Investments & Personal Finance Notification & Circulars

Tendering of shares in open offers, buybacks and delisting offers by marking lien in the demat account of the shareholders

Notification No#SEBI/HO/CFD/DCR-III/CIR/P/2021/615 13 August 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DCR-III/CIR/P/2021/615 August 13, 2021 To Recognized Stock Exchanges Registered Depositories Registered Stock Brokers Registered Merchant Bankers Registered Registrars to an Issue and Share Transfer Agents Registered Depos..

Posted in Investments & Personal Finance

SEBI (Alternative Investment Funds) (Fourth Amendment) Regulations, 2021

Notification No#SEBI/LAD-NRO/GN/2021/41 13 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ALTERNATIVE INVESTMENT FUNDS) (FOURTH AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/41. - In exercise of the powers conferred by sub-section (1) of Section..

Posted in Investments & Personal Finance

SEBI Operational Circular for issue and listing of NCS, SDI, SR, CP

Notification No#SEBI/HO/DDHS/P/CIR/2021/613 10 August 2021

Securities and Exchange Board of India OPERATIONAL CIRCULAR SEBI/HO/DDHS/P/CIR/2021/613 August 10, 2021 To Issuers who have listed and/ or propose to list Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities or Commercial Pap..

Posted in Investments & Personal Finance

SEBI (Mutual Funds) (Second Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/36 05 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 5th August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (MUTUAL FUNDS) (SECOND AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/36.- In exercise of the powers conferred by section 30 read with clause (c) ..

Posted in Investments & Personal Finance

Modification in Operational Guidelines for FPIs and DDPs pursuant to amendment in SEBI (Foreign Portfolio Investors) Regulations, 2019

Notification No#Circular No. SEBI/ HO/ FPI&C/ P/ CIR/ 2021/ 609 04 August 2021

Securities and Exchange Board of India Circular SEBI/ HO/ FPI&C/ P/ CIR/ 2021/ 609 Dated: August 04, 2021 To 1. Foreign Portfolio Investors (“FPIs”) 2. Custodians and Designated Depository Participants (“DDPs”) 3. The Depositories (NSDL and CDSL) All..

Posted in Investments & Personal Finance

Requirement of minimum number and holding of unit holders for unlisted Infrastructure Investment Trusts (InvITs)

Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/611 04 August 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/611 August 04, 2021 To, All Infrastructure Investment Trusts (InvITs) All Parties to InvITs Madam / Sir, Sub: Requirement of minimum number and holding of unit holders for unlisted Infrastructure ..

Posted in Investments & Personal Finance

Maintenance of Current Accounts in multiple banks by Mutual Funds

Notification No#SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/610 04 August 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/610 August 4, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject:..

Posted in Investments & Personal Finance

SEBI (Investment Advisers) (Third Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/34 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/34. - In exercise of the powers conferred by sub-section (1) of section 30 read..

Posted in Investments & Personal Finance

Permitting non-scheduled Payments Banks to register as Bankers to an Issue

Notification No#SEBI/HO/MIRSD/MIRSD_DOR/P/CIR/605/2021 03 August 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/MIRSD_DOR/P/CIR/605/2021 August 3, 2021 To Recognized Stock Exchanges Registered Depositories Registered Stock Brokers Registered Merchant Bankers Registered Registrars to an Issue and Share Transfer Agents Registered De..

Posted in Investments & Personal Finance

SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2021

Notification No#No. SEBI.LAD-NRO/GN/2021/32 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (FOREIGN PORTFOLIO INVESTORS) (AMENDMENT) REGULATIONS, 2021 No. SEBI.LAD-NRO/GN/2021/32. - In exercise of the powers conferred by sub-section (1) of Section 30 rea..

Posted in Investments & Personal Finance