Investments & Personal Finance Notification & Circulars

Recovery of assets of defaulter member and recovery of funds from debit balance clients of defaulter member for meeting the obligations of clients / Stock Exchange / Clearing Corporation

Notification No#SEBI/HO/MIRSD/DPIEA/CIR/P/2020/186 28 September 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DPIEA/CIR/P/2020/186 September 28, 2020 To, All Recognised Stock Exchanges All Recognised Clearing Corporations Madam/Sir, Subject: Recovery of assets of defaulter member and recovery of funds from debit balance cl..

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Amendments to guidelines for preferential issue and institutional placement of units by a listed REIT

Notification No#SEBI/HO/DDHS/DDHS/CIR/P/2020/184 28 September 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2020/184 September 28, 2020 To All Real Estate Investment Trusts (“REITs”) All Parties to REITs All Recognised Stock Exchanges All Merchant Bankers Madam/Sir Sub: Amendments to guidelines for ..

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Circular on Resources for Trustees of Mutual Funds

Notification No#SEBI/HO/IMD/DF4/CIR/P/2020/178 23 September 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2020/178 September 23, 2020 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Su..

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System-Driven Disclosures (SDD) under SEBI (SAST) Regulations, 2011

Notification No#SEBI/CIR/CFD/DCR1/CIR/P/2020/181 23 September 2020

Securities and Exchange Board of India SEBI/CIR/CFD/DCR1/CIR/P/2020/181 September 23, 2020 To, All Depositories All Recognized Stock Exchanges All Registered Registrar & Share Transfer Agents Dear Sir/Madam, Sub: System-Driven Disclosures (SDD) under SEBI (SAST) R..

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Rationalization of Eligibility criteria and Disclosure requirements for Rights Issues

Notification No#Press Release No. 51/2020 23 September 2020

Securities and Exchange Board of India Press Release No. 51/2020 Rationalization of Eligibility criteria and Disclosure requirements for Rights Issues SEBI has decided to amend SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 to rationalise eligibility criteri..

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Guidelines for Investment Advisers

Notification No#SEBI/HO/I M D/DF1/CIR/P/2020/182 23 September 2020

Securities an Exchange Board of India CIRCULAR SEBI/HO/I M D/DF1/CIR/P/2020/182 September 23, 2020 All SEBI Registered Investment Advisers Sir/Madam, Subject: Guidelines for Investment Advisers 1. Securities and Exchange Board of India (SEBI), after considering the inp..

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Seeks to grant waiver / reduction in late fee for not furnishing FORM GSTR-4 for 2017-18 and 2018-19, subject to the condition that the returns are filled between 22.09.2020 to 31.10.2020

Notification No#Notification No. 67/2020 – Central Tax 21 September 2020

Ministry Of Finance (Department of Revenue) (Central Board Of Indirect Taxes And Customs) Notification No. 67/2020 – Central Tax New Delhi, the 21st September, 2020 G.S.R. 572(E). - In exercise of the powers conferred by section 128 of the Central Goods and Services Tax Ac..

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Write-off of shares held by FPIs

Notification No#SEBI/HO/IMD/FPI&C/CIR/P/2020/177 21 September 2020

Securities Exchange Broad of India CIRCULAR SEBI/HO/IMD/FPI&C/CIR/P/2020/177 September 21, 2020 To, 1. Foreign Portfolio Investors (“FPIs”) 2. Designated Depository Participants (“DDPs”) and Custodians 3. All Recognized Stock Exchanges/ Clearing Corporati..

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Collection and Reporting of Margins by Trading Member (TM) / Clearing Member (CM) in Cash Segment - Clarification

Notification No#SEBI/HO/MIRSD/DOP/CIR/P/2020/173 15 September 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/173 September 15, 2020 To, All Recognised Stock Exchanges All Recognised Clearing Corporations Dear Sir / Madam, Subject: Collection and Reporting of Margins by Trading Member (TM..

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Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 – System driven disclosures

Notification No#SEBI/HO/ISD/ISD/CIR/P/2020/168 09 September 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/ISD/ISD/CIR/P/2020/168 September 09, 2020 To All Listed Companies All Depositories All Nationwide Stock Exchanges Dear Sir/Madam, Sub: Automation of Continual Disclosures under Regulation 7(2) of SEBI (P..

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