Investments & Personal Finance Notification & Circulars

Capacity Planning Framework for the Depositories

Notification No#SEBI/HO/MRD/DP/CIR/P/2017/29 03 April 2017

CIRCULAR SEBI/HO/MRD/DP/CIR/P/2017/29 April 03, 2017 To, The Depositories, Dear Sir / Madam, Subject: Capacity Planning Framework for the Depositories 1. The capacity planning framework of the Stock Exchanges and Clearing Corporations ..

Posted in Investments & Personal Finance

Exclusively listed companies of De-recognized/Non-operational/Exited Stock Exchanges placed on the Dissemination Board (DB)

Notification No#SEBI/HO/MRD/DSA/CIR/P/2017/27 27 March 2017

CIRCULAR SEBI/HO/MRD/DSA/CIR/P/2017/27 March 27, 2017 All Recognised/Non-operational /Exited Stock Exchanges. All Exclusively Listed Companies on the Dissemination Board (shares of companies available for buying and selling and not for companies referred as vanishing compani..

Posted in Investments & Personal Finance

Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957

Notification No#CFD/DIL3/CIR/2017/26 23 March 2017

CIRCULAR CFD/DIL3/CIR/2017/26 March 23, 2017 To All Listed Entities who have listed their equity and convertibles All the Recognized Stock Exchanges Dear Sir/Madam, Sub:Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule ..

Posted in Investments & Personal Finance

Submission of accounts for debt securities issued under the SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015

Notification No#CIR/IMD/DF-1/ 25 /2017 22 March 2017

CIRCULAR CIR/IMD/DF-1/ 25 /2017 Date: March 22, 2017 To All Issuers All Recognized Stock Exchanges All Depositories All Registered Merchant Bankers Dear Sir / Madam, Sub.: Submission of accounts for debt securities issued under the SEBI (Issue..

Posted in Investments & Personal Finance

Circular on Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957

Notification No#CFD/DIL3/CIR/2017/21 10 March 2017

CIRCULAR CFD/DIL3/CIR/2017/21 March 10, 2017 All Listed Entities who have listed their equity and convertibles All the Recognized Stock Exchanges Dear Sir/Madam, Sub: Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) o..

Posted in Investments & Personal Finance

Redressal of complaints against Stock Brokers and Depository Participants through SEBI Complaints Redress System (SCORES)'

Notification No#SEBI/HO/MIRSD/MIRSD6/CIR/P/2017/20 10 March 2017

Redressal of complaints against Stock Brokers and Depository Participants through SEBI Complaints Redress System (SCORES)' Please refer to the attached file for details ..

Posted in Investments & Personal Finance | 1 comments

SEBI (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2017

Notification No#SEBI/LAD/NRO/GN/2016-17/037 06 March 2017

THE GAZETTE OF INDIA EXTRAORDINARY PART –III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, MARCH 6, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 6th March 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (PAYMENT OF FEES AND MODE OF PAYM..

Posted in Investments & Personal Finance

Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) (Amendment) Regulations, 2017

Notification No#SEBI/LAD/NRO/GN/2016-17/036 27 February 2017

THE GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, FEBRUARY 27, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 27th February, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (SETTLEMENT OF ADMINISTRATIV..

Posted in Investments & Personal Finance

Amendment pursuant to comprehensive review of Investor Grievance Redressal Mechanism

Notification No#SEBI/HO/DMS/CIR/P/2017/15 23 February 2017

CIRCULAR SEBI/HO/DMS/CIR/P/2017/15 February 23, 2017 All Recognized Stock Exchanges (excluding Commodity Derivatives Exchanges)/ Depositories Sir/ Madam, Sub: Amendment pursuant to comprehensive review of Investor Grievance Redressal Mechanism ..

Posted in Investments & Personal Finance

Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2017

Notification No#SEBI/LAD/NRO/GN/2016-17/033 15 February 2017

GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, FEBRUARY 15, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 15th February, 2017 SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEAR..

Posted in Investments & Personal Finance