Non-banking financial company

what are the compliances for a non deposit taking nbfc?
Replies (1)
There are various legislation in which company (NBFC-DEPOSIT TAKING) needs to file return 1.under companies Act, 2013 2.under SEBI regulations 3.under RBI master directions Here I m mentioning the compliance under RBI master direction 1.Returns to be submitted by deposit taking NBFCs A.NBS-1 Quarterly Returns on deposits in First Schedule. B.NBS-2 Quarterly return on Prudential Norms is required to be submitted by NBFC accepting public deposits. C.NBS-3 Quarterly return on Liquid Assets by deposit taking NBFC. D.NBS-4 Annual return of critical parameters by a rejected company holding public deposits. (NBS-5 stands withdrawn as submission of NBS 1 has been made quarterly.) E.NBS-6 Monthly return on exposure to capital market by deposit taking NBFC with total assets of ₹ 100 crore and above. F.Half-yearly ALM return by NBFC holding public deposits of more than ₹ 20 crore or asset size of more than ₹ 100 crore G.Audited Balance sheet and Auditor’s Report by NBFC accepting public deposits. H.Branch Info Return. This based on my limited understanding of provisions. And for the Companies Act, 2013 As applicable to other relevant category of companies.

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