Investments & Personal Finance Notification & Circulars

SEBI (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2020

Notification No#SEBI/ LAD-NRO/GN/2020/33 08 October 2020

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th October, 2020 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2020 No. SEBI/ LAD-NRO/GN/2020/33 - In exercise of the powers conferred by sec..

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SEBI (Debenture Trustees) (Amendment) Regulations, 2020

Notification No#SEBI/LAD-NRO/GN/2020/34. 08 October 2020

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th October 2020 SECURITIES AND EXCHANGE BOARD OF INDIA (DEBENTURE TRUSTEES) (AMENDMENT) REGULATIONS, 2020. No. SEBI/LAD-NRO/GN/2020/34.- In exercise of the powers conferred under Section 30 of the Securities and Exchange B..

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SEBI (Issue and Listing of Debt Securities) (Amendment) Regulations, 2020

Notification No#No. SEBI/LAD-NRO/GN/2020/35 08 October 2020

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th October, 2020 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE AND LISTING OF DEBT SECURITIES) (AMENDMENT) REGULATIONS, 2020 No. SEBI/LAD-NRO/GN/2020/35 - In exercise of the powers under section 30 of the Securities..

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Guidelines on Inter Scheme Transfers of Securities

Notification No#SEBI/HO/IMD/DF4/CIR/P/2020/202 08 October 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2020/202 October 08, 2020 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Sub: Guideline..

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Extension of facility for conducting extraordinary meeting(s) of unit holders of InvITs and REITs through Video Conferencing or Other Audio-Visual Means (VC/OAVM)

Notification No#SEBI/HO/DDHS/DDHS/CIR/P/2020/201 08 October 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2020/201 Dated: October 08, 2020 All Infrastructure Investment Trusts (InvITs) All Real Estate Investment Trusts (“REITs”) All Parties to InvITs and REITs All Recognized Stock Exchanges Sir/ Madam, ..

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Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2020

Notification No#No. SEBI/LAD-NRO/GN/2020/32 08 October 2020

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th October 2020 SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEARING CORPORATIONS) (AMENDMENT) REGULATIONS, 2020 No. SEBI/LAD-NRO/GN/2020/32.—In exercise of the powers conferred by sections 4, 8A and 31 of..

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SEBI guideline on Issuance, listing & trading of PNCPS & IPDIs/PDIs

Notification No#SEBI/HO/DDHS/CIR/P/2020/199 06 October 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/CIR/P/2020/199 October 6, 2020 To Recognised Stock Exchanges Registered Depositories Issuers of PNCPS and IPDIs/PDIs Merchant Bankers, Stock Brokers and Registrars to an Issue registered with SEBI Madam / Sir, Sub:&..

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Framework for monitoring of foreign holding in Depository Receipts

Notification No#SEBI/HO/MRD/DCAP/CIR/P/2020/190 01 October 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DCAP/CIR/P/2020/190 October 01, 2020 To, 1. All recognized Stock Exchanges 2. All recognized Depositories 3. All recognized Custodians Dear Sir / Madam, Subject: Framework for monitoring of foreign holdi..

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Relaxation in timelines for compliance with regulatory requirements

Notification No#SEBI/HO/MIRSD/DOP/CIR/P/2020/191 01 October 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/191 October 01, 2020 To, 1. All Recognised Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres) 2. Trading members / Clearing Members through Stock ..

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Relaxation with respect to Validity of SEBI Observations and Revision in issue size

Notification No#SEBI/HO/CFD/DIL1/CIR/P/2020/188 29 September 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL1/CIR/P/2020/188 September 29, 2020 To All Registered Merchant Bankers All the Nationwide Stock Exchanges All Market Participants Dear Sir/Madam, Sub: Relaxation with respect to Validity of SEBI Observations and Revi..

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