Investments & Personal Finance Notification & Circulars
Investor Grievance Redressal Mechanism
Notification No#SEBI/HO/MIRSD/DOC/CIR/P/2020/226 06 November 2020Securities and Exchange Board of India SEBI/HO/MIRSD/DOC/CIR/P/2020/226 November 06, 2020 To, The Managing Director/Executive Director, All Stock Exchanges Dear Madam/Sir, Subject: Investor Grievance Redressal Mechanism 1. In order to further strengthen the Investor Grievance R..
Outsourcing of activities, Business Continuity Plan (BCP) and Disaster Recovery (DR) and Cyber Security and Cyber Resilience framework – Limited Purpose Clearing Corporation (LPCC)
Notification No#SEBI/HO/MRD2/DCAP/CIR/P/227 06 November 2020Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD2/DCAP/CIR/P/227 November 06, 2020 To, All Recognized Stock Exchanges All Recognized Clearing Corporations Dear Sir / Madam, Sub: Outsourcing of activities, Business Continuity Plan (BCP) and Disaster Recovery (DR) and ..
Circular on Enhancement of Overseas Investment limits for Mutual Funds
Notification No#SEBI/HO/IMD/DF3/CIR/P/2020/225 05 November 2020Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF3/CIR/P/2020/225 November 05, 2020 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/Madam, Sub: Enh..
Guidelines for rights issue of units by an unlisted Infrastructure Investment Trust (InvIT)
Notification No#SEBI/HO/DDHS/DDHS/CIR/P/2020/223 04 November 2020Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2020/223 November 04, 2020 To, All Infrastructure Investment Trusts (“InvITs”) All Parties to InvITs Madam/Sir, Sub: Guidelines for rights issue of units by an unlisted Infrastructure Investment T..
Creation of Security in issuance of listed debt securities and �due diligence� by debenture trustee(s)
Notification No#SEBI/HO/MIRSD/CRADT/CIR/P/2020/218 03 November 2020Securities and Exchange Board of India SEBI/HO/MIRSD/CRADT/CIR/P/2020/218 November 03, 2020 To, All issuers who propose to list their debt securities All Recognized Stock Exchanges All Debenture Trustees registered with SEBI Dear Sir/ Madam, Sub: Creation of Security in issuance ..
Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957
Notification No#SEBI/HO/CFD/DIL1/CIR/P/2020/215 03 November 2020CIRCULAR SEBI/HO/CFD/DIL1/CIR/P/2020/215 November 3, 2020 To All Listed Entities who have listed their equity and convertibles All the Nationwide Stock Exchanges Dear Sir/Madam, Sub: Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of t..
Advisory for Financial Sector Organizations regarding Software as a Service (SaaS) based solutions
Notification No#SEBI/HO/MIRSD2/DOR/CIR/P/2020/221 03 November 2020Securities and Exchange Broad of India CIRCULAR SEBI/HO/MIRSD2/DOR/CIR/P/2020/221 November 03, 2020 All Stock Brokers through exchanges All Depository Participants through Depositories All Merchant Bankers All Registrar to an Issue and Share Transfer Agent All Debenture Trustee All ..
Processing of applications for registrations of AIFs and launch of schemes
Notification No#SEBI/HO/IMD/DF6/CIR/P/2020/209 22 October 2020Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF6/CIR/P/2020/209 October 22, 2020 To, All Alternative Investment Funds (AIFs) Dear Sir/ Madam, Sub: Processing of applications for registrations of AIFs and launch of schemes 1 While processing applications f..
Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies
Notification No#SEBI/HO/OIAE/IGRD/CIR/P/2020/208 22 October 2020Securities and Exchange Board of India CIRCULAR SEBI/HO/OIAE/IGRD/CIR/P/2020/208 22 October, 2020 To, All companies whose securities are listed on SEBI recognized Stock Exchanges (through Stock Exchanges) All Recognized Stock Exchanges All Depositories All Investor Associations D..
Contribution by Issuers of listed or proposed to be listed debt securities towards creation of “Recovery Expense Fund"”
Notification No#SEBI/HO/MIRSD/CRADT/CIR/P/2020/207 22 October 2020Securities and Exchange Broad of India SEBI/HO/MIRSD/CRADT/CIR/P/2020/207 October 22, 2020 To All issuers who have listed or propose to list their debt securities All Recognized Stock Exchanges All Debenture Trustees registered with SEBI Dear Sir/ Madam, Sub: Contribution by Issu..
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