Sheetal Maliye's Profile

Sheetal Maliye

24

Mumbai

CA

Risk Based Internal Audit in Banking and Financial Services. Industrial Training Done at Aditya Birla Financial Services. 3 years specialization in Reviews of Treasury Operations (Banking and Non-Banking), Private Equity, Insurance Broking Services, Depository Participants and Portfolio Management Services.

Audit

As per industry standard

CA Sheetal Krishna Maliye Email: sheetalmaliye@hotmail.com Tel No: 09820862003 022-26777962 OBJECTIVE : To work with an organization that offers me wide experience. SUMMARY : • More than 3 years of experience in Risk Based Internal Audit of Financial Services. • Specialization in Reviews of Treasury Operations (Banking and Non-Banking), Private Equity, Insurance Broking Services, Depository Participants and Portfolio Management Services. • Reviews of Internal Controls and Compliances in various processes. • Proficient with MS Office, Windows XP, and the Internet. ACADEMICS : EDUCATIONAL QUALIFICATIONS : Examination passed Class Percentage Year University/Board CHARTERED ACCOUNTANCY - 51.88 May 2011 INSTITUTE OF CHARTERED ACCOUNTANTS OF INDIA M. COM FIRST 62.50 2011-12 MUMBAI B. COM FIRST 71.43 2006-07 MUMBAI H.S.C. FIRST 74.33 2003-04 MAHARASHTRA S.S.C. DISTINCTION 79.06 2001-02 MAHARASHTRA WORK EXPERIENCE: PROFESSIONAL : Organization: M/s. Bhushan Moye & Associates Duration: From August 2011 – February 2012. Job Details: • Consultation and Research Based Work. • Drafting Audit Checklists. • Pre Incorporation and Post Incorporation Compliance Check. • Tax and Interest Liability Calculation. ARTICLESHIP : 1. Organization: M/s. N S Maliye & Co. seconded to ADITYA BIRLA FINANCIAL SERVICES (Internal Audit) for pursuing Industrial Training. Worked under Vice President and Head of Internal Audit, Aditya Birla Financial Services. Duration: June 2010 - February 2011 Job Details: • Aditya Birla Capital Advisors Private Limited – Private Equity: Risk Based Monthly Process Review of Trust Funds and Investments, Review of Books of Accounts, Controls review. • Aditya Birla Insurance Brokers Limited – Corporate, Retail and Re-insurance: Risk Based Review of Various Departments viz. Insurance Broking Operations, Accounts, IT, Human Resources. Review of Debtors Balances, Cash and Bank Process Review, Participated and attended Seminars in Implementation of Software SAIBA for Day to Day Operations. • Aditya Birla Financial Limited – Interest Calculation, Verification of Risk Rating Matrix and Legal Compliance of all non-banking financial services viz. LAS, LAMF, NCDs, ESOP, Micro Finance etc. • Aditya Birla Financial Services Private Limited: Process Review of Equity Share Capital Raised and Risk Based Review of Books of Accounts, • Aditya Birla Financial Shared Services: Risk Based Review of Various Departments viz. Operations, Accounts, IT, Human Resources. Review of Books of Accounts. • Aditya Birla Money Limited and Aditya Birla Money Mart Limited: Follow up for Previous Pending Issues and Review of the same. 2. Organization: M/s. N S Maliye & Co. Duration: From March 2009 – May 2010. Job Details: • Compliance of books of accounts with well defined accounting principles. • Filing individual income tax returns. • Calculation of Tax and Interest Liability as per Income Tax Act. 3. Organization: M/s. C K Patil & Co. seconded to M/s. Devdhar & Associates. Duration: From February 2008 – February 2009. Job Details: • Risk based review of Domestic Forex Treasury Operations by ICICI BANK. • Review of Regulatory Returns Submitted to RBI by ICICI BANK Treasury. • Risk Based one-time audit of DCB BANK acting as Depository Participant (KYC Compliance). • Verification of Memorandum and Articles of Association for YES BANK (One-Time Audit). • Quarterly Audit of US GAAP Valuation of Forex Transactions at ICICI Bank. • Risk Based Review of Private Banking Division of ING VYSYA Bank giving Portfolio Management Services. LANGUAGES KNOWN : Fluency in English, Marathi, Hindi & Konkani EXTRA CURRICULAR ACTIVITIES: • Creatively writing Short Stories, Poems, Blogs. • Painting Diyas and Glass bowls. • Reading Fiction/ Non-Fiction Novels. • Taking Guitar Lessons.

16 March 2012