SEBI (Investment Advisers) (Third Amendment) Regulations, 2021

Last updated: 05 August 2021

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The Securities and Exchange Board of India (SEBI) has introduced the SEBI (Investment Advisers) (Third Amendment) Regulations, 2021. These new regulations, which came into effect upon publication in the Official Gazette, amend the existing SEBI (Investment Advisers) Regulations, 2013. Key changes include the insertion of definitions for 'accreditation agency' and 'accredited investor', aligning them with definitions in the SEBI (Alternative Investment Funds) Regulations, 2012. Additionally, Regulation 15A has been updated to explicitly include accredited investors when referring to clients.

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS)(THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/34. -In exercise of the powers conferred by sub-section (1) of section 30 read with clause (b) of sub-section (2) of section 11 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby makes the following regulations to further

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FAQ :

These are amendments made by the Securities and Exchange Board of India to further modify the SEBI (Investment Advisers) Regulations, 2013. They came into force on the date of their publication in the Official Gazette.

The regulations came into force on the date of their publication in the Official Gazette.

The amendments introduce definitions for 'accreditation agency' and 'accredited investor'. These definitions are consistent with those found in the SEBI (Alternative Investment Funds) Regulations, 2012.

Regulation 15A has been amended to explicitly include 'accredited investor' when referring to a client.

These amendments modify the Securities and Exchange Board of India (Investment Advisers) Regulations, 2013.

Notification No : No. SEBI/LAD-NRO/GN/2021/34
Source : https://www.sebi.gov.in/legal/regulations/aug-2021/securities-and-exchange-board-of-india-investment-advisers-third-amendment-regulations-2021_51672.html

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