Important listed company related downloads !!!

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Ankur Garg

Company Secretary and Compliance Officer

114788 Points Joined January 2009

Company Related Downloads:

2.2 Formats for Compliance of Listing Agreement

2.2.1 Clause 35 : Shareholding Pattern

2.2.2 Clause 47 (c) : Certificate from Practicing Company Secretary

2.2.3 Clause 49 : Quaterly Corporate Governance Report

2.2.4 Clause 51: EDIFAR Registration Form

2.2.5 Format under Regulation 10(5)-Intimation to Stock Exchanges in respect of acquisition under Regulation 10(1)(a) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

2.2.6 Format under Regulation 10(5) - Intimation to Stock Exchanges in respect of acquisition under Regulation 10(4)(e) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

2.2.7 Format under Regulation 10(5) - Intimation to Stock Exchanges in respect of acquisition under Regulation 10(4)(f)
of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

2.2.8 Format under Regulation 10(6)-Report to Stock Exchanges in respect of any acquisition made in reliance upon exemption provided for in Regulation 10 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

2.2.9 Format under Regulation 18(6) - Disclosure by acquirer for shares/ voting rights acquired during the offer period under Regulation 18 (6) in terms of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 .

2.2.10 Format under Regulation 29(1) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011– Disclosure of acquisition to the Stock Exchanges and the Target Company.

2.2.11 Format under Regulation 29(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 – Disclosure of acquisition and disposal to the Stock Exchanges and the Target Company.

2.2.12 Format under Regulations 30(1) & (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011- Continual Disclosures at the end of each financial year to the Stock Exchanges and the Target Company.

2.2.13 Format under Regulations 31(1) & (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011- Disclosure of encumbered shares and details of any invocation / release of such encumbrances to the Stock Exchanges and the Target Company.

2.2.14 Reconciliation of Share Capital Audit

2.2.15 Form A - SEBI - Prohibition of Insider Trading Regulations,1992

2.2.16 Form B - SEBI - Prohibition of Insider Trading Regulations, 1992

2.2.17 Form C - SEBI - Prohibition of Insider Trading Regulations, 1992

2.2.18 Form D - SEBI - Prohibition of Insider Trading Regulations ,1992

2.4 Listing Agreement

2.4.1 Listing Agreement for Equity^New

2.4.2 Listing Agreement for Debt Securities

2.4.3 Listing Agreement for Securitized Debt Instruments

2.4.4 Listing Agreement for Indian Depository Receipts

2.4.4.1 for issuing companies whose securites market regulator is signatory of MMOU of IOSCO

2.4.4.1 for other companies

2.4.5 Checklists to help companies to ensure compliance

2.4.5.1 Qualified Institutional Placement (QIPs) - Pre issue

2.4.5.2 Qualified Institutional Placement (QIPs) - Post issue

2.4.5.3 GDRs/ADRs/FCCBs - Pre issue

2.4.5.4 GDRs/ADRs/FCCBs - Post issue

2.4.5.5 Preferential Issue - Pre Issue

2.4.5.6 Preferential Issue - Post Issue

2.4.5.7 Scheme of Amalgamation/ Demerger, etc. (Clause 24(f) of the listing agreement)

2.4.5.8 Scheme Arrangements with the creditors/ reduction in capital, etc (Clause 24(f) of the listing agreement)

2.4.5.9 Listing of securities issued pursuant to the scheme of amalgamation/ arrangement/ reduction of capital (Post allotment)

2.4.5.10 Listing of an unlisted company pursuant to the scheme of amalgamation/ demerger (Post allotment)

2.4.6 Listing Application form (By Listed Companies For New Original Or Further Issues)

2.4.7 Shareholding pattern form

2.7 Check list for Change of Name of Company

2.8 Formalities/Formats for Buyback of shares by a company ^New

Replies (11)

Ankur Garg

Company Secretary and Compliance Officer

114788 Points Joined January 2009

Investor Related Downloads:

3.1 Securities Contracts (Regulation) (manner of increasing and maintaining public

shareholding in recognised stock exchanges) Regulations, 2006

3.2 Completeness of Account Number Information in ECS Mandates

3.3 Foreign Investments in Infrastructure Companies in Securities Market

3.4 Prior Approval for Acquisitions of Equity Shares of BSE

3.5 For the attention of Investors - Investment in the Equity Shares of BSE Limited

3.6 Model Test Papers for BCDE

3.7 Workbook on BCDE Test

3.8 Slides presented during Investors Conference on "Wealth Creation for Investors"

3.9 Complaints / Arbitration Forms

CS Smriti Sharma

ACS B Samrish & Co.

880 Points Joined July 2011

Thax a tons! Awesome sharing......

Ankur Garg

Company Secretary and Compliance Officer

114788 Points Joined January 2009

Member Related Downloads:

Rules and regulation

1.1 Rules, Bye-laws and Regulations of the Exchange

1.1.1 Rules, Bye-laws and Regulations of the Exchange(as amendend up to 15th January, 2010)

1.1.2 Rules, Bye-laws and Regulations of the Derivatives Segment of the Exchange (as amendend up to 30th April, 2009)

1.1.3 The BSE (Corporatisation and Demutualisation) Scheme, 2005

1.2 Rules and Regulations for Sub-Brokers

1.2.1 Checklist for Sub-Broker Registration

1.2.2 Sub-Broker Application Forms

1.2.3 Sub-Broker Model Agreement between Stock Broker & Sub-Broker

1.2.4 Sub-Broker Model Tripartite Agreement between Stock Broker & Client

1.2.5 Checklist for Sub-Broker Cancellation

1.2.6 Sub-Broker Cancellation Forms

1.2.7 Checklist for Change in Affiliation of Sub-Broker

1.2.8 Forms for CH in Affiliation of Sub-Broker

1.2.9 Checklist for change in Name/Trade Name & Address of Sub Broker

1.3 Rules and Regulation for Remisiers

1.3.1 Steps for Engagement as a Remisier

1.3.2 Remisier Guideline & Application Form

1.3.3 Checklist for Remisier Cancellation

1.3.4 Circulars pertaining to Remisiers

1.4 List of eligible securities / units of mutual fund and formats of Bank Guarantee / Deed of pledge of securities

1.4.1 List of Eligible Securities for Deposit towards Collateral (Liquid Assets).

1.4.2 List of Units of Mutual Fund Schemes-Exchange Traded Funds for Deposit towards Collateral (Liquid Assets).

1.4.3 ICCL - BSE Equity Cash Segment

1.4.3.1 Format of Bank Guarantee towards collateral

1.4.3.2 Format of renewal of Bank Guarantee towards collateral

1.4.3.3 Format of bank letter for deposit of Fixed Deposit Receipts towards collateral

1.4.3.4 Format of bank letter for deposit of renewal Fixed Deposit Receipt towards collateral

1.4.3.5 Formats for deposit/withdrawal of collateral

1.4.4 ICCL - BSE Equity Derivatives Segment

1.4.4.1 Format of Bank Guarantee towards collateral

1.4.4.2 Format of renewal of Bank Guarantee towards collateral

1.4.4.3 Format of bank letter for deposit of Fixed Deposit Receipts towards collateral

1.4.4.4 Format of bank letter for deposit of renewal Fixed Deposit Receipt towards collateral

1.4.4.5 Formats for deposit/withdrawal of collateral

1.4.5 ICCL - BSE Offer for Sale Segment^New

1.4.5.1 Formats for deposit/withdrawal of collateral

1.4.6 ICCL - USE Currency Derivatives Segment^New

1.4.6.1 Format of Bank Guarantee towards collateral

1.4.6.2 Format of Deed of Pledge for securities towards collateral

1.4.6.3 G-sec Procedure

1.5 Manuals and Agreements

1.5.1 Inspection Manual^New

1.5.2 ITORS_STWT_Handbook

1.5.3 Handbook and Application form for Intermediate Message Layer (IML)

1.5.4 DMA - Model Agreement between Member and Client

1.5.5 SLB - Agreements

1.5.5.1 SLB Member - Client Agreement

1.5.5.2 BOISL - SLB Member Agreement

1.6 Network Connectivity Form

1.6.1 Connectivity Application Forms

1.6.2 Annexures

1.6.3 Network Connectivity Charges

1.6.4 Undertaking for Network Equipment

1.6.5 Network Documents

1.7 BSE Help Desk

1.7.1 Contact Numbers and Email IDs of BSE HelpDesk

1.7.2 Password Reset Format for BOLT Trading

1.7.3 Application form for Activation/Deactivation of BOLT and IML id

1.7.4 Format for UCC - ECN login id creation

1.7.5 Contingency Pool format

1.8 Others

1.8.1 Membership

1.8.1.1 Updation for SEBI Mandated Database

1.8.2 List of Changes in Scrip IDs effective 12th January 04

1.8.3 Shareholding format for Free Float Indices

1.8.4 BSE Xplorer -Your view to real-time Announcements and Notices from BSE…

1.8.5 Download the FASTRADE product brochure

1.8.6 Authorised Persons Registration and Surrender Checklist, Forms and Formats

Ankur Garg

Company Secretary and Compliance Officer

114788 Points Joined January 2009

Keep Reading and adding knowledge to your treasure....

Courtsey: BSEINDIA

Lovely kumari

Practising CS

501 Points Joined March 2011

oh my god ......Its like " coming with a BANG" !!!!!!!!!!!!!!!!! thank you so so much !!!!!!!!!!!!!!!!!! no offence to others contributors......... but this is something new on CCI after such a long time and very very useful !!!!!!!!!!!!!!!!!

Hemant Kumar

Accounts Manager MBA (Fin) CMA*

6450 Points Joined March 2010

Good Sharing.. Thanks Sir.

Venu Gopal

Chief Manager - Secretarial & Legal

301 Points Joined May 2010

Awesome Ankur Saab. It is a great help to those who have completed CS just now. Thanks for your help and sharing the information to all incumbents.

VENU

Mihir Doshi

B.Com CA CS LLB

2187 Points Joined July 2008

Ankurji, Thxs a lot for sharing this knowledge......

CS Vijay Daxini

At Practice

732 Points Joined March 2010

EXCELLENT EXCELLENT AND EXCELLENT,,,,TXS FOR SHARING SUCH PRICELESS INFORMATION

Kusum Ahuja

trainee

226 Points Joined April 2012

please send me the eligibilty norms for listing of unlisted company

Chirag

Student

26 Points Joined August 2009

GRT Sharing bro..

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Important listed company related downloads !!!

Ankur Garg

Ankur Garg

CS Smriti Sharma

Ankur Garg

Ankur Garg

Lovely kumari

oh my god ......Its like " coming with a BANG" !!!!!!!!!!!!!!!!! thank you so so much !!!!!!!!!!!!!!!!!! no offence to others contributors......... but this is something new on CCI after such a long time and very very useful !!!!!!!!!!!!!!!!!

Hemant Kumar

Good Sharing.. Thanks Sir.

Venu Gopal

Mihir Doshi

CS Vijay Daxini

Kusum Ahuja

Chirag

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Important listed company related downloads !!!

oh my god ......Its like " coming with a BANG" !!!!!!!!!!!!!!!!! thank you so so much !!!!!!!!!!!!!!!!!! no offence to others contributors......... but this is something new on CCI after such a long time and very very useful !!!!!!!!!!!!!!!!!

Good Sharing.. Thanks Sir.

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