Investments & Personal Finance Notification & Circulars

Govt extends tenure of SEBI Chairman Ajay Tyagi upto Feb 2022

Notification No#18/5/2017-E0(SM.II) 05 August 2020

Immediate No.18/5/2017-E0(SM.II) Government of India Ministry of Personnel, Public Grievances & Pensions Department of Personnel & Training Secretariat of the Appointments Committee of the Cabinet ****** North Block, New Delhi 05.08.2020 The Appointments Committee of the Cabin..

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Grievance Resolution between listed entities and proxy advisers

Notification No#SEBI/HO/CFD/CMD1/CIR/P/2020/119 04 August 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/119 August 04, 2020 All listed entities that have listed their specified securities All Recognized Stock Exchanges Madam / Sir, Subject: Grievance Resolution between listed entities and proxy adv..

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Relaxations relating to procedural matters – Takeovers and Buy-back

Notification No#SEBI/HO/CFD/DCR2/CIR/P/2020/139 27 July 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DCR2/CIR/P/2020/139 July 27, 2020 To All Listed Entities All Recognized Stock Exchanges All Registered Merchant Bankers Dear Sir / Madam, Sub: Relaxations relating to procedural matters – Takeo..

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Relaxation from compliance with provisions of the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (“ILDS Regulation”), SEBI (Non-Convertible Redeemable Preference Shares) Regulations

Notification No#SEBI/HO/DDHS/CIR/P/2020/121 15 July 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/DDHS/CIR/P/2020/121 July 15, 2020 To, All listed issuers All Recognized Stock Exchanges All Debenture Trustees All Registered Merchant Bankers Madam/Sir, Sub: Relaxation from compliance with provisions of the SEBI (Is..

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Guidelines for Portfolio Managers - Extension of implementation timeline

Notification No#SEBI/HO/IMD/DF1/CIR/P/2020/111 29 June 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2020/111 June 29, 2020 All Portfolio Managers Sir / Madam Subject: ‘Guidelines for Portfolio Managers’ – Extension of implementation timeline 1. In light of market events due to CoV..

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Relaxation of time gap between two board/ Audit Committee meetings of listed entities owing to the CoVID-19 pandemic

Notification No#SEBI/HO/CFD/CMD1/CIR/P/2020/110 26 June 2020

CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/110 June 26,2020 To All listed entities that have listed specified securities All Recognized Stock Exchanges Madam / Sir, Sub: Relaxation of time gap between two board/ Audit Committee meetings of listed entities owing to ..

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Further extension of time for submission of Annual Secretarial Compliance Report by listed entities due to the continuing impact of the CoVID-19 pandemic

Notification No#SEBI/HO/CFD/CMD1/CIR/P/2020/109 25 June 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/109 Dated: June 25, 2020 To All listed entities that have listed specified securities All Recognized Stock Exchanges Madam / Sir, Sub: Further extension of time for submission of Annual Secretarial Compl..

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Report on the Measures for Strengthening the Enforcement Mechanism of the Board and Incidental Issues

Notification No#Dated : 16.6.20 16 June 2020

HIGH LEVEL COMMITTEE UNDER THE CHAIRMANSHIP OF JUSTICE ANIL R. DAVE, RETIRED JUDGE, SUPREME COURT OF INDIA A REPORT ON THE MEASURES FOR STRENGTHENING THE ENFORCEMENT MECHANISM OF THE BOARD AND INCIDENTAL ISSUES PREFACE The Securities and Exchange Board of India was set-up with the foll..

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Clarifications with respect to Circular dated February 05, 2020 on ‘Disclosure Standards for Alternative Investment Funds (AIFs)

Notification No#SEBI/HO/IMD/DF6/CIR/P/2020/99 12 June 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF6/CIR/P/2020/99 June 12, 2020 To, All Alternative Investment Funds Dear Sir/ Madam, Sub: Clarifications with respect to Circular dated February 05, 2020 on ‘Disclosure Standards for Alternative Investment Funds ..

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Investment by the sponsor or asset management company in the scheme

Notification No#SEBI/HO/IMD/DF4/CIR/P/2020/100 12 June 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2020/100 June 12, 2020 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject: Investment b..

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