Investments & Personal Finance Notification & Circulars

Relaxation in relation to Regulation 44(5) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 ('LODR')

Notification No#SEBI/HO/CFD/CMD1/CIR/P/2020/71 23 April 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/71 April 23, 2020 To All listed entities that have listed their specified securities All Recognized Stock Exchanges All Depositories Madam / Sir, Subject: Relaxation&n..

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Consultation Paper-Preferential Issue in companies having stressed assets

Notification No# April 22, 2020 22 April 2020

Consultation Paper Pricing of Preferential Issues and exemption from open offer for acquisitions in Companies having Stressed Assets 1. Objective 1.1 The objective of this discussion paper is to seek comments / views from all stakeholders including listed companies, market intermediari..

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Relaxations from certain provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 in respect of Rights Issue

Notification No#SEBI/HO/CFD/CIR/CFD/DIL/67/2020 21 April 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CIR/CFD/DIL/67/2020 April 21, 2020 To All Recognized Stock Exchanges All Registered Merchant Bankers Dear Sir/Madam, Sub: Relaxations from certain provisions of the SEBI (Issue of Capital and Disclosure R..

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Relaxation in timelines for compliance with regulatory requirements by trading members / clearing members

Notification No# SEBI/HO/MIRSD/DOP/CIR/P/2020/68 21 April 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/68 April 21, 2020 To, All Recognised Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres) Madam / Sir, Subject: Relaxat..

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One-timerelaxation with respect to validity of SEBI Observations

Notification No# SEBI/HO/CFD/CIR/DIL/CIR/P/2020/66 21 April 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/CFD/CIR/DIL/CIR/P/2020/66 April 21, 2020 To All Registered Merchant Bankers All Recognized Stock Exchanges All entities who propose to list specified securities Dear Sir/Madam, Sub: One-time relaxation with respect to..

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Regulatory measures introduced by SEBI to continue in view of ongoing uncertainty

Notification No#Press Release No.: 22/2020 20 April 2020

Securities and Exchange Board of india Apr 20, 2020 Press Release No.: 22/2020 Sub: Regulatory measures introduced by SEBI to continue in view of ongoing uncertainty 1. In view of the uncertainty observed in the recent past owing to concerns relating to COVID-19 pandemic and the re..

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Relaxation in compliance with requirements pertaining to AIFs and VCFs

Notification No#SEBI/H0/1MD/DF1/CIR/P/2020/58 30 March 2020

Securities and Exchange Board of India SEBI/H0/1MD/DF1/CIR/P/2020/58 March 30, 2020 All Alternative Investment Funds (AIFs) All Venture Capital Funds (VCFs) Sir/ Madam, Sub: Relaxation in compliance with requirements pertaining to AIFs and VCFs 1. In light of recent market events d..

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Relaxation in compliance with requirements pertaining to Portfolio Managers

Notification No#SEBI/H0/IMD/DFI/CIR/P/2020/57 30 March 2020

Securities and Exchange Board of India CIRCULAR SEBI/H0/IMD/DFI/CIR/P/2020/57 March 30, 2020 All Portfolio Managers Sir / Madam Subject: Relaxation in compliance with requirements pertaining to Portfolio Managers 1. In light of the recent market events due to CoVID-19 pande..

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Temporary relaxation in processing of documents pertaining to FPIs due to COVID-19

Notification No#SEBI/HO/FPI&C/CIR/P/2020/056 30 March 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/FPI&C/CIR/P/2020/056 March 30, 2020 To, 1. All Foreign Portfolio Investors (“FPIs”) through their Designated Depository Participants (“DDPs”)/ Custodian of Securities. 2. Designated Depository Pa..

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Relaxation from compliance with certain provisions of the circulars issued under SEBI (Credit Rating Agencies) Regulations, 1999 due to the COVID-19 pandemic and moratorium permitted by RBI.

Notification No#SEBI/HO/MIRSD/CRADT/CIR/P/2020/53 30 March 2020

Securities and Exchange Board of India SEBI/HO/MIRSD/CRADT/CIR/P/2020/53 March 30, 2020 To, All Credit Rating Agencies (CRAs) registered with SEBI Dear Sir/ Madam, Sub: Relaxation from compliance with certain provisions of the circulars issued under SEBI (Credit Rating Agencie..

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