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Compliance officer in a listed company
1) If a company secretary of a listed company has resigned, then who will be a compliance officer in a company till the appointment of new company secretary.
Replies (2)
As per SEBI (Prohibition of Insider Trading) Regulations, 2015 any senior officer reporting to the Board of Directors may be designated as Compliance Officer. Please refer definition section of the Regulations.
Not lower than KMP level person
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