Investments & Personal Finance Notification & Circulars

SEBI (Portfolio Managers) (Third Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/31 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/31. - In exercise of the powers conferred by sub-section (1) of Section 30 read ..

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SEBI (Regulatory Sandbox) (Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/30 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (REGULATORY SANDBOX) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/30. - In exercise of the powers conferred by section 31 of the Securities Contracts (Regu..

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RTA inter-operable Platform for enhancing investors’ experience in Mutual Fund transactions / service requests

Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/604 26 July 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/604 July 26, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Registrar and Transfer Agents of Mutual Funds (RTAs) Association of Mut..

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SEBI - Nomination for Eligible Trading and Demat Accounts

Notification No#SEBI/HO/MIRSD/RTAMB/CIR/P/2021/601 23 July 2021

Securities and Exchange Board of India Circular SEBI/HO/MIRSD/RTAMB/CIR/P/2021/601 July 23, 2021 To All Recognized Stock Exchanges All Recognized Depositories Stock Brokers (Trading Members) through Recognized Stock Exchanges Depository Participants through Depositories S..

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SEBI Extension of time for holding the Annual General Meeting (AGM) by top 100 listed entities by market capitalization

Notification No#SEBI/HO/CFD/CMD1/P/CIR/2021/602 23 July 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/P/CIR/2021/602 July 23, 2021 To All listed entities that have listed their specified securities All Recognized Stock Exchanges Madam / Sir, Sub: Holding of Annual General Meeting (AGM) by top 100 listed entities b..

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SEBI Timelines related to processing of scheme related applications filed by AMCs

Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/603 23 July 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/603 July 23, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Subject: ..

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SEBI Continuous disclosures in compliances by REITs – Amendments

Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/599 22 July 2021

Securities and Exchange Board of India Circular No.: SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/599 Dated: July 22, 2021 To, All Real Estate Investment Trusts (“REITs”) All Parties to REITs All Stock Exchanges Madam/Sir, Sub: Continuous disclosures in compliances by ..

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SEBI Continuous disclosures in compliances by InvITs – Amendments

Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/600 22 July 2021

Securities and Exchange Board of India Circular No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/600 Dated: July 22, 2021 To, All Infrastructure Investment Trusts (“InvITs”) All Parties to InvITs All Stock Exchanges Madam/Sir, Sub: Continuous disclosures in compli..

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SEBI Relaxation in timelines for compliance with regulatory requirements by Debenture Trustees due to Covid-19

Notification No#SEBI/HO/MIRSD/CRADT/CIR/P/2021/597 20 July 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/CRADT/CIR/P/2021/597 July 20, 2021 To, All Debenture Trustees registered with SEBI All Recognized Stock Exchanges Dear Sir/ Madam, Sub: Relaxation in timelines for compliance with regulatory requirements by Debenture&n..

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Segregation and Monitoring of Collateral at Client Level

Notification No#SEBI/HO/MRD2_DCAP/CIR/2021/0598 20 July 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD2_DCAP/CIR/2021/0598 July 20, 2021 To All Recognized Clearing Corporations All Recognized Stock Exchanges Dear Sir/ Madam Segregation and Monitoring of Collateral at Client Level 1. SEBI, vide circular no. SEBI/HO/MI..

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