Investments & Personal Finance Notification & Circulars

Collection and Reporting of Margins by Trading Member (TM) / Clearing Member (CM) in Cash Segment - Clarification

Notification No#SEBI/HO/MIRSD/DOP/CIR/P/2020/173 15 September 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/173 September 15, 2020 To, All Recognised Stock Exchanges All Recognised Clearing Corporations Dear Sir / Madam, Subject: Collection and Reporting of Margins by Trading Member (TM..

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Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 – System driven disclosures

Notification No#SEBI/HO/ISD/ISD/CIR/P/2020/168 09 September 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/ISD/ISD/CIR/P/2020/168 September 09, 2020 To All Listed Companies All Depositories All Nationwide Stock Exchanges Dear Sir/Madam, Sub: Automation of Continual Disclosures under Regulation 7(2) of SEBI (P..

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Operating Guidelines for Portfolio Managers in International Financial Services Centre (IFSC)

Notification No#SEBI/HO/IMD/DF1/CIR/P/2020/169 09 September 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2020/169 September 09, 2020 All Portfolio Managers Sir / Madam Subject: Operating Guidelines for Portfolio Managers in International Financial Services Centre (IFSC) 1. SEBI has issued SEBI (Internat..

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Entities permitted to undertake e-KYC Aadhaar Authentication service of UIDAI in Securities Market – Addition of NSE to the list

Notification No#SEBI/HO/MIRSD/DOP/CIR/P/2020/167 08 September 2020

CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/167 September 08, 2020 To, All Recognized Stock Exchanges All Recognized Depositories Stock Brokers through Recognized Stock Exchanges Depository Participants through Depositories Association of Mutual Funds in India All Mut..

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Re-lodgement of Transfer Requests Shares

Notification No#SEBI/HO/MIRSD/RTAMB/CIR/P/2020/166 07 September 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/MIRSD/RTAMB/CIR/P/2020/166 September 07, 2020 To, All Registered Registrar & Share Transfer Agents (RTA) All Recognised Stock Exchanges All Listed Companies (through Stock Exchanges) Dear Sir / Madam, Sub: R..

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Review of debt and money market securities transactions disclosure

Notification No#SEBI/HO/IMD/DF4/CIR/P/2020/163 01 September 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2020/163 September 01, 2020 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of Mutual Funds Association of Mutual Funds in India (AMFI) Sir/ Madam, ..

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Relaxation from default recognition due to restructuring of debt.

Notification No#SEBI/HO/MIRSD/CRADT/CIR/P/2020/160 31 August 2020

Securities and Exchange Board of India SEBI/HO/MIRSD/CRADT/CIR/P/2020/160 August 31, 2020 To, All Credit Rating Agencies (CRAs) registered with SEBI Dear Sir/ Madam, Sub: Relaxation from default recognition due to restructuring of debt. 1. CRAs recognize default based on..

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Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 – Amendments

Notification No#SEBI/HO/MRD1/DSAP/CIR/P/2020/154 21 August 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/DSAP/CIR/P/2020/154 August 21, 2020 All Recognised Stock Exchanges in International Financial Services Centres (IFSC) Dear Sir / Madam, Subject: Securities and Exchange Board of India (International Financial Se..

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Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 – Amendments

Notification No#SEBI/HO/MRD1/DSAP/CIR/P/2020/155 21 August 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/DSAP/CIR/P/2020/155 August 21, 2020 To, 1. All Recognized Stock Exchanges, Depositories and Clearing Corporations (including those in International Financial Services Centres) 2. All Registered Intermediaries(including those ..

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Corrigendum to Master Circular for Depositories dated October 25, 2019 on preservation of records

Notification No#SEBI/HO/MRD2/DDAP/CIR/P/2020/153 18 August 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/MRD2/DDAP/CIR/P/2020/153 August 18, 2020 To The Depositories Subject: Corrigendum to Master Circular for Depositories dated October 25, 2019 on preservation of records Sir/ Madam, 1. Please refer to SEBI circular MRD/..

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