Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021

Last updated: 19 January 2021

Save Share

Quick Summary

The Securities and Exchange Board of India has introduced the Investment Advisers (Amendment) Regulations, 2021. These amendments, effective from their publication date, introduce new clauses for applicants regarding membership in recognised bodies. Additionally, there are revised fees for registration and grant of certificates for individuals, firms, body corporates, and LLPs.

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 11thJanuary, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) (AMENDMENT) REGULATIONS, 2021 No.SEBI/LAD-NRO/GN/2021/04. In exercise of the powers conferred by sub-section (1) of section 30 read with clause (b) o

Daily Limit Reached

You have reached your daily limit of 2 Free Notice & Circular

Subscribe to CCI PRO for unlimited access

Why Upgrade to CCI PRO?

No Ads
WhatsApp Broadcasts
Daily E-Newsletter
Unlimited Notice & Circular Access

BEST VALUE

2 YEAR PLAN

3,499

(Inclusive of GST)

1 YEAR PLAN

1,999

(Inclusive of GST)

View all CCI PRO benfits

Already a PRO member? Login here for an ad-free experience.

FAQ :

These regulations come into force on the date of their publication in the Official Gazette.

Applicants must now confirm if they are a member of a recognised body or body corporate as specified under regulation 14.

The registration fee for individuals and firms at the time of grant of certificate is ₹3,000.

The registration fee for body corporates, including Limited Liability Partnerships, at the time of grant of certificate is ₹15,000.

Yes, the fees in the Second Schedule have been updated. For individuals and firms, the fee is ₹2,000, and for body corporates and LLPs, it is ₹10,000.

The renewal fee for individuals and firms is ₹1,000.