Investments & Personal Finance Notification & Circulars

Additional mode of payment through Applications Supported by Blocked Amount (hereinafter referred to as “ASBA”) in Mutual Funds

Notification No#Cir / IMD / DF / 6 / 2010 28 July 2010

Additional mode of payment through Applications Supported by Blocked Amount (hereinafter referred to as “ASBA”) in Mutual Funds CIRCULAR Cir / IMD / DF / 6 / 2010 July 28, 2010 All Mutual Funds, Asset Management Companies (AMCs) Sir/Madam, Su..

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Market Access through Authorised Persons

Notification No#SEBI/Cir/MIRSD/AP/8/2010 23 July 2010

Market Access through Authorised Persons CIRCULAR SEBI/Cir/MIRSD/AP/8/2010 July 23, 2010 To The Managing Directors/Chief Executive Officers/ Executive Directors/Officiating Executive Directors of all the Recognized Stock Exchanges Dear Sir/..

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Introduction of call auction in Pre-open session

Notification No#CIR/MRD/DP/21/2010 15 July 2010

Introduction of call auction in Pre-open session CIRCULAR CIR/MRD/DP/21/2010 July 15, 2010 Sub: Introduction of call auction in Pre-open session ..

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Physical Settlement of Stock Derivatives

Notification No#CIR/DNPD/ 4 /2010 15 July 2010

Physical Settlement of Stock Derivatives CIRCULAR CIR/DNPD/ 4 /2010 July 15, 2010 To Chief Executive Officers of Equity Derivatives Segment National Stock Exchange of India Limited (NSEIL) Bombay Stock Exchange Limited (BSE) Dear Sir, Su..

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Applications Supported by Blocked Amount (ASBA) facility in public issues

Notification No#CIR/CFD/DIL/7/2010 13 July 2010

Applications Supported by Blocked Amount (ASBA) facility in public issues CIRCULAR CIR/CFD/DIL/7/2010 July 13, 2010 To All Stock Exchanges To All Registered Merchant Bankers To All Registered Registrars to an Issue To All Registered Bankers to an Issue Dear Sirs, Sub.: Applications S..

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Revised Exposure Margin for Exchange Traded Equity Derivatives

Notification No#CIR/DNPD/3/2010 07 July 2010

Revised Exposure Margin for Exchange Traded Equity Derivatives CIRCULAR CIR/DNPD/3/2010 July 7, 2010 To, The Managing Directors/Executive Directors of Derivative Segment of NSE and BSE and their Clearing House/Corporation Dear Sir/Madam, ..

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Account Maintenance Charges collected upfront on annual/ half yearly basis on demat accounts

Notification No#CIR/MRD/DP/ 20 /2010 01 July 2010

Account Maintenance Charges collected upfront on annual/ half yearly basis on demat accounts CIRCULAR CIR/MRD/DP/ 20 /2010 July 1, 2010 To, All Depositories, Dear Sir(s), Sub: Account Maintenance Charges collected upfront on annual/ half yearly basis o..

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Certification Programme for sale and/ or distribution of mutual fund products

Notification No#Cir / IMD / DF / 5 / 2010 24 June 2010

Certification Programme for sale and/ or distribution of mutual fund products CIRCULAR Cir / IMD / DF / 5 / 2010 June 24 , 2010 All Mutual Funds, Asset Management Companies (AMCs) Sir/Madam, Sub: Certification Programme for sale and/ or distribution..

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Valuation of Debt and Money Market Instruments

Notification No#Cir / IMD / DF / 4 / 2010 21 June 2010

Valuation of Debt and Money Market Instruments Cir / IMD / DF / 4 / 2010 June 21, 2010 All Mutual Funds/Asset Management Companies/Trustee Companies/Boards of Trustees of Mutual Funds Sir/Madam, Sub: Valuation of Debt and Money Market Instruments 1..

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