Investments & Personal Finance Notification & Circulars


Mandatory requirement of Permanent Account Number (PAN)

 Notification No#CIR/MRD/DP/ 22 /2010     29 July 2010

 Mandatory requirement of Permanent Account Number (PAN)     CIRCULAR   CIR/MRD/DP/ 22 /2010 July 29, 2010   To, The Depositories Dear Sir/Madam,   Sub: Mandatory requirement of Permanent Account Number (PAN)   1. Please refer to SEBI circular No.MRD/D..


Additional mode of payment through Applications Supported by Blocked Amount (hereinafter referred to as “ASBA”) in Mutual Funds

 Notification No#Cir / IMD / DF / 6 / 2010     28 July 2010

 Additional mode of payment through Applications Supported by Blocked Amount (hereinafter referred to as “ASBA”) in Mutual Funds   CIRCULAR Cir / IMD / DF / 6 / 2010 July 28, 2010   All Mutual Funds, Asset Management Companies (AMCs)   Sir/Madam,   Su..


Market Access through Authorised Persons

 Notification No#SEBI/Cir/MIRSD/AP/8/2010     23 July 2010

 Market Access through Authorised Persons     CIRCULAR   SEBI/Cir/MIRSD/AP/8/2010 July 23, 2010   To   The Managing Directors/Chief Executive Officers/ Executive Directors/Officiating Executive Directors of all the Recognized Stock Exchanges   Dear Sir/..


Introduction of call auction in Pre-open session

 Notification No#CIR/MRD/DP/21/2010     15 July 2010

 Introduction of call auction in Pre-open session CIRCULAR   CIR/MRD/DP/21/2010 July 15, 2010   Sub: Introduction of call auction in Pre-open session ..


Physical Settlement of Stock Derivatives

 Notification No#CIR/DNPD/ 4 /2010     15 July 2010

 Physical Settlement of Stock Derivatives   CIRCULAR   CIR/DNPD/ 4 /2010   July 15, 2010   To   Chief Executive Officers of Equity Derivatives Segment National Stock Exchange of India Limited (NSEIL) Bombay Stock Exchange Limited (BSE) Dear Sir,   Su..


Applications Supported by Blocked Amount (ASBA) facility in public issues

 Notification No#CIR/CFD/DIL/7/2010     13 July 2010

 Applications Supported by Blocked Amount (ASBA) facility in public issues CIRCULAR CIR/CFD/DIL/7/2010 July 13, 2010 To All Stock Exchanges To All Registered Merchant Bankers To All Registered Registrars to an Issue To All Registered Bankers to an Issue Dear Sirs, Sub.: Applications S..


Revised Exposure Margin for Exchange Traded Equity Derivatives

 Notification No#CIR/DNPD/3/2010     07 July 2010

 Revised Exposure Margin for Exchange Traded Equity Derivatives   CIRCULAR   CIR/DNPD/3/2010 July 7, 2010   To,   The Managing Directors/Executive Directors of Derivative Segment of NSE and BSE and their Clearing House/Corporation   Dear Sir/Madam,   ..


Account Maintenance Charges collected upfront on annual/ half yearly basis on demat accounts

 Notification No#CIR/MRD/DP/ 20 /2010     01 July 2010

Account Maintenance Charges collected upfront on annual/ half yearly basis on demat accounts   CIRCULAR   CIR/MRD/DP/ 20 /2010 July 1, 2010   To, All Depositories,   Dear Sir(s),   Sub: Account Maintenance Charges collected upfront on annual/ half yearly basis o..


Certification Programme for sale and/ or distribution of mutual fund products

 Notification No#Cir / IMD / DF / 5 / 2010     24 June 2010

 Certification Programme for sale and/ or distribution of mutual fund products   CIRCULAR   Cir / IMD / DF / 5 / 2010 June 24 , 2010   All Mutual Funds, Asset Management Companies (AMCs)   Sir/Madam,   Sub: Certification Programme for sale and/ or distribution..


Valuation of Debt and Money Market Instruments

 Notification No#Cir / IMD / DF / 4 / 2010     21 June 2010

 Valuation of Debt and Money Market Instruments   Cir / IMD / DF / 4 / 2010 June 21, 2010   All Mutual Funds/Asset Management Companies/Trustee Companies/Boards of Trustees of Mutual Funds   Sir/Madam,   Sub: Valuation of Debt and Money Market Instruments   1..





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