Investments & Personal Finance Notification & Circulars

SEBI (Credit Rating Agencies) (Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/29 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (CREDIT RATING AGENCIES) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/29.-In exercise of the powers conferred by section 30 read with section 11 of the Secur..

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SEBI (Alternative Investment Funds) (Third Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/33 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ALTERNATIVE INVESTMENT FUNDS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/33.- In exercise of the powers conferred by sub-section (1) of Section ..

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SEBI (Portfolio Managers) (Third Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/31 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/31. - In exercise of the powers conferred by sub-section (1) of Section 30 read ..

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SEBI (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/35 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/35.- In exercise of the powers conferred by secti..

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SEBI (Regulatory Sandbox) (Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/30 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (REGULATORY SANDBOX) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/30. - In exercise of the powers conferred by section 31 of the Securities Contracts (Regu..

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RTA inter-operable Platform for enhancing investors’ experience in Mutual Fund transactions / service requests

Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/604 26 July 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/604 July 26, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Registrar and Transfer Agents of Mutual Funds (RTAs) Association of Mut..

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SEBI - Nomination for Eligible Trading and Demat Accounts

Notification No#SEBI/HO/MIRSD/RTAMB/CIR/P/2021/601 23 July 2021

Securities and Exchange Board of India Circular SEBI/HO/MIRSD/RTAMB/CIR/P/2021/601 July 23, 2021 To All Recognized Stock Exchanges All Recognized Depositories Stock Brokers (Trading Members) through Recognized Stock Exchanges Depository Participants through Depositories S..

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SEBI Extension of time for holding the Annual General Meeting (AGM) by top 100 listed entities by market capitalization

Notification No#SEBI/HO/CFD/CMD1/P/CIR/2021/602 23 July 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/P/CIR/2021/602 July 23, 2021 To All listed entities that have listed their specified securities All Recognized Stock Exchanges Madam / Sir, Sub: Holding of Annual General Meeting (AGM) by top 100 listed entities b..

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SEBI Timelines related to processing of scheme related applications filed by AMCs

Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/603 23 July 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/603 July 23, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Subject: ..

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SEBI Continuous disclosures in compliances by REITs – Amendments

Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/599 22 July 2021

Securities and Exchange Board of India Circular No.: SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/599 Dated: July 22, 2021 To, All Real Estate Investment Trusts (“REITs”) All Parties to REITs All Stock Exchanges Madam/Sir, Sub: Continuous disclosures in compliances by ..

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