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SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 11thJanuary, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) (AMENDMENT) REGULATIONS, 2021 No.SEBI/LAD-NRO/GN/2021/04. In exercise of the powers conferred by sub-section (1) of section 30 read with clause (b) of sub-section (2) of section 11 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to further amend the Securities and Exchange Boar
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FAQ :
These regulations come into force on the date of their publication in the Official Gazette.
Applicants must now confirm if they are a member of a recognised body or body corporate as specified under regulation 14.
The registration fee for individuals and firms at the time of grant of certificate is ₹3,000.
The registration fee for body corporates, including Limited Liability Partnerships, at the time of grant of certificate is ₹15,000.
Yes, the fees in the Second Schedule have been updated. For individuals and firms, the fee is ₹2,000, and for body corporates and LLPs, it is ₹10,000.
The renewal fee for individuals and firms is ₹1,000.
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Source : https://www.sebi.gov.in/legal/regulations/jan-2021/securities-and-exchange-board-of-india-investment-advisers-amendment-regulations-2021_48742.html