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Investments & Personal Finance Notification & Circulars


Consultation Paper on introduction of provisions relating to appointment / re‑appointment

 Notification No#27/1/2021     27 January 2021

 Securities and Exchange Board of India  Consultation Paper on introduction of provisions relating to appointment / re‑appointment of persons who fail to get elected as Whole-time directors / Managing Directors at the general meeting of a listed entity   1. Objective To so..


Relaxations relating to procedural matters –Issues and Listing

 Notification No#SEBI/HO/CFD/DIL1/CIR/P/2021/13     19 January 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL1/CIR/P/2021/13 January 19, 2021 To All Registered Merchant Bankers All Recognized Stock Exchanges All Registered Registrars to an Issue All Self Certified Syndicate Banks All listed entities All entities who propose to..


Norms for investment and disclosure by Mutual Funds in Exchange Traded Commodity Derivatives (“ETCDs”)

 Notification No#SEBI/HO/IMD/DF2/CIR/P/2021/10     15 January 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2021/10 January 15, 2021 To, All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ All recognized Stock Exchanges/ Association of Mutual Funds in India (AMFI)..


Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 due to the CoVID -19 pandemic

 Notification No#SEBI/HO/CFD/CMD2/CIR/P/2021/11      15 January 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD2/CIR/P/2021/11  January 15, 2021 To, All Listed entities All Recognized Stock Exchanges Dear Sir/Madam, Sub: Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure R..


Notification repealing SEBI (Central Database of Market Participants) Regulations, 2003

 Notification No#SEBI/LAD-NRO/GN/2021/05     13 January 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION MUMBAI, the 13th January, 2021 Notification repealing the Securities and Exchange Board of India (Central Database of Market Participants) Regulations, 2003 No. SEBI/LAD-NRO/GN/2021/05 – In exercise of the powers conferred b..


Consultation paper on Role of KYC Registration Agencies (KRAs) / Market Infrastructure Institutions (MIIs) in performing KYC (Know Your Client) of clients in securities market

 Notification No#PR No. 2/2021     13 January 2021

Securities and Exchange Board of India PR No. 2/2021 Consultation paper on Role of KYC Registration Agencies (KRAs) / Market Infrastructure Institutions (MIIs) in performing KYC (Know Your Client) of clients in securities market SEBI has prescribed various guidelines with regard to cli..


Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021

 Notification No#No.SEBI/LAD-NRO/GN/2021/04.     11 January 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 11thJanuary, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) (AMENDMENT) REGULATIONS, 2021 No.SEBI/LAD-NRO/GN/2021/04.– In exercise of the powers conferred by sub-section (1) of section  30  rea..


Revision in Daily Price Limits (DPL) for Commodity Futures Contracts

 Notification No#SEBI/HO/CDMRD/DNPMP/CIR/P/2021/9     11 January 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DNPMP/CIR/P/2021/9 11th January, 2021 The Managing Directors / Chief Executive Officers All Recognized Stock Exchanges and Clearing Corporations having Commodity Derivatives Segment Dear Sir / Madam, Sub: Revision..


Review of Volatility Scan Range (VSR) for Option contracts in Commodity Derivatives Segment

 Notification No#SEBI/HO/CDMRD/DRMP/CIR/P/2021/08     11 January 2021

Securities and Exchange of India CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2021/08 January 11, 2021 To The Managing Directors / Chief Executive Officers All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, Sub: Review of Volatility Scan Range (VSR) for Option contr..


SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2021

 Notification No#SEBI/LAD-NRO/GN/2021/02     08 January 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8thJanuary, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/02.- In exercise of the powers conferred bysection 11, sub-s..





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