Securities Law QS in CS

1. True

Memorandum of Appeal should be in triplicate and should accompany the copies of the order. Atleast one should be a certified one against one whic it is filed.

2. False

In case of insider trading, an insider shall be liable to pay 25 crores or 3 times the profits which ever is higher.

3. False

Whistle blower policy is a mechanism for employees to report to the management concerns about unethical behaviour , actual or suspected fraud or violation of the company's code of conduct etc.

regards

vamshi

the first one is FALSE it shall be in FIVE copies and the remaining part is correct

ref: page no 344 of icsi study material (sec. laws&compliances) 

thnx a lot  VAMSHI.........

thnx a lot  VAMSHI.........