Investments & Personal Finance Notification & Circulars

Informal Guidance request of Mirza International Limited relating to reclassification of promoters under SEBI (LODR) Regulations, 2015

Notification No#SEBI/HO/CFD/CMD1/OW/2020 10 June 2020

Securities and Exchange Board of India General Manager Corporation Finance Department Compliance and Monitoring Division SEBI/HO/CFD/CMD1/OW/2020 June 10, 2020 Mirza International Limited 14/6, Civil Lines, Kanpur- 208001 Kind attention: Ankit Mishra, Company Secretary ..

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Relaxation in timelines for compliance with regulatory requirements

Notification No#SEBI/HO/MIRSD/DOP/CIR/P/2020/82 15 May 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/82 May 15, 2020 To, 1. All Recognised Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres) 2. All Depositories 3. Trading members / Clearin..

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Relaxations relating to procedural matters – Takeovers and Buy-back

Notification No#SEBI/CIR/CFD/DCR1/CIR/P/2020/83 14 May 2020

Securities and Exchange Board of India CIRCULAR SEBI/CIR/CFD/DCR1/CIR/P/2020/83 May 14, 2020 To, All Registered Merchant Bankers All Recognized Stock Exchanges All listed entities Dear Sir/Madam, Sub: Relaxations relating to procedural matters – Takeovers and Buy-back. ..

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Relaxation from the applicability of SEBI Circular dated October 10, 2017 on non-compliance with the Minimum Public Shareholding (MPS) requirements

Notification No#SEBI/HO/CFD/CMD1/CIR/P/2020/81 14 May 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/81 May 14, 2020 To All listed entities that have listed their specified securities All Recognized Stock Exchanges All Depositories Madam / Sir, Sub: Relaxation from the applicability of SEBI Circul..

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Additional relaxation in relation to compliance with certain provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015 – Covid-1 9 pandemic

Notification No#SEBI/HO/CFD/CMD1/CIR/P/2020/79 12 May 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/79 May 12, 2020 To All listed entities All Recognized Stock Exchanges Madam / Sir, Subject: Additional relaxation in relation to compliance with certain provisions of SEBI (Listing ..

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Entities permitted to undertake e-KYC Aadhaar Authentication service of UIDAI in Securities Market

Notification No#SEBI/HO/MIRSD/DOP/CIR/P/202 12 May 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/80 May 12, 2020 To, All Recognized Stock Exchanges All Recognized Depositories Stock Brokers through Recognized Stock Exchanges Depository Participants through Depositories Association of Mutual Funds in In..

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SEBI advises Franklin Templeton mutual fund to focus on returning money to investors

Notification No#Press Releases No. 26/2020 07 May 2020

Securities and Exchange Board of India Press Releases No. 26/2020 May 7, 2020 SEBI has advised Franklin Templeton mutual fund (FT) to focus on returning money to investors, in the context of their winding up six of their debt schemes. SEBI has also noted that a section of the media has r..

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Relaxations relating to procedural matters – Issues and Listing

Notification No#SEBI/HO/CFD/DIL2/CIR/P/2020/78 06 May 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2020/78 May 06, 2020 To All Registered Merchant Bankers All Recognized Stock Exchanges All Registered Registrars to an Issue All Self Certified Syndicate Banks All listed entities All entities who propose to lis..

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SEBI eases the Know Your Client (KYC) Process by enabling online KYC, use of Technology/ App by the registered intermediary

Notification No#PR No.: 25/2020 29 April 2020

Securities and Exchange Board of India Apr 29, 2020 PR No.: 25/2020 SEBI eases the Know Your Client (KYC) Process by enabling online KYC, use of Technology/ App by the registered intermediary SEBI has from time to time, taken steps to simplify the process of KYC for investor..

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Existing grandfathered unlisted NCDs

Notification No#SEBI/HO/IMD/DF2/CIR/P/2020/75 28 April 2020

Securities and Exchange Broad of India SEBI/HO/IMD/DF2/CIR/P/2020/75 April 28, 2020 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Sir / Madam, Subject: Existing grandfathered unlisted NCDs &nbs..

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