Investments & Personal Finance Notification & Circulars

Framework for monitoring of foreign holding in Depository Receipts

Notification No#SEBI/HO/MRD/DCAP/CIR/P/2020/190 01 October 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DCAP/CIR/P/2020/190 October 01, 2020 To, 1. All recognized Stock Exchanges 2. All recognized Depositories 3. All recognized Custodians Dear Sir / Madam, Subject: Framework for monitoring of foreign holdi..

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Relaxation with respect to Validity of SEBI Observations and Revision in issue size

Notification No#SEBI/HO/CFD/DIL1/CIR/P/2020/188 29 September 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL1/CIR/P/2020/188 September 29, 2020 To All Registered Merchant Bankers All the Nationwide Stock Exchanges All Market Participants Dear Sir/Madam, Sub: Relaxation with respect to Validity of SEBI Observations and Revi..

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SEBI Board Meeting on 29.9.20 - IMP decision

Notification No#Press Release No. 52/2020 29 September 2020

Securities and Exchange Board of India Press Release No. 52/2020 SEBI Board Meeting The SEBI Board met in Mumbai today. The out of station Members joined the meeting through video conferencing. The Board, inter-alia, took the following decisions: I. Amendments to SEBI (Debenture Tru..

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Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT

Notification No#SEBI/HO/DDHS/DDHS/CIR/P/2020/183 28 September 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2020/183 September 28, 2020 To All Infrastructure Investment Trusts (“InvITs”) All Parties to InvITs All Recognised Stock Exchanges All Merchant Bankers Madam/Sir Sub: Amendments to guidelines..

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Recovery of assets of defaulter member and recovery of funds from debit balance clients of defaulter member for meeting the obligations of clients / Stock Exchange / Clearing Corporation

Notification No#SEBI/HO/MIRSD/DPIEA/CIR/P/2020/186 28 September 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DPIEA/CIR/P/2020/186 September 28, 2020 To, All Recognised Stock Exchanges All Recognised Clearing Corporations Madam/Sir, Subject: Recovery of assets of defaulter member and recovery of funds from debit balance cl..

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Amendments to guidelines for preferential issue and institutional placement of units by a listed REIT

Notification No#SEBI/HO/DDHS/DDHS/CIR/P/2020/184 28 September 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2020/184 September 28, 2020 To All Real Estate Investment Trusts (“REITs”) All Parties to REITs All Recognised Stock Exchanges All Merchant Bankers Madam/Sir Sub: Amendments to guidelines for ..

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Circular on Resources for Trustees of Mutual Funds

Notification No#SEBI/HO/IMD/DF4/CIR/P/2020/178 23 September 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2020/178 September 23, 2020 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Su..

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Guidelines for Investment Advisers

Notification No#SEBI/HO/I M D/DF1/CIR/P/2020/182 23 September 2020

Securities an Exchange Board of India CIRCULAR SEBI/HO/I M D/DF1/CIR/P/2020/182 September 23, 2020 All SEBI Registered Investment Advisers Sir/Madam, Subject: Guidelines for Investment Advisers 1. Securities and Exchange Board of India (SEBI), after considering the inp..

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System-Driven Disclosures (SDD) under SEBI (SAST) Regulations, 2011

Notification No#SEBI/CIR/CFD/DCR1/CIR/P/2020/181 23 September 2020

Securities and Exchange Board of India SEBI/CIR/CFD/DCR1/CIR/P/2020/181 September 23, 2020 To, All Depositories All Recognized Stock Exchanges All Registered Registrar & Share Transfer Agents Dear Sir/Madam, Sub: System-Driven Disclosures (SDD) under SEBI (SAST) R..

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Rationalization of Eligibility criteria and Disclosure requirements for Rights Issues

Notification No#Press Release No. 51/2020 23 September 2020

Securities and Exchange Board of India Press Release No. 51/2020 Rationalization of Eligibility criteria and Disclosure requirements for Rights Issues SEBI has decided to amend SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 to rationalise eligibility criteri..

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