Investments & Personal Finance Notification & Circulars
Transactions through some mutual fund distributors and compl
11 December 2009..
Preservation of records - MRD/DoP/SE/Cir- 21 /2009 – SEBI
09 December 2009..
Preservation of records - MRD/DoP/DEP/Cir- 20 /2009 - SEBI
09 December 2009..
Dealings between a client and a stock broker (trading member
03 December 2009..
Limitation period for filing of Arbitration reference
02 December 2009..
Connectivity with both depositories NSDL and CDSL
30 November 2009..
Simplified Debt Listing Agreement for Debt Securities - Amen
26 November 2009..
Issue of No Objection Certificate for release of 1% of issue
25 November 2009Issue of No Objection Certificate for release of 1% of issue amount..
Introduction of New Mutual Fund Service System (MFSS)
24 November 2009..
(STOCK BROKERS AND SUB- BROKERS) (AMENDMENT) REGULATIONS, 20
19 November 2009(STOCK BROKERS AND SUB- BROKERS) (AMENDMENT) REGULATIONS, 2009..
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