Investments & Personal Finance Notification & Circulars
SEBI (Depositories and Participants) (Amendment) Regulations, 2021
Notification No#SEBI/LAD-NRO/GN/2021/43 13 August 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/43. - In exercise of the powers conferred by Section 30 of the Securities and Ex..
SEBI Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2021
Notification No#SEBI/LAD-NRO/GN/2021/44 13 August 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th August, 2021 SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEARING CORPORATIONS) (SECOND AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/44. - In exercise of the powers conferred by sections 4, 8A and 31..
'Security and Covenant Monitoring’ using Distributed Ledger Technology
Notification No#SEBI/HO/MIRSD/MIRSD_CRADT/CIR/P/2021/618 13 August 2021Securities and Exchange Board of India SEBI/HO/MIRSD/MIRSD_CRADT/CIR/P/2021/618 August 13, 2021 To, All entities who have listed their non-convertible securities or Issuers who propose to list their non- convertible securities All Debenture Trustees registered with SEBI All Credit Ra..
SEBI (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2021
Notification No#SEBI/LAD-NRO/GN/2021/45 13 August 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/45. - In exercise of the powers conferred under sectio..
Guidelines on issuance of non-convertible debt instruments along with warrants (‘NCDs with Warrants’) in terms of Chapter VI – Qualified Institutions Placement of SEBI (Issue of Capital and Disclosure
Notification No#SEBI/HO/CFD/DIL/CIR/P/2021/614 13 August 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL/CIR/P/2021/614 Aug 13, 2021 To All Recognized Stock Exchanges All Recognized Depositories Issuer Companies Merchant Bankers and Brokers registered with SEBI Dear Sir / Madam, Sub: Guidelines on issuance of non-co..
SEBI (Substantial Acquisition of Shares and Takeovers) (Second Amendment) Regulations, 2021
Notification No#SEBI/LAD-NRO/GN/2021/46 13 August 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) (SECOND AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/46. - In exercise of the powers conferred under s..
Tendering of shares in open offers, buybacks and delisting offers by marking lien in the demat account of the shareholders
Notification No#SEBI/HO/CFD/DCR-III/CIR/P/2021/615 13 August 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DCR-III/CIR/P/2021/615 August 13, 2021 To Recognized Stock Exchanges Registered Depositories Registered Stock Brokers Registered Merchant Bankers Registered Registrars to an Issue and Share Transfer Agents Registered Depos..
SEBI (Alternative Investment Funds) (Fourth Amendment) Regulations, 2021
Notification No#SEBI/LAD-NRO/GN/2021/41 13 August 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ALTERNATIVE INVESTMENT FUNDS) (FOURTH AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/41. - In exercise of the powers conferred by sub-section (1) of Section..
SEBI Operational Circular for issue and listing of NCS, SDI, SR, CP
Notification No#SEBI/HO/DDHS/P/CIR/2021/613 10 August 2021Securities and Exchange Board of India OPERATIONAL CIRCULAR SEBI/HO/DDHS/P/CIR/2021/613 August 10, 2021 To Issuers who have listed and/ or propose to list Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities or Commercial Pap..
SEBI (Mutual Funds) (Second Amendment) Regulations, 2021
Notification No#No. SEBI/LAD-NRO/GN/2021/36 05 August 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 5th August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (MUTUAL FUNDS) (SECOND AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/36.- In exercise of the powers conferred by section 30 read with clause (c) ..
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