Investments & Personal Finance Notification & Circulars
Circular on Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957
Notification No#CFD/DIL3/CIR/2017/21 10 March 2017CIRCULAR CFD/DIL3/CIR/2017/21 March 10, 2017 All Listed Entities who have listed their equity and convertibles All the Recognized Stock Exchanges Dear Sir/Madam, Sub: Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) o..
Redressal of complaints against Stock Brokers and Depository Participants through SEBI Complaints Redress System (SCORES)'
Notification No#SEBI/HO/MIRSD/MIRSD6/CIR/P/2017/20 10 March 2017Redressal of complaints against Stock Brokers and Depository Participants through SEBI Complaints Redress System (SCORES)' Please refer to the attached file for details ..
SEBI (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2017
Notification No#SEBI/LAD/NRO/GN/2016-17/037 06 March 2017THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, MARCH 6, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 6th March 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (PAYMENT OF FEES AND MODE OF PAYM..
Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) (Amendment) Regulations, 2017
Notification No#SEBI/LAD/NRO/GN/2016-17/036 27 February 2017THE GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, FEBRUARY 27, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 27th February, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (SETTLEMENT OF ADMINISTRATIV..
Amendment pursuant to comprehensive review of Investor Grievance Redressal Mechanism
Notification No#SEBI/HO/DMS/CIR/P/2017/15 23 February 2017CIRCULAR SEBI/HO/DMS/CIR/P/2017/15 February 23, 2017 All Recognized Stock Exchanges (excluding Commodity Derivatives Exchanges)/ Depositories Sir/ Madam, Sub: Amendment pursuant to comprehensive review of Investor Grievance Redressal Mechanism ..
Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2017
Notification No#SEBI/LAD/NRO/GN/2016-17/033 15 February 2017GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, FEBRUARY 15, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 15th February, 2017 SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEAR..
Consultative Paper on the proposed amendments to SEBI (Debenture Trustee) Regulations, 1993
Notification No#SEBI/LAD/NRO/GN/2016-17/034 15 February 2017GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, FEBRUARY 15, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 15th February, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PAR..
Consolidation and re-issuance of debt securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008
Notification No#2.2.2017 02 February 2017CONSULTATION PAPER Consolidation and re-issuance of debt securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 A. Market Structure of corporate bonds: The development of the primary market in corporate bond has been important part of the reform pr..
Procedures for Exchange Listing Control Mechanism
Notification No#SEBI/HO/MRD/DSA/CIR/P/2017/9 27 January 2017CIRCULAR SEBI/HO/MRD/DSA/CIR/P/2017/9 January 27, 2017 To All Recognised Stock Exchanges, Dear Sir / Madam, Procedures for Exchange Listing Control Mechanism 1. Regulation 45 of the SECC Regulations provides for listing of stock exchan..
Spread margin benefit
Notification No#SEBI/HO/CDMRD/DRMP/CIR/P/2016/130 02 December 2016CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2016/130 December 02, 2016 To, The Managing Directors / Chief Executive Officers National Commodity Derivatives Exchanges Sir / Madam, Sub: Spread margin benefit 1. SEBI vide circular SEBI/HO/CDMRD/DR..
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