Investments & Personal Finance Notification & Circulars


Further extension of time for submission of Annual Secretarial Compliance Report by listed entities due to the continuing impact of the CoVID-19 pandemic

 Notification No#SEBI/HO/CFD/CMD1/CIR/P/2020/109     25 June 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/109 Dated: June 25, 2020 To All listed entities that have listed specified securities All Recognized Stock Exchanges Madam / Sir, Sub: Further extension of time for submission of Annual Secretarial Compl..


Report on the Measures for Strengthening the Enforcement Mechanism of the Board and Incidental Issues

 Notification No#Dated : 16.6.20     16 June 2020

HIGH LEVEL COMMITTEE UNDER THE CHAIRMANSHIP OF JUSTICE ANIL R. DAVE, RETIRED JUDGE, SUPREME COURT OF INDIA A REPORT ON THE MEASURES FOR STRENGTHENING THE ENFORCEMENT MECHANISM OF THE BOARD AND INCIDENTAL ISSUES PREFACE The Securities and Exchange Board of India was set-up with the foll..


Clarifications with respect to Circular dated February 05, 2020 on ‘Disclosure Standards for Alternative Investment Funds (AIFs)

 Notification No#SEBI/HO/IMD/DF6/CIR/P/2020/99     12 June 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF6/CIR/P/2020/99 June 12, 2020 To, All Alternative Investment Funds Dear Sir/ Madam, Sub: Clarifications with respect to Circular dated February 05, 2020 on ‘Disclosure Standards for Alternative Investment Funds ..


Investment by the sponsor or asset management company in the scheme

 Notification No#SEBI/HO/IMD/DF4/CIR/P/2020/100     12 June 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2020/100 June 12, 2020 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject: Investment b..


Informal Guidance request of Mirza International Limited relating to reclassification of promoters under SEBI (LODR) Regulations, 2015

 Notification No#SEBI/HO/CFD/CMD1/OW/2020     10 June 2020

Securities and Exchange Board of India General Manager Corporation Finance Department Compliance and Monitoring Division SEBI/HO/CFD/CMD1/OW/2020 June 10, 2020 Mirza International Limited 14/6, Civil Lines, Kanpur- 208001 Kind attention: Ankit Mishra, Company Secretary ..


Relaxation in timelines for compliance with regulatory requirements

 Notification No#SEBI/HO/MIRSD/DOP/CIR/P/2020/82     15 May 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/82 May 15, 2020 To, 1. All Recognised Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres)  2. All Depositories  3. Trading members / Clearin..


Relaxations relating to procedural matters – Takeovers and Buy-back

 Notification No#SEBI/CIR/CFD/DCR1/CIR/P/2020/83     14 May 2020

Securities and Exchange Board of India CIRCULAR SEBI/CIR/CFD/DCR1/CIR/P/2020/83 May 14, 2020 To, All Registered Merchant Bankers All Recognized Stock Exchanges All listed entities Dear Sir/Madam, Sub: Relaxations relating to procedural matters – Takeovers and Buy-back. ..


Relaxation from the applicability of SEBI Circular dated October 10, 2017 on non-compliance with the Minimum Public Shareholding (MPS) requirements

 Notification No#SEBI/HO/CFD/CMD1/CIR/P/2020/81     14 May 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/81 May 14, 2020 To All listed entities that have listed their specified securities All Recognized Stock Exchanges All Depositories Madam / Sir, Sub: Relaxation from the applicability of SEBI Circul..


Additional relaxation in relation to compliance with certain provisions of SEBI (Listing  Obligations and Disclosure Requirements) Regulations 2015 – Covid-1 9 pandemic

 Notification No#SEBI/HO/CFD/CMD1/CIR/P/2020/79     12 May 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/79   May 12, 2020 To All listed entities All Recognized Stock Exchanges Madam / Sir, Subject: Additional relaxation in relation to compliance with certain provisions of SEBI (Listing  ..


Entities permitted to undertake e-KYC Aadhaar Authentication service of UIDAI in Securities Market

 Notification No#SEBI/HO/MIRSD/DOP/CIR/P/202     12 May 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/80 May 12, 2020 To, All Recognized Stock Exchanges All Recognized Depositories Stock Brokers through Recognized Stock Exchanges Depository Participants through Depositories Association of Mutual Funds in In..





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