Investments & Personal Finance Notification & Circulars
Grant of prior approval to Depository Participants
Notification No#CIR/MIRSD/9/2011 20 June 2011CIR/MIRSD/9/2011 June 17, 2011 To The Managing Directors NSDL and CDSL Dear Sir/Madam, Subject: Periodical Report – Grant of prior approval to Depository Participants 1. SEBI (Depositories and Participants) Regulations, 1996 [hereinaf..
Periodical report- Grant of prior approval to underwriters
Notification No#CIRCULAR NO. MIRSD/6/2011 17 June 2011Periodical report- Grant of prior approval to underwriters CIRCULAR NO. MIRSD/6/2011 DATED 17-6-2011 1. SEBI (Underwriters) Regulations, 1993 (hereinafter referred to as "the said Regulations"), have been amended vide Notification No. LAD-NRO/GN/201..
Periodical report- Grant of prior approval to registrars to an issue and share transfer agents
Notification No#CIRCULAR NO. MIRSD/5/2011 17 June 2011Periodical report- Grant of prior approval to registrars to an issue and share transfer agents CIRCULAR NO. MIRSD/5/2011 DATED 17-6-2011 1. SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993 {hereinafter referred to as "the said Regul..
Periodical report- Grant of prior approval to merchant bankers
Notification No#CIRCULAR NO. MIRSD/7/2011 17 June 2011Periodical report- Grant of prior approval to merchant bankers CIRCULAR NO. MIRSD/7/2011 DATED 17-6-2011 1. SEBI (Merchant Bankers) Regulations, 1992 (hereinafter referred to as "the said Regulations"), have been amended vide Notification No. LAD-NR..
Shareholding of promoter / promoter group to be in dematerialized mode
Notification No#CIRCULAR NO. ISD/ 3/2011 17 June 2011Shareholding of promoter / promoter group to be in dematerialized mode CIRCULAR NO. ISD/ 3/2011 DATED 17-6-2011 1. SEBI had vide SEBI/Cir/ISD/1/2010, dated September 2, 2010 issued a circular on "trading rules and shareholding in dematerialized m..
Change of Name by Listed Companies
Notification No#CIRCULAR NO. MRD/DP/07/2011 16 June 2011Change of Name by Listed Companies CIRCULAR NO. MRD/DP/07/2011 DATED 16-6-2011 1. Please refer to SEBI Circulars No. SMDRP/Policy/Cir.-8/99, dated April 26, 1999 and No. SEBI/MRD/Policy/AT/Cir.-20/2004, dated April 30, 2004 on the captioned subject-matter. &..
Modification to Investor Protection Fund (IPF)/ Customer Protection Fund (CPF) Guidelines
Notification No#CIRCULAR NO. MRD/DP/06/2011 16 June 2011Modification to Investor Protection Fund (IPF)/ Customer Protection Fund (CPF) Guidelines CIRCULAR NO. MRD/DP/06/2011 DATED 16-6-2011 1. SEBI vide Circular No. MRD/DoP/SE/Cir.-38/2004, dated October 28, 2004 had issued comprehensive guidelines for regulation ..
Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity
Notification No#CIR/IMD/FII&C/7/2011 15 June 2011Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity CIR/IMD/FII&C/7/2011 June 15, 2011 To All Foreign Institutional Investors (FIIs) through their designated Custodians of Securities (Custodians) Dear Sir/Madam, S..
Standardisation of Rating Symbols and Definitions
Notification No#CIR/MIRSD/4/2011 15 June 2011Standardisation of Rating Symbols and Definitions CIR/MIRSD/4/2011 June 15, 2011 All Credit Rating Agencies Registered with SEBI Dear Sirs, Sub: Standardisation of Rating Symbols and Definitions 1. It has been observed that the Credit Rating Agen..
Pre- funded instruments / Electronic fund transfers
Notification No#CIR/MIRSD/03/2011 09 June 2011Pre- funded instruments / Electronic fund transfers CIR/MIRSD/03/2011 June 9, 2011 To All Recognized Stock Exchanges Dear Sir/Madam, Sub: Pre- funded instruments / Electronic fund transfers 1. SEBI vide Circular No. SEBI / MRD /..
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