Investments & Personal Finance Notification & Circulars

Master Circular for Stock Exchange and Clearing Corporations

Notification No#SEBI/HO/MRD2/MRD2_DCAP/P/CIR/2021/0000000591 05 July 2021

Securities and Exchange Board of India MASTER CIRCULAR SEBI/HO/MRD2/MRD2_DCAP/P/CIR/2021/0000000591 July 5, 2021 To, All Recognized Stock Exchanges All Recognized Clearing Corporations Dear Sir/Madam, Sub: Master Circular for Stock Exchange and Clearing Corporations 1. SEB..

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Issue of No Objection Certificate for release of 1% of Issue amount

Notification No#SEBI/HO/OIAE/IGRD/CIR/P/2021/588 05 July 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/OIAE/IGRD/CIR/P/2021/588 05 July, 2021 To, All companies whose securities are listed on SEBI recognized Stock Exchanges (through Stock Exchanges) All recognized Stock Exchanges All registered Merchant Bankers Dear Sir/ Madam,..

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SEBI - Master Circular for Commodity Derivatives Market

Notification No#SEBI/HO/CDMRD/DMP/P/CIR/2021/589 01 July 2021

Securities and Exchange Board of India MASTER CIRCULAR SEBI/HO/CDMRD/DMP/P/CIR/2021/589 July 01, 2021 The Managing Directors/Chief Executive Officers All Stock Exchanges and Clearing Corporation with Commodity Derivatives Segment Dear Sir / Madam, Sub: Master Circular for Commodit..

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Alignment of interest of Key Employees of Asset Management Companies (AMCs) with the Unitholders of the Mutual Fund Schemes

Notification No#SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/582 25 June 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/582 June 25, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds / Association of Mutual Funds in India (AMFI) Sir/ Madam, Subject: Alignm..

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Prudential norms for liquidity risk management for open ended debt schemes

Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/583 25 June 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/583 June 25, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Subject: Pruden..

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Settlement of Running Account of Client’s Funds lying with Trading Member (TM)

Notification No#SEBI/HO/MIRSD/DOP/P/CIR/2021/577 16 June 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/P/CIR/2021/577 June 16, 2021 To, All recognized Stock Exchanges Madam / Sir, Sub: Settlement of Running Account of Client’s Funds lying with Trading Member (TM) 1. SEBI, vide circular no. MIRSD/SE/Cir-..

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Settlement of Running Account of Client’s Funds lying with Trading Member (TM)

Notification No#SEBI/HO/MIRSD/DOP/P/CIR/2021/577 16 June 2021

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Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 - System Driven Disclosures for inclusion of listed Debt Securities

Notification No#SEBI/HO/ISD/ISD/CIR/P/2021/578 16 June 2021

CIRCULAR SEBI/HO/ISD/ISD/CIR/P/2021/578 June16, 2021 To All Listed Companies All Depositories All NationwideStock Exchanges Dear Sir/Madam, Sub: Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of..

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Relaxation from the requirement of minimum vesting period in case of death of employee(s) under SEBI (Share Based EmployeeBenefit) Regulations, 2014

Notification No#SEBI/HO/CFD/DCR2/CIR/P/2021/576 15 June 2021

CIRCULAR SEBI/HO/CFD/DCR2/CIR/P/2021/576 June 15, 2021 To All Listed Companies All Recognized Stock Exchanges All Registered Merchant Bankers Dear Sir/Madam, Sub: Relaxation from the requirement of minimum vesting period in case of death of employee(s) under SEBI (Share Based Emp..

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Potential Risk Class Matrix for debt schemes based on Interest Rate Risk and Credit Risk

Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/573 07 June 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/573 June 07, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Subject: ..

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