Easy Office
LCI Learning

logo

Opportunity for Sr.Manager - Compliance and Legal

Leading MNC Broking Mumbai

Posted on 24 March 2015

1) Compliance (Indian as well as International)

Key Role Responsibilities:-

1) Partner with Business to deliver structures that stand test of regulations yet be business friendly.


2) Team up with lawyers/consultants across jurisdictions to obtain licenses and set up processes that suit the law of the land.

3) Handle regulatory queries/inspections .

4)Assist the HOC in policy making and providing Teach In sessions to business.

5) Compliance testing of areas that pose high regulatory risks .

6) Drafting/vetting engagement letters, NDAs and docs involved in Equity Capital Markets transaction
7) Fund documentation- PPM, Contribution Agreements, Side Letters, Management and Advisory agreements
8) NBFC documentation, real estate due diligence and standardization for all lending transactions (real estate funding, acquisition finance, margin financing, promoter funding)
9) Preparing lawyer briefs.

LLB

4 Years

Above Rs. 1,200,000/-



...
You're missing all the top skills among applications..
Add your skills
GST Certification Course  Excel Ninja  MS Project 2013  Communication Skills Masterclass



Similar jobs
logo
IPC / IPCC

JYOTI SINGH AND ASSOCIATES CAclubindia Featured Job

Jamnagar   28 June 2024 view details
logo
B.Com

Zentron Labs Pvt Ltd CAclubindia Featured Job

Bangalore   21 June 2024 view details
logo
B.Com

Zentron Labs Pvt Ltd CAclubindia Featured Job

Bangalore   21 June 2024 view details
logo
CA Final

GlobalStep services private limited CAclubindia Featured Job

Pune   20 June 2024 view details
logo
IPC / IPCC

GlobalStep services private limited CAclubindia Featured Job

Pune   20 June 2024 view details
logo
IPC / IPCC

GlobalStep services private limited CAclubindia Featured Job

Pune   20 June 2024 view details
logo
CA Final

GAJAVALLI & ASSOCIATES CAclubindia Featured Job

Hyderabad   18 June 2024 view details
logo
CA

GAJAVALLI & ASSOCIATES CAclubindia Featured Job

Hyderabad   18 June 2024 view details
logo
IPC / IPCC

S.L.Chhajed & Co. LLP CAclubindia Featured Job

Mumbai   06 June 2024 view details



Jobs by Qualification
Jobs by Function
Jobs by Location