Investments & Personal Finance Notification & Circulars


Amendment to the Securities and Exchange Board of India (STP Centralised Hub and STP Service Providers) Guidelines, 2004

 Notification No#SEBI/HO/MIRSD/DOSR1/CIR/P/2018/0000000072     17 April 2018

CIRCULAR SEBI/HO/MIRSD/DOSR1/CIR/P/2018/0000000072 April 17, 2018   To, 1. All Recognised Stock Exchanges, Clearing Corporations and Depositories 2. All recognised Depositories 3. Association of Mutual Funds in India 4. Custodians 5. STP service provi..


Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009

 Notification No#CIR/CFD/DIL/57/2017           15 June 2017

Securities and Exchange Board of India CIRCULAR CIR/CFD/DIL/57/2017      June 15, 2017   To All Listed entities who have listed their equity and convertibles All the Recognized Stock Exchanges   Dear Sir / Madam,   Sub: Non-compli..


Interest and Dividend information reporting in case of Custodial Accounts-Rule 114 (1)(e) of the Income Tax Rules, 1962 

 Notification No#CIR/1-10iMIRSD/MIRSD2/CIRIP/2017/59      15 June 2017

Securities and Exchange Board of India  CIRCULAR  CIR/1-10iMIRSD/MIRSD2/CIRIP/2017/59 June 15, 2017    To,  1. All Recognized Depositories  2. Depositories Participants (DPs) through Depositories  3. Registrars to an Issue and Share transfer agents..


Disclosure Requirements for Issuance and Listing of Green Debt Securities

 Notification No#CIR/IMD/DF/51/2017     30 May 2017

Circular CIR/IMD/DF/51/2017 May 30, 2017   To All Issuers of Corporate Debt Securities All Recognized Stock Exchanges All Registered Merchant Bankers   Dear Sir / Madam,   Sub: Disclosure Requirements for Issuance and Listing of Green Debt Securities ..


Capacity Planning Framework for the Depositories

 Notification No#SEBI/HO/MRD/DP/CIR/P/2017/29      03 April 2017

CIRCULAR SEBI/HO/MRD/DP/CIR/P/2017/29 April 03, 2017   To, The Depositories,   Dear Sir / Madam,   Subject: Capacity Planning Framework for the Depositories   1. The capacity planning framework of the Stock Exchanges and Clearing Corporations ..


Exclusively listed companies of De-recognized/Non-operational/Exited Stock Exchanges placed on the Dissemination Board (DB)

 Notification No#SEBI/HO/MRD/DSA/CIR/P/2017/27      27 March 2017

CIRCULAR SEBI/HO/MRD/DSA/CIR/P/2017/27 March 27, 2017   All Recognised/Non-operational /Exited Stock Exchanges. All Exclusively Listed Companies on the Dissemination Board (shares of companies available for buying and selling and not for companies referred as vanishing compani..


Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957

 Notification No#CFD/DIL3/CIR/2017/26      23 March 2017

CIRCULAR CFD/DIL3/CIR/2017/26 March 23, 2017   To All Listed Entities who have listed their equity and convertibles All the Recognized Stock Exchanges   Dear Sir/Madam,   Sub:Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule ..


Submission of accounts for debt securities issued under the SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015

 Notification No#CIR/IMD/DF-1/ 25 /2017     22 March 2017

CIRCULAR CIR/IMD/DF-1/ 25 /2017 Date: March 22, 2017   To All Issuers All Recognized Stock Exchanges All Depositories All Registered Merchant Bankers   Dear Sir / Madam,   Sub.: Submission of accounts for debt securities issued under the SEBI (Issue..


Circular on Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957

 Notification No#CFD/DIL3/CIR/2017/21      10 March 2017

CIRCULAR CFD/DIL3/CIR/2017/21 March 10, 2017   All Listed Entities who have listed their equity and convertibles All the Recognized Stock Exchanges   Dear Sir/Madam,   Sub: Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) o..


Redressal of complaints against Stock Brokers and Depository Participants through SEBI Complaints Redress System (SCORES)'

 Notification No#SEBI/HO/MIRSD/MIRSD6/CIR/P/2017/20     10 March 2017

  Redressal of complaints against Stock Brokers and Depository Participants through SEBI Complaints Redress System (SCORES)'   Please refer to the attached file for details ..





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