payment Mechanism (i.e. ASBA, etc.) for Payment of Balance Money in Calls for partly paid s..

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Operational guidelines for Transfer and Dematerialization of re-lodged physical shares

Notification No#SEBI/HO/MIRSD/RTAMB/CIR/P/2020/236 02 December 2020

CIRCULAR SEBI/HO/MIRSD/RTAMB/CIR/P/2020/236 December 02, 2020 To All Listed Companies (through Stock Exchanges) All Registrars to an Issue & Share Transfer Agents (RTA) All Depositories All Recognized Stock Exchanges All Depository Participants (DP) Dear Sir/ Madam, Sub: Oper..

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Relaxation in timelines for compliance with regulatory requirements

Notification No#SEBI/HO/MIRSD/DOP/CIR/P/2020/235 01 December 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/235 December 01, 2020 To, 1. All Recognised Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres) 2. All Depositories 3. Trading members / Clearing Members ..

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Request for Interpretive Letter under Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 relating to the Securities and Exchange Board of India (Mutual Funds), Regulations, 1996

Notification No#SEBI/H0/1MD/DF2/0W/P/2020/20589/1 27 November 2020

Securities and Exchange Board of India DEPUTY GENERAL MANAGER INVESTMENT MANAGEMENT DEPARTMENT SEBI/H0/1MD/DF2/0W/P/2020/20589/1 November 27, 2020 Ritesh Patel Head-Compliance, Legal, Risk & Company Secretary Unit No. 606, 6th Floor Windsor Bldg, Off CST Road, Kalina, Santacruz (E..

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Testing of software used in or related to Trading and Risk Management

Notification No#SEBI/HO/MRD1/DSAP/CIR/P/2020/234 24 November 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/MRD1/DSAP/CIR/P/2020/234 November 24, 2020 All Recognised Stock Exchanges Dear Sir / Madam, Subject: Testing of software used in or related to Trading and Risk Management 1. SEBI vide Circulars CIR/MRD/DP/24/2013 dated..

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Introduction of UPI mechanism and Application through Online interface and Streamlining the process of Public issues of securities

Notification No#SEBI/HO/DDHS/CIR/P/2020/233 23 November 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/DDHS/CIR/P/2020/233 November 23, 2020 To Recognised Stock Exchanges Registered Depositories National Payments Corporation of India Registered Depository Participants, Stock brokers, Merchant Bankers, Registrars to an Issue an..

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Non-compliance with provisions related to continuous disclosures

Notification No#SEBI/HO/DDHS/DDHS/CIR/P/2020/231 13 November 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2020/231 November 13, 2020 To, All Recognized Stock Exchanges All Depositories All issuers of listed Non-Convertible Debt Securities and/or Non-Convertible Redeemable Preference Shares All Issuers of l..

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Norms regarding holding of liquid assets in open ended debt schemes & stress testing of open ended debt schemes

Notification No#SEBI/HO/IMD/DF3/CIR/P/2020/229 06 November 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF3/CIR/P/2020/229 November 06, 2020 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Subject: Norms rega..

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Introduction of “Flexi Cap Fund” as a new category under Equity Schemes

Notification No#SEBI/HO/IMD/DF3/CIR/P/2020/228 06 November 2020

CIRCULAR SEBI/HO/IMD/DF3/CIR/P/2020/228 November 06, 2020 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject: Introduction of “F..

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