Investments & Personal Finance Notification & Circulars


SEBI (Portfolio Managers)(Second Amendment) Regulations, 2021

 Notification No#No. SEBI/LAD-NRO/GN/2021/16     26 April 2021

THE GAZETTE OF INDIA EXTRAORDINARY PART III –SECTION 4 PUBLISHED BY AUTHORITY SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 26th April, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) (SECOND AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/1..


SEBI (Prohibition of Insider Trading) (Amendment) Regulations, 2021

 Notification No#No. SEBI/LAD-NRO/GN/202 1/17     26 April 2021

THE GAZETTE OF INDIA EXTRAORDINARY PART –III –SECTION 4 PUBLISHED BY AUTHORITY SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 26th April, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PROHIBITION OF INSIDER TRADING) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-..


SEBI - Relaxations relating to procedural matters –Issues and Listing

 Notification No#SEBI/HO/CFD/DIL2/CIR/P/2021/552     22 April 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2021/552 April 22, 2021 To All Registered Merchant Bankers All Recognized Stock Exchanges All Registered Registrars to an Issue All Self Certified Syndicate Banks All listed entities All entities who propose to ..


SEBI - Relaxations relating to procedural matters –Issues and Listing

 Notification No#SEBI/HO/CFD/DIL2/CIR/P/2021/552     22 April 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2021/552 April 22, 2021 To All Registered Merchant Bankers All Recognized Stock Exchanges All Registered Registrars to an Issue All Self Certified Syndicate Banks All listed entities All entities who propose to ..


Circular on Guidelines for warehousing norms for Agricultural and Agri-processed goods and non-agricultural goods

 Notification No#SEBI/HO/CDMRD/DMP/P/CIR/2021/551     16 April 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DMP/P/CIR/2021/551 April 16, 2021 The Managing Directors / Chief Executive Officers, All Recognized Stock Exchanges and Clearing Corporations having commodity derivatives segment Dear Sir / Madam, Sub: Guidelines for w..


Circular on Reporting Formats for Mutual Funds

 Notification No#SEBI/HO/IMD/IMD-I DOF2/P/CIR/2021/550      12 April 2021

Securities and Exchange Board of India  CIRCULAR SEBI/HO/IMD/IMD-I DOF2/P/CIR/2021/550  April 12, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam,..


Circular on Reporting Formats for Mutual Funds

 Notification No#SEBI/HO/IMD/IMD-I DOF2/P/CIR/2021/550      12 April 2021

Securities and Exchange Board of India  CIRCULAR SEBI/HO/IMD/IMD-I DOF2/P/CIR/2021/550  April 12, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam,..


SEBI (Investment Advisers) Regulations, 2013 by Paytm Money Limited (PML)

 Notification No#SEBI/H0/1MD/DF1/0W/P/2021/000008743/1     09 April 2021

Securities and Exchange Board of India GENERAL MANAGER INVESTMENT MANAGEMENT DEPARTMENT DIVISION OF FUNDS-1 SEBI/H0/1MD/DF1/0W/P/2021/000008743/1 April 9, 2021 Paytm Money Limited B-121, Sector-5, Noida, Uttar Pradesh- 201301 Dear Sir, Sub: Request for interpretative letter unde..


Setting up of Limited Purpose Clearing Corporation (LPCC) by Asset Management Companies (AMCs) of Mutual Funds

 Notification No#SEBI/HO/IMD/IMD-1 DOF2/P/CIR/2021/0548     06 April 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-1 DOF2/P/CIR/2021/0548 April 06, 2021 Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject: Setting up of Limited P..


Setting up of Limited Purpose Clearing Corporation (LPCC) by Asset Management Companies (AMCs) of Mutual Funds

 Notification No#SEBI/HO/IMD/IMD-1 DOF2/P/CIR/2021/0548     06 April 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-1 DOF2/P/CIR/2021/0548 April 06, 2021 Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject: Setting up of Limited P..





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