Handbook on SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

by Corporate Professionals

CONTENTS AT A GLANCE

About Corporate Professionals	iii
Brief Profiles of Experts who have Contributed to this Book	ix
How to read the Book/ Some unique features of the Book	xxi
Applicability of SEBI (LODR) Regulations, 2015	xxiii

Division 1

Chapter - I Preliminary [Regulations 1 to 3]	1.1.1
Chapter - II Principles Governing Disclosures and Obligations of Listed Entity [Regulation 4]	1.1.29
Chapter - III Common Obligations of Listed Entities [Regulations 5 to 14]	1.1.35
Chapter - IV Obligations of Listed Entity Which has Listed its Specified Securities [and Non-Convertible DEBT Securities] [Regulations 15 to 48]	1.1.58
Chapter - V Obligations of Listed Entity which has Listed Its Non-Convertible [*] Securities [*] [Regulations 49 to 62]	1.1.442
Chapter - VA Corporate Governance Norms for A Listed Entity Which has Listed Its Non-Convertible Debt Securities [Regulations 62B & 62Q]	1.1.510
Chapter - VI Obligations of Listed Entity which has Listed Its Specified Securities and Either Non-Convertible Debt Securities or Non-Convertble Redeemable Preference Shares or Both [Regulations 63 & 64]	1.1.555
Chapter - VIA Framework for Voluntary Delisting of Non-Convertivle Debt Securities or Non-Convertivle Redeemanble Preference Shares and Obligations of The Listed Entity on Such Delisting [Regulations 64A-64I]	1.1.557
Chapter - VII Obligations of Listed Entity which has Listed Its Indian Depository Receipts [Regulations 66 to 80]	1.1.567
Chapter - VIII Obligations of Listed Entity which has Listed Its Securitised Debt Instruments [Regulations 81 to 87]	1.1.589
Chapter - VIIIA Obligations of Listed Entity which has Listed Its Security Receipts [Regulations 87A to 87E]	1.1.597
Chapter - IX Obligations of Listed Entity which has Listed Its Mutual Fund Units [Regulations 88 to 91]	1.1.603
Chapter - IX-A Obligations of Social Enterprises [Regulations 91A to 91F]	1.1.606
Chapter - X Duties and Obligations of The Recognised Stock Exchange(s) [Regulations 92 to 97]	1.1.621
Chapter - XI Procedure for Action in Case of Default [Regulations 98 & 99]	1.1.626
Chapter - XIA Power to Relax Strict Enforcement of The Regulations [Regulation 99A]	1.1.659
Chapter - XII Miscellaneous [Regulations 100 to 103]	1.1.660
SCHEDULE I - TERMS OF SECURITIES	1.1.663
SCHEDULE II: CORPORATE GOVERNANCE	1.1.664
SCHEDULE III	1.1.671
SCHEDULE IV	1.1.692
SCHEDULE V: ANNUAL REPORT	1.1.697
SCHEDULE VI: MANNER OF DEALING WITH UNCLAIMED SHARES	1.1.705
SCHEDULE VII: TRANSFER [AND TRANSMISSION] OF SECURITIES	1.1.707
SCHEDULE VIII	1.1.709
SCHEDULE IX - AMENDMENTS TO OTHER REGULATIONS	1.1.712
SCHEDULE X - LIST OF SEBI CIRCULARS WHICH STAND RESCINDED	1.1.719
SCHEDULE XI - FEE IN RESPECT OF DRAFT SCHEME OF ARRANGEMENT	1.1.728
SCHEDULE XII - RELATED PARTY TRANSACTIONS	1.1.729

Division 2

Master Circular No. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 Dated January 30, 2026 /td>	2.1.1
Master Circular No. SEBI/HO/DDHS/DDHS-PoD-1/P/CIR/2025/0000000103 Dated July 11, 2025/td>	2.2.1
Master Circular No. SEBI/HO/DDHS-PoD-1/P/CIR/2025/117 Dated August 13, 2025/td>	2.3.1
Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB//P/CIR/2022/65 Dated May 18, 2022/td>	2.4.1
Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB//P/CIR/2022/70 Dated May 25, 2022/td>	2.5.1
Circular No. HO/38/13/11(2)2026-MIRSD-POD/I/3750/2026 Dated January 30, 2026	2.6.1

Division 3

Industry Standards Note on Business Responsibility and Sustainability Report(BRSR) Core	3.1.1
Industry Standards Note on Regulation 30 of the LODR Regulations	3.2.1
Industry Standards Note on verification of market rumours under Regulation 30(11) of LODR Regulations.	3.3.1
Industry Standards on "Minimum information to be provided to the Audit Committee and Shareholders for Approval of Related Party Transactions"("RPT Industry Standards")	3.4.1