Investments & Personal Finance Notification & Circulars

SEBI eases the Know Your Client (KYC) Process by enabling online KYC, use of Technology/ App by the registered intermediary

Notification No#PR No.: 25/2020 29 April 2020

Securities and Exchange Board of India Apr 29, 2020 PR No.: 25/2020 SEBI eases the Know Your Client (KYC) Process by enabling online KYC, use of Technology/ App by the registered intermediary SEBI has from time to time, taken steps to simplify the process of KYC for investor..

Posted in Investments & Personal Finance

Existing grandfathered unlisted NCDs

Notification No#SEBI/HO/IMD/DF2/CIR/P/2020/75 28 April 2020

Securities and Exchange Broad of India SEBI/HO/IMD/DF2/CIR/P/2020/75 April 28, 2020 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Sir / Madam, Subject: Existing grandfathered unlisted NCDs &nbs..

Posted in Investments & Personal Finance

Review of provisions of the circular dated September 24, 2019 issued under SEBI (Mutual Funds) Regulations, 1996 due to the COVID - 19 pandemic and moratorium permitted by RBI

Notification No#SEBI/HO/IMD/DF3/CIR/P/2020/70 23 April 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF3/CIR/P/2020/70 April 23, 2020 All Mutual Funds/ Asset Management Companies (AMCs)/Trustee Companies/ Boards of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) Sir / Madam, Sub: Review of provisions ..

Posted in Investments & Personal Finance

Relaxation in Regulation 24(i)(f) of the SEBI (Buy-back of Securities) Regulations, 2018 due to the COVID 19 pandemic

Notification No#CIRCULAR No. SEBI/HO/CFD/DCR2/CIR/P/2020/69 23 April 2020

Securities and Exchange Board of India CIRCULAR No. SEBI/HO/CFD/DCR2/CIR/P/2020/69 Dated: April 23, 2020 To All Listed Entities All Recognized Stock Exchanges All Registered Merchant Bankers Sir / Madam, Sub: Relaxation in Regulation 24(i)(f) of the SEBI (Buy-back of Securitie..

Posted in Investments & Personal Finance

Relaxation in relation to Regulation 44(5) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 ('LODR')

Notification No#SEBI/HO/CFD/CMD1/CIR/P/2020/71 23 April 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/71 April 23, 2020 To All listed entities that have listed their specified securities All Recognized Stock Exchanges All Depositories Madam / Sir, Subject: Relaxation&n..

Posted in Investments & Personal Finance

Consultation Paper-Preferential Issue in companies having stressed assets

Notification No# April 22, 2020 22 April 2020

Consultation Paper Pricing of Preferential Issues and exemption from open offer for acquisitions in Companies having Stressed Assets 1. Objective 1.1 The objective of this discussion paper is to seek comments / views from all stakeholders including listed companies, market intermediari..

Posted in Investments & Personal Finance

Relaxations from certain provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 in respect of Rights Issue

Notification No#SEBI/HO/CFD/CIR/CFD/DIL/67/2020 21 April 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CIR/CFD/DIL/67/2020 April 21, 2020 To All Recognized Stock Exchanges All Registered Merchant Bankers Dear Sir/Madam, Sub: Relaxations from certain provisions of the SEBI (Issue of Capital and Disclosure R..

Posted in Investments & Personal Finance

Relaxation in timelines for compliance with regulatory requirements by trading members / clearing members

Notification No# SEBI/HO/MIRSD/DOP/CIR/P/2020/68 21 April 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/68 April 21, 2020 To, All Recognised Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres) Madam / Sir, Subject: Relaxat..

Posted in Investments & Personal Finance

One-timerelaxation with respect to validity of SEBI Observations

Notification No# SEBI/HO/CFD/CIR/DIL/CIR/P/2020/66 21 April 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/CFD/CIR/DIL/CIR/P/2020/66 April 21, 2020 To All Registered Merchant Bankers All Recognized Stock Exchanges All entities who propose to list specified securities Dear Sir/Madam, Sub: One-time relaxation with respect to..

Posted in Investments & Personal Finance

Regulatory measures introduced by SEBI to continue in view of ongoing uncertainty

Notification No#Press Release No.: 22/2020 20 April 2020

Securities and Exchange Board of india Apr 20, 2020 Press Release No.: 22/2020 Sub: Regulatory measures introduced by SEBI to continue in view of ongoing uncertainty 1. In view of the uncertainty observed in the recent past owing to concerns relating to COVID-19 pandemic and the re..

Posted in Investments & Personal Finance