Investments & Personal Finance Notification & Circulars

Continuous disclosures and compliances by InvITs

Notification No#CIR/IMD/DF/127/2016 29 November 2016

CIR/IMD/DF/127/2016 November 29, 2016 To All Infrastructure Investment Trusts (InvITs) All Parties to InvITs All Stock Exchanges Dear Sir / Madam, Sub: Continuous disclosures and compliances by InvITs 1. Regulation 23 of the SEBI (Infras..

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Guidelines for functioning of Stock Exchanges and Clearing Corporations in International Financial Services Centre (IFSC)

Notification No#SEBI/HO/MRD/DSA/CIR/P/2016/125 28 November 2016

CIRCULAR SEBI/HO/MRD/DSA/CIR/P/2016/125 November 28, 2016 All Stock Exchanges and Clearing Corporations in International Financial Services Centre Dear Sir/Madam Guidelines for functioning of Stock Exchanges and Clearing Corporations in International F..

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Review of requirement for copy of PAN Card to open accounts of FPIs

Notification No#CIR/IMD/FPIC/123/2016 17 November 2016

CIRCULAR CIR/IMD/FPIC/123/2016 November 17, 2016 To, 1. All Foreign Portfolio Investors ("FPIs") through their Designated Depository Participants ("DDPs")/ Custodian of Securities. 2. The Depositories (NSDL and CDSL) 3. All Recognized Stock Exchange..

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Investment trading in securities by employees of AMC(s) and Trustees of Mutual Funds

Notification No#SEBI/HO/IMD/DF2/CIR/P/2016/124 17 November 2016

CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2016/124 November 17, 2016 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds Sir/ Madam, Subject: Investment/trading in securities by employees of AMC(s) and Trust..

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Clarification on aspects related to day count convention for debt securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008

Notification No#CIR/IMD/DF-1/122/2016 11 November 2016

CIRCULAR CIR/IMD/DF-1/122/2016 November 11, 2016 To, All Issuers All Recognized Stock Exchanges All Depositories All Registered Merchant Bankers Dear Sir / Madam, Sub.: Clarification on aspects related to day count convention for debt securiti..

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Uploading of the existing clients' KYC details with Central KYC Records Registry (CKYCR) System by the registered intermediaries

Notification No#CIR/MIRSD/120 /2016 10 November 2016

CIRCULAR CIR/MIRSD/120 /2016 November 10, 2016 1. All Recognized Stock Exchanges 2. Stock Brokers through Recognized Stock Exchanges 3. All recognised Depositories 4. Depository Participants through Depositories 5. Association of Mutual Funds in India 6. Mutual f..

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Enhanced Standards for Credit Rating Agencies (CRAs)

Notification No#SEBI/HO/MIRSD/MIRSD4/CIR/P/2016/119 01 November 2016

CIRCULAR SEBI/HO/MIRSD/MIRSD4/CIR/P/2016/119 November 1, 2016 To All Credit Rating Agencies Registered with SEBI Dear Sir/ Madam, Sub: Enhanced Standards for Credit Rating Agencies (CRAs) 1. SEBI constituted a committee on “Streng..

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Freezing of Promoter and Promoter Group Demat accounts for non-compliance with Certain Provisions of Listing Regulations

Notification No#SEBI/HO/CFD/CMD/CIR/P/2016/116 26 October 2016

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD/CIR/P/2016/116 Dated: October 26, 2016 To All the Recognized Stock Exchanges All Depositories Dear Sir/Madam, Sub: Freezing of Promoter and Promoter group Demat accounts for Non-com..

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Disclosures in case of listed insurance companies

Notification No#CIR/CFD/DIL/115/2016 24 October 2016

SECURITY & EXCHANGE BOARD OF INDIA CIRCULAR CIR/CFD/DIL/115/2016 October 24, 2016 To All issuers All Recognized Stock Exchanges Dear Sir / Madam, Sub: Disclosures in case of listed insurance companies 1. SEBI circular No. CIR/CFD/CMD/15/..

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Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure

Notification No#SEBI/HO/MRD/DSA/CIR/P/2016/113 19 October 2016

CIRCULAR SEBI/HO/MRD/DSA/CIR/P/2016/113 October 19, 2016 To All Recognised Stock Exchanges, All Recognised Clearing Corporation, All Depositories. Dear Sir / Madam, Subject: Facilitating transaction in Mutual Fund schemes through the Stock Exc..

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