Investments & Personal Finance Notification & Circulars
Modification to Investor Protection Fund (IPF)/ Customer Protection Fund (CPF) Guidelines
Notification No#CIRCULAR NO. MRD/DP/06/2011 16 June 2011Modification to Investor Protection Fund (IPF)/ Customer Protection Fund (CPF) Guidelines CIRCULAR NO. MRD/DP/06/2011 DATED 16-6-2011 1. SEBI vide Circular No. MRD/DoP/SE/Cir.-38/2004, dated October 28, 2004 had issued comprehensive guidelines for regulation ..
Standardisation of Rating Symbols and Definitions
Notification No#CIR/MIRSD/4/2011 15 June 2011Standardisation of Rating Symbols and Definitions CIR/MIRSD/4/2011 June 15, 2011 All Credit Rating Agencies Registered with SEBI Dear Sirs, Sub: Standardisation of Rating Symbols and Definitions 1. It has been observed that the Credit Rating Agen..
Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity
Notification No#CIR/IMD/FII&C/7/2011 15 June 2011Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity CIR/IMD/FII&C/7/2011 June 15, 2011 To All Foreign Institutional Investors (FIIs) through their designated Custodians of Securities (Custodians) Dear Sir/Madam, S..
Pre- funded instruments / Electronic fund transfers
Notification No#CIR/MIRSD/03/2011 09 June 2011Pre- funded instruments / Electronic fund transfers CIR/MIRSD/03/2011 June 9, 2011 To All Recognized Stock Exchanges Dear Sir/Madam, Sub: Pre- funded instruments / Electronic fund transfers 1. SEBI vide Circular No. SEBI / MRD /..
Periodical Report – Grant of prior approval to members of stock exchanges/sub-brokers
Notification No#CIR/MIRSD/2/2011 03 June 2011Periodical Report – Grant of prior approval to members of stock exchanges/sub-brokers CIR/MIRSD/2/2011 June 3, 2011 To All Recognized Stock Exchanges Dear Sir/Madam,..
Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares
Notification No#CIR/CFD/DIL/3/2011 03 June 2011Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares CIR/CFD/DIL/3/2011 June 03, 2011 To All Stock Exchanges All Depositories All Registered Merchant Bankers All Registered Registrars to an Issue/STA All Registered Custodians ..
Liquidity enhancement schemes for illiquid securities in equity derivatives segment
Notification No#CIR/DNPD/5/2011 02 June 2011Liquidity enhancement schemes for illiquid securities in equity derivatives segment CIR/DNPD/5/2011 June 2, 2011 To Managing Director/ Chief Executive Officer Recognized Stock Exchanges Dear Sir/Madam, Sub: Liquidity Enhancement Schemes for Illi..
Option to hold units in demat form
Notification No#CIR/IMD/DF/9/2011 19 May 2011Option to hold units in demat form CIR/IMD/DF/9/2011 May 19, 2011 All Mutual Funds/Asset Management Companies Sir/Madam, Sub: Option to hold units in demat form. 1. In terms of SEBI Circular CIR/IMD/DF/10/2010, dated August 18, 2010, on transferabilit..
Adjustment of differential pricing amount at the time of application for allotment of specified securities
Notification No#CIR/CFD/DIL/2/2011 16 May 2011Adjustment of differential pricing amount at the time of application for allotment of specified securities CIR/CFD/DIL/2/2011 May 16, 2011 To All Stock Exchanges To All Registered Merchant Bankers To All Registered Registrars to an Issue To All Registered Bankers to an Issue ..
Self Clearing Member in the Currency Derivatives Segment
Notification No#CIR/DNPD/ 4 /2011 13 May 2011Self Clearing Member in the Currency Derivatives Segment CIR/DNPD/ 4 /2011 May 13, 2011 Recognized Stock Exchanges and their Clearing Corporations / Clearing Houses Dear Sir, Sub: Self Clearing Member in the Currency Derivatives Segment 1. ..
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