Investments & Personal Finance Notification & Circulars

Relaxation in timelines for compliance with regulatory requirements by Debenture Trustees due to the CoVID-19 pandemic

Notification No#SEBI/HO/MIRSD/CRADT/CIR/P/2021/561 03 May 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/CRADT/CIR/P/2021/561 May 03, 2021 To, All Debenture Trustees registered with SEBI All Recognized Stock Exchanges Dear Sir/ Madam, Sub: Relaxation in timelines for&nbs..

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Relaxation from compliance with certain provisions of the SEBI (Listing Obligations Disclosure Requirements) Regulations, 2015 due to the CoVID-19 pandemic

Notification No#SEBI/HO/CFD/CMD1/P/CIR/2021/556 29 April 2021

Securities and Exchange Board of India CIRCULAR No. SEBI/HO/CFD/CMD1/P/CIR/2021/556 April 29, 2021 To All entities that have listed their specified securities All Recognized Stock Exchanges Madam / Sir, Sub: Relaxation from compliance with certain provisions of the SEBI (..

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SEBI relaxes compliance under LODR regulation & other applicable circulars

Notification No#SEBI/HO/DDHS/DDHS_Div1/P/CIR/2021/557 29 April 2021

Securities and Exchange Board of India CIRCULAR No. SEBI/HO/DDHS/DDHS_Div1/P/CIR/2021/557 April 29, 2021 To All entities that have listed their debt securities/bonds All Recognized Stock Exchanges Madam / Sir, Sub: Relaxation from compliance with certain provisions of the SEB..

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Disclosure of the points w.r.t schemes which are subscribed by the investor

Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/555 29 April 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/555 April 29, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AM FI) Sir/ Madam, Subject: Disc..

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Alignment of interest of Key Employees of AMCs with Unitholders of MF

Notification No#SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/553 28 April 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/553 April 28, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/Madam, Subj..

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SEBI Standardizing and Strengthening Policies on Provisional Rating by Credit Rating Agencies (CRAs) for Debt Instruments

Notification No#SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/554 27 April 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/554 April 27, 2021 To All Credit Rating Agencies (CRAs) registered with SEBI Dear Madam / Sir, Sub: Standardizing and Strengthening Policies on Provisional Rating by Credit Rating Agencies (CRAs..

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SEBI (Portfolio Managers)(Second Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/16 26 April 2021

THE GAZETTE OF INDIA EXTRAORDINARY PART III –SECTION 4 PUBLISHED BY AUTHORITY SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 26th April, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) (SECOND AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/1..

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SEBI (Prohibition of Insider Trading) (Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/202 1/17 26 April 2021

THE GAZETTE OF INDIA EXTRAORDINARY PART –III –SECTION 4 PUBLISHED BY AUTHORITY SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 26th April, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PROHIBITION OF INSIDER TRADING) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-..

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SEBI - Relaxations relating to procedural matters –Issues and Listing

Notification No#SEBI/HO/CFD/DIL2/CIR/P/2021/552 22 April 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2021/552 April 22, 2021 To All Registered Merchant Bankers All Recognized Stock Exchanges All Registered Registrars to an Issue All Self Certified Syndicate Banks All listed entities All entities who propose to ..

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