Investments & Personal Finance Notification & Circulars

Minimum percentage of trades carried out by mutual funds through RFQ platform

Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/641 06 October 2021

Securities and Exchange of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/641 October 6, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Subject: Mini..

Posted in Investments & Personal Finance

Amendments to manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(6A) and Regulation 22(8) of SEBI (Real Estate Investment Trusts) Regulations, 2014

Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/640 05 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/640 October 05, 2021 To All Real Estate Investment Trusts (“REITs”) All Parties to REITs All Recognised Stock Exchanges All Merchant Bankers Madam/Sir Sub: Amendments to manner and m..

Posted in Investments & Personal Finance

Amendments to manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(5C) and Regulation 22(7) of SEBI (Infrastructure Investment Trusts) Regulations, 2014(“

Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/639 05 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/639 October 05, 2021 To All Infrastructure Investment Trusts (“InvITs”) All Parties to InvITs All Recognised Stock Exchanges All Merchant Bankers Madam/Sir Sub: Amendments to m..

Posted in Investments & Personal Finance

SEBI Revised Formats for filing Financial information for issuers of non-convertible securities

Notification No#SEBI/HO/DDHS/CIR/2021/0000000637 05 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/CIR/2021/0000000637 October 5, 2021 To, Listed entities (whose non-convertible securities are listed) Recognized Stock Exchanges Madam/ Sir, Sub: Revised Formats for filing Financial information 1. V..

Posted in Investments & Personal Finance

SEBI Circular on Mutual Funds

Notification No#SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/634 04 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/634 October 4, 2021 All Mutual Funds All Asset Management Companies Association of Mutual Funds in India All Trustee Companies/ Boards of Trustees of Mutual Funds All Registrar and Share Transfer Agents..

Posted in Investments & Personal Finance

Discontinuation of usage of pool accounts for transactions in units of Mutual Funds on the Stock Exchange Platforms

Notification No#SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/635 04 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/635 October 4, 2021 All Recognized Stock Exchanges and Clearing Corporations All Depositories All Mutual Funds All Asset Management Companies (‘AMCs’) All Trustee Companies/ Boards o..

Posted in Investments & Personal Finance

SEBI Relaxations relating to procedural matters –Issues and Listing

Notification No#SEBI/HO/CFD/DIL2/CIR/P/2021/633 01 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2021/633 Dated: Oct 01, 2021 To All Registered Merchant Bankers All Recognized Stock Exchanges All Registered Registrars to an Issue All Self Certified Syndicate Banks All listed entities All entities who prop..

Posted in Investments & Personal Finance

SEBI Guidelines for Investment Advisers - Extension of timelines

Notification No#SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/632 30 September 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/632 September 30, 2021 All Investment Advisers Sir / Madam Subject: ‘Guidelines for Investment Advisers’ – Extension of timelines 1. “Guidelines for Investment Advisers&rdqu..

Posted in Investments & Personal Finance

SEBI (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2021

Notification No#SEBI/LAD-NRO/GN/2021/47 07 September 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 7th September, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (FIFTH AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/47. - In exercise of the powers conferred by sect..

Posted in Investments & Personal Finance

SEBI Linking of PAN with Aadhaar

Notification No#PR : 27/2021 03 September 2021

Securities and Exchange Board of India Press Release No. 27/2021 Linking of PAN with Aadhaar 1. As per Central Board of Direct Taxes (CBDT) notification G.S.R 112(E) dated February 13, 2020, the Permanent Account Number (PAN) of a person allotted as on July 01, 2017 shall bec..

Posted in Investments & Personal Finance