Investments & Personal Finance Notification & Circulars
Modification of Client Codes of Non-institutional Trades Executed on Stock Exchanges (All Segments)
Notification No#CIR/DNPD/6/2011 05 July 2011CIR/DNPD/6/2011 July 05, 2011 To Managing Director/ Chief Executive Officer Recognised Stock Exchanges Dear Sir/Madam, Sub: Modification of Client Codes of Non-institutional Trades Executed on Stock Exchanges (All Segments) 1. In consultation with BSE,..
SEBI (Registrars to an Issue and Share Transfer Agents) (Amendment) Regulations, 2011
Notification No#No. LAD-NRO/GN/2011-12/11/21228 05 July 2011THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JULY 5, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 5th July, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA (REGISTRARS TO AN ISSUE AND SHARE TRA..
SEBI (Bankers to an issue) (Amendment) Regulations, 2011
Notification No#No. LAD-NRO/GN/2011-12/12/2122 05 July 2011THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JULY 5, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 5th July, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA (BANKERS TO AN ISSUE) (AMENDMENT) REG..
SEBI (Underwriters) (Amendment) Regulations, 2011
Notification No#No. LAD-NRO/GN/2011-12/15/21214 05 July 2011THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JULY 5, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 5th July, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA (UNDERWRITERS) (AMENDMENT) REGULATIONS, 2011..
SEBI (Debenture Trustees) (Amendment) Regulations, 2011
Notification No#No. LAD-NRO/GN/2011-12/13/21222 05 July 2011THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JULY 5, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 5th July, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA (DEBENTURE TRUSTEES) (AMENDMENT) REGULATION..
SEBI (Credit Rating Agencies) (Amendment) Regulations, 2011
Notification No#No. LAD-NRO/GN/2011-12/10/21232 05 July 2011THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JULY 5, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 5th July, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA (CREDIT RATING AGENCIES) (AMENDMENT) REGULA..
SEBI (Merchant Bankers) (Amendment) Regulations, 2011
Notification No#No. LAD-NRO/GN/2011-12/09/21233 05 July 2011THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JULY 5, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 5th July, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA (MERCHANT BANKERS) (AMENDMENT) REGULATIONS,..
Establishment of Connectivity with both depositories NSDL and CDS
Notification No#CIR/MRD/DP/ 09 /2011 01 July 2011Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement CIR/MRD/DP/ 09 /2011 July 01, 2011 To, All Stock Exchanges Dear Sir / Madam, Sub: Establishm..
Review of Internet Based Trading (IBT) and Securities trading using Wireless Technology (STWT)
Notification No#CIR/MRD/DP/ 8 /2011 30 June 2011CIR/MRD/DP/ 8 /2011 June 30, 2011 To, All Stock Exchanges Dear Sir / Madam, Sub: Review of Internet Based Trading (IBT) and Securities trading using Wireless Technology (STWT) 1. Further to the SEBI circular no SMDRP/POLICY/CIR-06/2000 dated Ja..
Grant of prior approval to Bankers to an Issue
Notification No#CIR/MIRSD/11/2011 20 June 2011CIR/MIRSD/11/2011 June 20, 2011 To All Bankers to an Issue registered with SEBI Dear Sir/ Madam, Sub: Periodical Report- Grant of prior approval to Bankers to an Issue 1. SEBI (Bankers to an Issue) Regulations, 1994 (hereina..
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