Investments & Personal Finance Notification & Circulars

Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure

Notification No#CIR/IMD/DF/17/2010 09 November 2010

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Display of Details by Stock Brokers (including Trading Members)

Notification No#Cir/MIRSD/ 9 /2010 04 November 2010

/* Style Definit..

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Portfolio Managers - Clarification on minimum investment amount etc

Notification No#Cir. /IMD/DF/16/2010 02 November 2010

Portfolio Managers - Clarification on minimum investment amount etc Securities and Exchange Board of India CIRCULAR Cir. /IMD/DF/16/2010 November 02, 2010 All Portfolio Managers Dear Sir/ Madam, Sub: Portfolio Managers – clarification on minimum investment ..

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Code of Conduct for Investor Associations (IAs)

Notification No#Cir/ OIAE / IAD / 01 /2010 01 November 2010

Code of Conduct for Investor Associations (IAs) Securities and Exchange Board of India CIRCULAR Cir/ OIAE / IAD / 01 /2010 November 01, 2010 To All Investor Associations recognised by SEBI Dear Sir/Madam, Sub: Code of Conduct for Investor Associations (I..

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European Style Stock Options

Notification No#CIR/DNPD/6/2010 27 October 2010

European Style Stock Options CIR/DNPD/6/2010 October 27, 2010 To Chief Executive Officers of Equity Derivatives Segment National Stock Exchange of India Limited (NSEIL) Bombay Stock Exchange Limited (BSE) Dear Sir, Sub: European Style Sto..

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Clarification on Trading Rules and shareholding in dematerialized mode

Notification No#SEBI/Cir/ISD/ 2 /2010 26 October 2010

Clarification on Trading Rules and shareholding in dematerialized mode SEBI/Cir/ISD/ 2 /2010 October 26, 2010 To, All the Recognized Stock Exchanges Dear Sir/Madam, Sub: Clarification on Trading Rules and shareholding in dematerialized mode ..

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Consolidation or Merger of Schemes

Notification No#Cir / IMD / DF / 15/ 2010 22 October 2010

Consolidation or Merger of Schemes Cir / IMD / DF / 15/ 2010 October 22, 2010 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds Dear Sir/Madam, Sub: Consolidation or Merger of Schemes Please r..

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Establishment of Connectivity with both depositories NSDL and CDSL

Notification No# CIR/MRD/DP/ 34 /2010 14 October 2010

CIR/MRD/DP/ 34 /2010 October 14, 2010 To, All Stock Exchanges Dear Sir / Madam, Sub: Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS)to normal Rolling Settlement ..

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Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009

Notification No#CIR/CFD/DIL/9/2010 13 October 2010

Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 CIR/CFD/DIL/9/2010 October 13, 2010 To All Registered Merchant Bankers Dear Sir / Madam, Sub: Filing Offer Documents under SEBI (Issue of Capital a..

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Applications Supported by Blocked Amount (ASBA) facility in public issues

Notification No#CIR/CFD/DIL/8/2010 12 October 2010

Applications Supported by Blocked Amount (ASBA) facility in public issues CIR/CFD/DIL/8/2010 October 12, 2010 To All Stock Exchanges To All Registered Merchant Bankers To All Registered Registrars to an Issue To All Registered Bankers to an Issue ..

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