Investments & Personal Finance Notification & Circulars

Temporary relaxation in processing of documents pertaining to FPIs due to COVID-19

Notification No#SEBI/HO/FPI&C/CIR/P/2020/056 30 March 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/FPI&C/CIR/P/2020/056 March 30, 2020 To, 1. All Foreign Portfolio Investors (“FPIs”) through their Designated Depository Participants (“DDPs”)/ Custodian of Securities. 2. Designated Depository Pa..

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Relaxation from compliance with certain provisions of the circulars issued under SEBI (Credit Rating Agencies) Regulations, 1999 due to the COVID-19 pandemic and moratorium permitted by RBI.

Notification No#SEBI/HO/MIRSD/CRADT/CIR/P/2020/53 30 March 2020

Securities and Exchange Board of India SEBI/HO/MIRSD/CRADT/CIR/P/2020/53 March 30, 2020 To, All Credit Rating Agencies (CRAs) registered with SEBI Dear Sir/ Madam, Sub: Relaxation from compliance with certain provisions of the circulars issued under SEBI (Credit Rating Agencie..

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SEBI further Relaxes LODR Regulations, 2015

Notification No#SEBI/HO/CFD/CMD1/CIR/P/2020/48 26 March 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/48 March 26, 2020 To, All listed entities that have listed their specified securities All Recognized Stock Exchanges All Depositories Madam / Sir, Sub: Further relaxations from compliance with certa..

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COVID-19: No closure of Stock Exchanges amidst outbreak notifies SEBI

Notification No#sebi/covid-19/2020/01 24 March 2020

The Ministry of Home Affairs had issued an Order No. 40-3/2020-D dated March 24, 2020 in which various guidelines have been issued laying down the measures to be taken by the ministries and the departments of the Government of India, the State/ Union Territory Governments and State/ Union Territory ..

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SEBI relaxes compliances for companies due to Coronavirus(COVID-19)

Notification No#SEBI/HO/CFD/CMD1/CIR/P/2020/38 19 March 2020

CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/38 March 19..

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SEBI statement on market movement

Notification No#PR No. 16/2020 13 March 2020

Securities and Exchange Board of India SEBI statement on market movement Over the last few days the Indian Stock Market has been moving in tandem with other global markets owing to concerns relating to COVID-19 pandemic, resultant fear of economic slowdown, recent fall in global..

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Interoperability among Clearing Corporations

Notification No#CIR/MRD/DRMNP/CIR/P/2018/145 27 November 2018

Securities And Exchange Board of India CIRCULAR CIR/MRD/DRMNP/CIR/P/2018/145 Dated: November 27, 2018 To All recognised Stock Exchanges and Clearing Corporations except Stock Exchanges and Clearing Corporations in International Financial Services Centre Dea..

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Investment of own funds (excluding funds lying in Core Settlement Guarantee Fund) by Clearing Corporations in International Financial Services Centre (IFSC)

Notification No#SEBI/HO/MRD/DRMNP/CIR/P/2018/82 21 May 2018

Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DRMNP/CIR/P/2018/82 Dated: May 21, 2018 All recognized Clearing Corporations in International Financial Services Centre (IFSC) Dear Sir / Madam Investment of own funds (excluding funds lying in Core Settlement Guara..

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Amendment to the Securities and Exchange Board of India (STP Centralised Hub and STP Service Providers) Guidelines, 2004

Notification No#SEBI/HO/MIRSD/DOSR1/CIR/P/2018/0000000072 17 April 2018

CIRCULAR SEBI/HO/MIRSD/DOSR1/CIR/P/2018/0000000072 April 17, 2018 To, 1. All Recognised Stock Exchanges, Clearing Corporations and Depositories 2. All recognised Depositories 3. Association of Mutual Funds in India 4. Custodians 5. STP service provi..

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Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009

Notification No#CIR/CFD/DIL/57/2017 15 June 2017

Securities and Exchange Board of India CIRCULAR CIR/CFD/DIL/57/2017 June 15, 2017 To All Listed entities who have listed their equity and convertibles All the Recognized Stock Exchanges Dear Sir / Madam, Sub: Non-compli..

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