Investments & Personal Finance Notification & Circulars

Amendments to provisions in SEBI Circular dated September 16, 2016 on Unique Client Code (UCC) and mandatory requirement of Permanent Account Number (PAN)

Notification No#SEBI/HO/CDMRD/DNP/CIR/P/2021/30 08 March 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DNP/CIR/P/2021/30 March 08, 2021 The Managing Directors / Chief Executive Officers All Recognized Stock Exchanges and Clearing Corporations having Commodity Derivatives Segment Sir/Madam, Sub: Amendments to..

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Guidelines for votes cast by Mutual Funds

Notification No#SEBI/HO/IMD/DF4/CIR/P/2021/29 05 March 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2021/29 March 05, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Sub: Guidelines f..

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Code of Conduct & Institutional mechanism for prevention of Fraud or Market Abuse

Notification No#SEBI/HO/MRD/DCAP/CIR/P/2021/23 03 March 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DCAP/CIR/P/2021/23 March 03, 2021 To, All recognized Stock Exchanges, Clearing Corporations and Depositories Sir / Madam, Subject: Code of Conduct & Institutional mechanism for prevention of Fraud or Market Ab..

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Consultation Paper on Review of Regulatory Provisions related to Independent Directors

Notification No#Dated : Mar 01, 2021 01 March 2021

Securities and Exchange Board of India Consultation Paper on Review of Regulatory Provisions related to Independent Directors Mar 01, 2021 1. Objective 1.1. To solicit public comments / views on the proposals on review of regulatory provisions related to Independent Directors (IDs)..

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SEBI issues Consultation paper on “Review of Regulatory Provisions related to Independent Directors”

Notification No#PR No. 10/2021 01 March 2021

Securities and Exchange Board of India SEBI issues Consultation paper on “Review of Regulatory Provisions related to Independent Directors” PR No. 10/2021 SEBI has over the years, strengthened the institution of independent directors (IDs) through the recommendations of various ..

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Master Circular on Surveillance of Securities Market

Notification No#SEBI/HO/ISD/ISD/CIR/P/2021 /22 01 March 2021

Securities and Exchange Board of India MASTER CIRCULAR SEBI/HO/ISD/ISD/CIR/P/2021 /22 March 01, 2021 To 1. All Recognized Stock Exchanges 2. All Depositories 3. All Listed Companies 4. All Market Intermediaries registered with SEBI under Section 12 of the SEBI Act, 1992 5. ..

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SEBI - Extension of facility for conducting meetings of unitholders of REITs & InvITs through VC or OAVM

Notification No#SEBI/HO/DDHS/DDHS/CIR/P/2021/21 26 February 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2021/21 February 26, 2021 To, All Real Estate Investment Trusts (“REITs”) All Infrastructure Investment Trusts (InvITs) All Parties to REITs and InvITs All Recognized Stock Exchanges Madam/..

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SEBI seeks report from NSE on “trading halt”

Notification No#Press Releases February 24, 2021 24 February 2021

Securities and Exchange Board of India SEBI seeks report from NSE on “trading halt SEBI has advised NSE to carry out a detailed root cause analysis of the “trading halt” witnessed at NSE today and also explain the reasons for trading not migrating to the disaster recovery sit..

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Trading halt at NSE on February 24, 2021

Notification No#PR No. 9/2021 24 February 2021

PR No. 9/2021 Trading halt at NSE on February 24, 2021 In continuation to SEBI Press Release (PR No. 8/2021) dated February 24, 2021 and in response to various media articles on the matter, it is clarified as under: 1. SEBI recognises Stock Exchanges/ Clearing Corporations as impo..

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Consultation Paper on introduction of the concept of Accredited Investors

Notification No#Dated : Feb 24, 2021 24 February 2021

Securities and Exchange Board of India Consultation Paper on Introduction of concept of “Accredited Investors” in Indian securities market 1. Objective: 1.1. The objective of this consultation paper is to seek comments from the public and various stakeholders of the securit..

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