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SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS)(THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/34. -In exercise of the powers conferred by sub-section (1) of section 30 read with clause
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FAQ :
These are amendments made by the Securities and Exchange Board of India to further modify the SEBI (Investment Advisers) Regulations, 2013. They came into force on the date of their publication in the Official Gazette.
The regulations came into force on the date of their publication in the Official Gazette.
The amendments introduce definitions for 'accreditation agency' and 'accredited investor'. These definitions are consistent with those found in the SEBI (Alternative Investment Funds) Regulations, 2012.
Regulation 15A has been amended to explicitly include 'accredited investor' when referring to a client.
These amendments modify the Securities and Exchange Board of India (Investment Advisers) Regulations, 2013.
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Notification No : No. SEBI/LAD-NRO/GN/2021/34Published in Investments & Personal Finance
Source : https://www.sebi.gov.in/legal/regulations/aug-2021/securities-and-exchange-board-of-india-investment-advisers-third-amendment-regulations-2021_51672.html