Investments & Personal Finance Notification & Circulars
Prudential norms for liquidity risk management for open ended debt schemes
Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/583 25 June 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/583 June 25, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Subject: Pruden..
Settlement of Running Account of Client’s Funds lying with Trading Member (TM)
Notification No#SEBI/HO/MIRSD/DOP/P/CIR/2021/577 16 June 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/P/CIR/2021/577 June 16, 2021 To, All recognized Stock Exchanges Madam / Sir, Sub: Settlement of Running Account of Client’s Funds lying with Trading Member (TM) 1. SEBI, vide circular no. MIRSD/SE/Cir-..
Settlement of Running Account of Client’s Funds lying with Trading Member (TM)
Notification No#SEBI/HO/MIRSD/DOP/P/CIR/2021/577 16 June 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/P/CIR/2021/577 June 16, 2021 To, All recognized Stock Exchanges Madam / Sir, Sub: Settlement of Running Account of Client’s Funds lying with Trading Member (TM) 1. SEBI, vide circular no. MIRSD/SE/Cir-..
Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 - System Driven Disclosures for inclusion of listed Debt Securities
Notification No#SEBI/HO/ISD/ISD/CIR/P/2021/578 16 June 2021CIRCULAR SEBI/HO/ISD/ISD/CIR/P/2021/578 June16, 2021 To All Listed Companies All Depositories All NationwideStock Exchanges Dear Sir/Madam, Sub: Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of..
Relaxation from the requirement of minimum vesting period in case of death of employee(s) under SEBI (Share Based EmployeeBenefit) Regulations, 2014
Notification No#SEBI/HO/CFD/DCR2/CIR/P/2021/576 15 June 2021CIRCULAR SEBI/HO/CFD/DCR2/CIR/P/2021/576 June 15, 2021 To All Listed Companies All Recognized Stock Exchanges All Registered Merchant Bankers Dear Sir/Madam, Sub: Relaxation from the requirement of minimum vesting period in case of death of employee(s) under SEBI (Share Based Emp..
Potential Risk Class Matrix for debt schemes based on Interest Rate Risk and Credit Risk
Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/573 07 June 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/573 June 07, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Subject: ..
Enhancement of overall limit for overseas investment by Alternative Investment Funds (AIFs)/Venture Capital Funds (VCFs)
Notification No#SEBI/HO/IMD/DF6/CIR/P/2021/565 21 May 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF6/CIR/P/2021/565 May 21, 2021 To, All Alternative Investment Funds, All Venture Capital Funds [registered under erstwhile SEBI (Venture Capital Funds) Regulations, 1996)] Dear Sir / Madam, Subject: Enhancement..
SEBI seeks public comments on the Consultation Paper on the proposed framework for Gold Exchange in India and draft SEBI (Vault Managers) Regulations, 2021
Notification No#PR No.19/2021 17 May 2021Securities and Exchange Board of India Press Releases No. 19/2021 SEBI seeks public comments on the Consultation Paper on the proposed framework for Gold Exchange in India and draft SEBI (Vault Managers) Regulations, 2021 Hon’ble Finance Minister, Ms Nirmala Sitharaman, in her budget ..
Review of the regulatory framework of promoter, promoter group and group companies as per SEBI (ICDR), Regulations
Notification No#May 11, 2021 11 May 2021Securities and Exchange Board of India Consultation Paper on ‘Review of the regulatory framework of promoter, promoter group and group companies as per Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018‘ I. Objective ..
Request for interpretative letter under the SEBI (Informal Guidance) Scheme, 2003
Notification No#SEBI/H0/1MD/DF1/0W/P/2021/0000010174/1 11 May 2021Securities and Exchange Board of India GENERAL MANAGER INVESTMENT MANAGEMENT DEPARTMENT DIVISION OF FUNDS-1 SEBI/H0/1MD/DF1/0W/P/2021/0000010174/1 May 11, 2021 Ms. Sangeeta Rokade Jade Capital Markets Pvt. Ltd. 2, Ground Floor, Century Arcade, 243-244/B, Narangibaug Road, Pune- 41100..
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