| (a) | - | any agreement for, or with a view to, acquiring, disposing of, subscribing for, or underwriting securities; or |
| (b) | - | any agreement, the purpose or the pretended purpose of which is to secure a profit to any of the parties from the yield of securities or by reference to fluctuations in the value of securities; or |
| (c) | - | any agreement for, or with a view to obtaining credit facilities from any bank or financial institution; |