Investments & Personal Finance Notification & Circulars

Circular for Mutual Funds

Notification No#Cir/ IMD/ DF/13/ 2011 22 August 2011

Circular for Mutual Funds Cir/ IMD/ DF/13/ 2011 August 22, 2011 All Registered Mutual Funds/ Approved Asset Management Companies (AMCs) Sir/Madam, Sub: Circular for Mutual Funds A. Transaction charges 1. Please refer to SEBI circular no. SEB..

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Investment by Foreign Investors in Mutual Fund Schemes

Notification No#CIR/ IMD /DF / 14 /2011 09 August 2011

CIR/ IMD /DF / 14 /2011 August 9, 2011 All SEBI registered Mutual Funds/ approved Asset management Companies (AMCs) / Depository participants/ Custodians. Sir / Madam, Sub: Investment by Foreign Investors in Mutual Fund Schemes...

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Revised procedure for seeking prior approval for change in control through single window

Notification No#CIR/MIRSD/14/2011 02 August 2011

CIR/MIRSD/14/2011 August 02, 2011 To All Recognized Stock Exchanges All Registered Depositories All Registered Merchant ..

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SMS and E-mail alerts to investors by stock exchanges

Notification No#CIR/MIRSD/15/2011 02 August 2011

SMS and E-mail alerts to investors by stock exchanges CIR/MIRSD/15/2011 August 02, 2011 To All Recognized Stock Exchanges Dear Sir/Madam, Sub: SMS and E-mail alerts to investors by stock exchanges 1. SEBI receives complaints from investors against stock..

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Indicative portfolio or yield in close ended debt oriented mutual fund schemes

Notification No#Cir/ IMD/ DF/12 /2011 01 August 2011

Indicative portfolio or yield in close ended debt oriented mutual fund schemes Cir/ IMD/ DF/12 /2011 August 1, 2011 All Mutual Funds, Asset Management Companies (AMCs) Sir/Madam, Sub: Indicative portfolio or yield in close ended debt oriented mutual..

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Allocation of Government debt long term limits to FIIs

Notification No#CIR/IMD/FIIC/11/2011 29 July 2011

CIR/IMD/FIIC/11/2011 July 29, 2011 To All Foreign Institutional Investors through their designated Custodians of Securities Dear Sir/Madam Sub: Allocation of Government debt long term limits to FIIs 1. Based on the assessment of the allocation and the ..

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Establishment of Connectivity with both depositories NSDL and CDSL

Notification No#CIR/MRD/DP/ 10 /2011 18 July 2011

CIR/MRD/DP/ 10 /2011 July 18, 2011 To, All Stock Exchanges Dear Sir / Madam, Sub: Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement ..

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Clarification regarding admission of LLP as members of Stock Exchanges

Notification No#CIR/MIRSD/12/2011 11 July 2011

CIR/MIRSD/12/2011 July 11, 2011 To All Recognized Stock Exchanges Sub: Clarification regarding admission of Limited Liability Partnerships as members of Stock Exchanges. Dear Sir/Madam, We have received requests from various stock exchanges to ..

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Master Circular for Mutual Funds

Notification No#SEBI/IMD/MC No.2/836/2011 07 July 2011

Deputy General Manager Investment Management Department &..

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SEBI (Depositories and Participants (Amendment) Regulations, 2011

Notification No#No. LAD-NRO/GN/2011-12/14/21219 05 July 2011

THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JULY 5, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 5th July, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) (AMENDMENT)..

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