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Notification & Circulars


Prompt Corrective Action (PCA) Framework for Non-Banking Financial Companies (NBFCs)

 Notification No#RBI/2021-22/139 DoS.CO.PPG.SEC.7/11.01.005/2021-22     14 December 2021

Reserve Bank of India RBI/2021-22/139 DoS.CO.PPG.SEC.7/11.01.005/2021-22 December 14, 2021 All Deposit Taking NBFCs [Excluding Government Companies] All Non-Deposit Taking NBFCs in Middle, Upper and Top Layers1 [Excluding – (i) NBFCs not accepting/not intending to accept public fu..

Posted in Others

E-Verification Scheme, 2021 of CBDT

 Notification No#137/2021 – (Income-Tax)     13 December 2021

MINISTRY OF FINANCE (Department of Revenue) (CENTRAL BOARD OF DIRECT TAXES) New Delhi, the 13th December, 2021 Notification No. 137/2021 – (INCOME-TAX) S.O. 5187(E). - In exercise of the powers conferred by sub-sections (1) and (2) of section 135A of the Income-tax Act, 196..

Posted in Income Tax

Publishing of Investor Charter and disclosure of Investor Complaints by Investment Advisers

 Notification No#SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686     13 December 2021

Securities and Exchange Board of India Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686 December 13, 2021 To, All Investment Advisers Dear Sir/Madam, Subject: Publishing Investor Charter and disclosure of Investor Complaints by Investment Advisers on their websites/mobile applicat..

Posted in Shares & Stock

Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts

 Notification No#SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685     13 December 2021

Securities and Exchange Board of India Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685 December 13, 2021 To, All Research Analysts Dear Sir / Madam, Subject: Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts on their websites/mobile applic..

Posted in Shares & Stock

SEBI Clarification regarding amendment to SEBI (Portfolio Managers) Regulations, 2020

 Notification No#SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/0000000679     10 December 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/0000000679 December 10, 2021 To, All Portfolio Managers Dear Sir/Madam, Subject: Clarification regarding amendment to SEBI (Portfolio Managers) Regulations, 2020 1. The Securities and Exchange B..

Posted in Shares & Stock

SEBI Circular on Investor Charter and disclosure of Investor Complaints by Mutual funds on their websites and AMFI website

 Notification No#Circular No. SEBI/HO/IMD-II/IMD-II_DOF10/P/CIR/2021/00677     10 December 2021

Securities and Exchange Board of India Circular No. SEBI/HO/IMD-II/IMD-II_DOF10/P/CIR/2021/00677 Dated: December 10, 2021 To, All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India ..

Posted in Shares & Stock

SEBI Publishing Investor Charter and Disclosure of complaints by AIFs

 Notification No#SEBI/HO/IMD/IMD-I/DOF9/P/CIR/2021/682     10 December 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF9/P/CIR/2021/682 December 10, 2021 To, All SEBI registered Alternative Investment Funds (AIFs) Dear Sir/Madam, Subject: Publishing Investor Charter and Disclosure of complaints by AIFs 1. With a view to prov..

Posted in Shares & Stock

Introduction of Legal Entity Identifier for Cross-border Transactions

 Notification No#RBI/2021-22/137 A.P. (DIR Series) Circular No. 20     10 December 2021

Reserve bank of India RBI/2021-22/137 A.P. (DIR Series) Circular No. 20 December 10, 2021 To All Category-I Authorised Dealer Banks Madam / Sir, Introduction of Legal Entity Identifier for Cross-border Transactions The Legal Entity Identifier (LEI) is a 20-digit number used to ..

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SEBI Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their websites

 Notification No#Circular No. SEBI/HO/IMD/IMD-II_DOF7/P/CIR/2021/681     10 December 2021

Securities and Exchange Board of India Circular No. SEBI/HO/IMD/IMD-II_DOF7/P/CIR/2021/681 Dated: December 10, 2021 To, All Portfolio Managers Dear Sir / Madam, Subject: Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their web..

Posted in Shares & Stock

Section 24 of the Banking Regulation Act, 1949 - Maintenance of SLR - MSF - return to the normal dispensation

 Notification No#RBI/2021-22/138 DOR.RET.REC.73/12.01.001/2021-22     10 December 2021

Reserve Bank of India RBI/2021-22/138 DOR.RET.REC.73/12.01.001/2021-22 December 10, 2021 All Scheduled Banks Madam/Sir, Section 24 of the Banking Regulation Act, 1949 – Maintenance of Statutory Liquidity Ratio (SLR) – Marginal Standing Facility (MSF) – return to the..

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