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Audit Assistants in Stock Broking Business

RRCA & Associates New Delhi

Posted on 07 December 2013

We require audit assistant, article clerk, Senior Persons having knowledge of stock broking compliance, commodity broking compliance, CDSL & NSDL Internal Audit, Compliance Knowledge of BSE & NSE, and Person having Knowledge of Half Yearly Internal Audits of Stock Brokers. Knowledge of KYC (account opening), knowledge of sub broker / Authorised Persons / Remisers registration.

Industry: Banking / Financial Services / Broking

Key skills: Depository Services, Capital Market ,Stock Broking, Stock Trading ,NCFM

Job Description:
We require audit assistant, article clerk, Senior Persons having knowledge of stock broking compliance, commodity broking compliance, CDSL & NSDL Internal Audit, Compliance Knowledge of BSE & NSE, and Person having Knowledge of Half Yearly Internal Audits of Stock Brokers. Knowledge of KYC (account opening), knowledge of sub broker / Authorised Persons / Remisers registration.

IPC / IPCC

1 Years

As per industry standard



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