Notification & Circulars
Clarifications on ‘Common and simplified norms for processing investor’s service request by RTAs
Notification No#SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/687 14 December 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/687 December 14, 2021 To All registered Registrars to an Issue and Share Transfer Agents (RTA) All Listed Companies through Recognized Stock Exchanges Recognized Stock Exchanges All Recognized Depo..
Prompt Corrective Action (PCA) Framework for Non-Banking Financial Companies (NBFCs)
Notification No#RBI/2021-22/139 DoS.CO.PPG.SEC.7/11.01.005/2021-22 14 December 2021Reserve Bank of India RBI/2021-22/139 DoS.CO.PPG.SEC.7/11.01.005/2021-22 December 14, 2021 All Deposit Taking NBFCs [Excluding Government Companies] All Non-Deposit Taking NBFCs in Middle, Upper and Top Layers1 [Excluding – (i) NBFCs not accepting/not intending to accept public fu..
E-Verification Scheme, 2021 of CBDT
Notification No#137/2021 – (Income-Tax) 13 December 2021MINISTRY OF FINANCE (Department of Revenue) (CENTRAL BOARD OF DIRECT TAXES) New Delhi, the 13th December, 2021 Notification No. 137/2021 – (INCOME-TAX) S.O. 5187(E). - In exercise of the powers conferred by sub-sections (1) and (2) of section 135A of the Income-tax Act, 196..
Publishing of Investor Charter and disclosure of Investor Complaints by Investment Advisers
Notification No#SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686 13 December 2021Securities and Exchange Board of India Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686 December 13, 2021 To, All Investment Advisers Dear Sir/Madam, Subject: Publishing Investor Charter and disclosure of Investor Complaints by Investment Advisers on their websites/mobile applicat..
Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts
Notification No#SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685 13 December 2021Securities and Exchange Board of India Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685 December 13, 2021 To, All Research Analysts Dear Sir / Madam, Subject: Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts on their websites/mobile applic..
SEBI Clarification regarding amendment to SEBI (Portfolio Managers) Regulations, 2020
Notification No#SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/0000000679 10 December 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/0000000679 December 10, 2021 To, All Portfolio Managers Dear Sir/Madam, Subject: Clarification regarding amendment to SEBI (Portfolio Managers) Regulations, 2020 1. The Securities and Exchange B..
SEBI Circular on Investor Charter and disclosure of Investor Complaints by Mutual funds on their websites and AMFI website
Notification No#Circular No. SEBI/HO/IMD-II/IMD-II_DOF10/P/CIR/2021/00677 10 December 2021Securities and Exchange Board of India Circular No. SEBI/HO/IMD-II/IMD-II_DOF10/P/CIR/2021/00677 Dated: December 10, 2021 To, All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India ..
SEBI Publishing Investor Charter and Disclosure of complaints by AIFs
Notification No#SEBI/HO/IMD/IMD-I/DOF9/P/CIR/2021/682 10 December 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF9/P/CIR/2021/682 December 10, 2021 To, All SEBI registered Alternative Investment Funds (AIFs) Dear Sir/Madam, Subject: Publishing Investor Charter and Disclosure of complaints by AIFs 1. With a view to prov..
Introduction of Legal Entity Identifier for Cross-border Transactions
Notification No#RBI/2021-22/137 A.P. (DIR Series) Circular No. 20 10 December 2021Reserve bank of India RBI/2021-22/137 A.P. (DIR Series) Circular No. 20 December 10, 2021 To All Category-I Authorised Dealer Banks Madam / Sir, Introduction of Legal Entity Identifier for Cross-border Transactions The Legal Entity Identifier (LEI) is a 20-digit number used to ..
SEBI Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their websites
Notification No#Circular No. SEBI/HO/IMD/IMD-II_DOF7/P/CIR/2021/681 10 December 2021Securities and Exchange Board of India Circular No. SEBI/HO/IMD/IMD-II_DOF7/P/CIR/2021/681 Dated: December 10, 2021 To, All Portfolio Managers Dear Sir / Madam, Subject: Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their web..
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