Investments & Personal Finance Notification & Circulars


SOP for listed subsidiary company desirous of getting delisted through a Scheme of Arrangement

 Notification No#SEBI/HO/CFD/DIL1/CIR/P/2021/0585      06 July 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL1/CIR/P/2021/0585  Date: July 06, 2021 To All Listed Entities who have listed their equity and convertibles All the Nationwide Stock Exchanges Dear Sir/Madam, Sub: Standard Operating Procedure for listed subs..


SOP for handling of technical glitches by MIIs

 Notification No#SEBI/HO/MRD1/DTCS/CIR/P/2021/590     05 July 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/DTCS/CIR/P/2021/590 July 05, 2021 To, All Stock Exchanges All Clearing Corporations All Depositories, Dear Sir/ Madam, Sub.: Standard Operating Procedure for handling of technical glitches by Market Infrastructure Inst..


Master Circular for Stock Exchange and Clearing Corporations

 Notification No#SEBI/HO/MRD2/MRD2_DCAP/P/CIR/2021/0000000591     05 July 2021

Securities and Exchange Board of India MASTER CIRCULAR SEBI/HO/MRD2/MRD2_DCAP/P/CIR/2021/0000000591 July 5, 2021 To, All Recognized Stock Exchanges All Recognized Clearing Corporations Dear Sir/Madam, Sub: Master Circular for Stock Exchange and Clearing Corporations 1. SEB..


Issue of No Objection Certificate for release of 1% of Issue amount

 Notification No#SEBI/HO/OIAE/IGRD/CIR/P/2021/588     05 July 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/OIAE/IGRD/CIR/P/2021/588 05 July, 2021 To, All companies whose securities are listed on SEBI recognized Stock Exchanges (through Stock Exchanges) All recognized Stock Exchanges All registered Merchant Bankers Dear Sir/ Madam,..


SEBI - Master Circular for Commodity Derivatives Market

 Notification No#SEBI/HO/CDMRD/DMP/P/CIR/2021/589     01 July 2021

Securities and Exchange Board of India MASTER CIRCULAR SEBI/HO/CDMRD/DMP/P/CIR/2021/589 July 01, 2021 The Managing Directors/Chief Executive Officers All Stock Exchanges and Clearing Corporation with Commodity Derivatives Segment Dear Sir / Madam, Sub: Master Circular for Commodit..


Alignment of interest of Key Employees of Asset Management Companies (AMCs) with the Unitholders of the Mutual Fund Schemes

 Notification No#SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/582     25 June 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/582 June 25, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds / Association of Mutual Funds in India (AMFI) Sir/ Madam, Subject: Alignm..


Prudential norms for liquidity risk management for open ended debt schemes

 Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/583     25 June 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/583 June 25, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Subject: Pruden..


Settlement of Running Account of Client’s Funds lying with Trading Member (TM)

 Notification No#SEBI/HO/MIRSD/DOP/P/CIR/2021/577     16 June 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/P/CIR/2021/577 June 16, 2021 To, All recognized Stock Exchanges Madam / Sir, Sub: Settlement of Running Account of Client’s Funds lying with Trading Member (TM) 1. SEBI, vide circular no. MIRSD/SE/Cir-..


Settlement of Running Account of Client’s Funds lying with Trading Member (TM)

 Notification No#SEBI/HO/MIRSD/DOP/P/CIR/2021/577     16 June 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/P/CIR/2021/577 June 16, 2021 To, All recognized Stock Exchanges Madam / Sir, Sub: Settlement of Running Account of Client’s Funds lying with Trading Member (TM) 1. SEBI, vide circular no. MIRSD/SE/Cir-..


Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 - System Driven Disclosures for inclusion of listed Debt Securities

 Notification No#SEBI/HO/ISD/ISD/CIR/P/2021/578     16 June 2021

CIRCULAR  SEBI/HO/ISD/ISD/CIR/P/2021/578 June16, 2021 To  All Listed Companies All Depositories All NationwideStock Exchanges Dear Sir/Madam, Sub: Automation  of  Continual  Disclosures  under  Regulation  7(2)  of  SEBI (Prohibition of..





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