Investments & Personal Finance Notification & Circulars
Review of Internet Based Trading (IBT) and Securities trading using Wireless Technology (STWT)
Notification No#CIR/MRD/DP/ 8 /2011 30 June 2011CIR/MRD/DP/ 8 /2011 June 30, 2011 To, All Stock Exchanges Dear Sir / Madam, Sub: Review of Internet Based Trading (IBT) and Securities trading using Wireless Technology (STWT) 1. Further to the SEBI circular no SMDRP/POLICY/CIR-06/2000 dated Ja..
Grant of prior approval to Bankers to an Issue
Notification No#CIR/MIRSD/11/2011 20 June 2011CIR/MIRSD/11/2011 June 20, 2011 To All Bankers to an Issue registered with SEBI Dear Sir/ Madam, Sub: Periodical Report- Grant of prior approval to Bankers to an Issue 1. SEBI (Bankers to an Issue) Regulations, 1994 (hereina..
Grant of prior approval to Depository Participants
Notification No#CIR/MIRSD/9/2011 20 June 2011CIR/MIRSD/9/2011 June 17, 2011 To The Managing Directors NSDL and CDSL Dear Sir/Madam, Subject: Periodical Report – Grant of prior approval to Depository Participants 1. SEBI (Depositories and Participants) Regulations, 1996 [hereinaf..
Grant of prior approval to Debenture Trustee
Notification No#CIR/MIRSD/10/2011 20 June 2011CIR/MIRSD/10/2011 June 20, 2011 To All Debenture Trustees registered with SEBI Dear Sir/ Madam, Sub: Periodical Report- Grant of prior approval to Debenture Trustee 1. SEBI (Debenture Trustees) Regulations, 1993 (hereinafter referred to as..
Grant of prior approval to Credit Rating Agencies
Notification No#CIR/MIRSD/8/2011 20 June 2011CIR/MIRSD/8/2011 June 17, 2011 To All Credit Rating Agencies Registered with SEBI Dear Sir/Madam, Subject: Periodical Report – Grant of prior approval to Credit Rating Agencies 1. SEBI (Credit Rating Agencies) Regulations, 1999 [hereinafter referr..
Periodical report- Grant of prior approval to underwriters
Notification No#CIRCULAR NO. MIRSD/6/2011 17 June 2011Periodical report- Grant of prior approval to underwriters CIRCULAR NO. MIRSD/6/2011 DATED 17-6-2011 1. SEBI (Underwriters) Regulations, 1993 (hereinafter referred to as "the said Regulations"), have been amended vide Notification No. LAD-NRO/GN/201..
Periodical report- Grant of prior approval to registrars to an issue and share transfer agents
Notification No#CIRCULAR NO. MIRSD/5/2011 17 June 2011Periodical report- Grant of prior approval to registrars to an issue and share transfer agents CIRCULAR NO. MIRSD/5/2011 DATED 17-6-2011 1. SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993 {hereinafter referred to as "the said Regul..
Periodical report- Grant of prior approval to merchant bankers
Notification No#CIRCULAR NO. MIRSD/7/2011 17 June 2011Periodical report- Grant of prior approval to merchant bankers CIRCULAR NO. MIRSD/7/2011 DATED 17-6-2011 1. SEBI (Merchant Bankers) Regulations, 1992 (hereinafter referred to as "the said Regulations"), have been amended vide Notification No. LAD-NR..
Shareholding of promoter / promoter group to be in dematerialized mode
Notification No#CIRCULAR NO. ISD/ 3/2011 17 June 2011Shareholding of promoter / promoter group to be in dematerialized mode CIRCULAR NO. ISD/ 3/2011 DATED 17-6-2011 1. SEBI had vide SEBI/Cir/ISD/1/2010, dated September 2, 2010 issued a circular on "trading rules and shareholding in dematerialized m..
Change of Name by Listed Companies
Notification No#CIRCULAR NO. MRD/DP/07/2011 16 June 2011Change of Name by Listed Companies CIRCULAR NO. MRD/DP/07/2011 DATED 16-6-2011 1. Please refer to SEBI Circulars No. SMDRP/Policy/Cir.-8/99, dated April 26, 1999 and No. SEBI/MRD/Policy/AT/Cir.-20/2004, dated April 30, 2004 on the captioned subject-matter. &..
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