Securities And Exchange Board of India Act, 1992
Section - 1 - Short title, extent and commencementSection - 2 - Definitions
Section - 3 - Establishment and incorporation of Board
Section - 4 - Management of the Board
Section - 5 - Term of office and conditions of service of Chairman and members of the Board
Section - 6 - Removal of member from office
Section - 7 - Meetings
Section - 7A - Member not to participate in meetings in certain cases
Section - 8 - Vacancies, etc., not to invalidate proceedings of Board
Section - 9 - Officers and employees of the Board
Section - 10 - Transfer of assets, liabilities, etc., of existing Securities and Exchange Board to the Board
Section - 11 - Functions of Board
Section - 11A - 1[Board to regulate or prohibit issue of prospectus, offer document or advertisement soliciting money for issue of securities
Section - 11AA - Collective investment scheme
Section - 11B - Power to issue directions and levy penalty
Section - 11C - Investigation
Section - 11D - Cease and desist proceedings
Section - 12 - Registration of stock brokers, sub-brokers, share transfer agents, etc.
Section - 12A - Prohibition of manipulative and deceptive devices, insider trading and substantial acquisition of securities or control
Section - 13 - Grants by the Central Government
Section - 14 - Fund
Section - 15 - Accounts and audit
Section - 15A - Penalty for failure to furnish information, return, etc.
Section - 15B - Penalty for failure by any person to enter into agreement with clients
Section - 15C - Penalty for failure to redress investors’ grievances
Section - 15D - Penalty for certain defaults in case of mutual funds
Section - 15E - Penalty for failure to observe rules and regulations by an asset management company
Section - 15EA - Penalty for default in case of alternative investment funds, infrastructure investment trusts and real estate investment trusts
Section - 15EB - Penalty for default in case of investment adviser and research analyst
Section - 15F - Penalty for default in case of stock brokers
Section - 15G - Penalty for insider trading
Section - 15H - Penalty for non-disclosure of acquisition of shares and takeovers
Section - 15HA - Penalty for fraudulent and unfair trade practices
Section - 15HAA - Penalty for alteration destruction, etc., of records and failure to protect the electronic database of Board
Section - 15HB - Penalty for contravention where no separate penalty has been provided
Section - 15I - Power to adjudicate
Section - 15J - Factors to be taken into account while adjudging quantum of penalty
Section - 15JA - Crediting sums realised by way of penalties to Consolidated Fund of India
Section - 15JB - Settlement of administrative and civil proceedings
Section - 15K - Establishment of Securities Appellate Tribunal
Section - 15L - Composition of Securities Appellate Tribunal
Section - 15M - Qualifications for appointment as Presiding Officer/Judicial Member and Tehnical Member
Section - 15MA - Appointment of Presiding Officer and Judicial Members
Section - 15MB - Search-cum-Selection Committee for appointment of Technical Members
Section - 15MC - Vacancy not to invalidate selection proceeding
Section - 15N - Tenure of office of Presiding Officer, Judicial or Technical Members of Securities Appellate Tribunal
Section - 15O - Salary and allowances and other terms and conditions of service of Presiding Officers
Section - 15P - Filling up of vacancies
Section - 15PA - Member to act as Presiding Officer in certain circumstances
Section - 15Q - Resignation and removal
Section - 15QA - Qualifications, terms and conditions of service of Presiding Officer and Member
Section - 15R - Orders constituting Appellate Tribunal to be final and not to invalidate its proceedings
Section - 15S - Staff of the Securities Appellate Tribunal
Section - 15T - Appeal to the Securities Appellate Tribunal
Section - 15U - Procedure and powers of the Securities Appellate Tribunal
Section - 15V - Right to legal representation
Section - 15W - Limitation
Section - 15X - Presiding Officer, members and staff of Securities Appellate Tribunals to be public servants.
Section - 15Y - Civil Court not to have jurisdiction
Section - 15Z - Appeal to Supreme Court
Section - 16 - Power of Central Government to issue directions
Section - 17 - Power of Central Government to supersede the Board
Section - 18 - Returns and reports
Section - 19 - Delegation
Section - 20 - Appeals
Section - 20A - Bar of jurisdiction
Section - 21 - Savings
Section - 22 - Members, officers and employees of the Board to be public servants
Section - 23 - Protection of action taken in good faith
Section - 24 - Offences
Section - 24A - Composition of certain offences
Section - 24B - Power to grant immunity
Section - 25 - Exemption from tax on wealth and income
Section - 26 - Cognizance of offences by Courts
Section - 26A - Establishment of Special Courts
Section - 26B - Offences triable by Special Courts
Section - 26C - Appeal and Revision
Section - 26D - Application of Code to proceedings before Special Court
Section - 26E - Transitional provisions
Section - 27 - Contravention by companies
Section - 28 - Power to exempt
Section - 28A - Recovery of amounts
Section - 28B - Continuance of proceedings
Section - 28C - Powers of Board not to apply to International Financial Services Centre
Section - 29 - Power to make rules
Section - 30 - Power to make regulations
Section - 31 - Rules and regulations to be laid before Parliament
Section - 32 - Application of other laws not barred
Section - 33 - Amendment of certain enactments
Section - 34 - Power to remove difficulties
Section - 34A - Validation of certain acts
Section - 35 - Repeal and saving
The Schedule - AMENDMENT OF CERTAIN ENACTMENTS
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