| (a) | - | relating to any property standing attached under sub section (3) of section 3; |
| (b) | - | arising out of transactions in securities entered into after the 1st day of April, 1991, and on or before the 6th day of June, 1992, in which a person notified under sub section (2) of section 3 is involved as a party, broker, intermediary or in any other manner. |