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Shares & Stock Notification & Circulars


Online processing of investor service requests and complaints by RTAs

 Notification No#Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/72     08 June 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/72 ated: June 08, 2023 To, All Listed Companies (through Stock Exchanges) All Recognized Stock Exchanges All Registered Registrars to an Issue & Share Transfer Agents (RTA) Sir / Madam, ..

Posted in Shares & Stock

SEBI - Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)

 Notification No#Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/84     08 June 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/84 Dated: June 08, 2023 To, Stock Brokers through recognized Stock Exchanges Depository Participants through recognized Depositories Clearing Members through recognized Clearing Corporations Dea..

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Participation of Mutual funds in repo transactions on Corporate Debt Securities

 Notification No#Circular No. SEBI/HO/IMD/IMD PoD-2/P/CIR/2023/85     08 June 2023

Securities and Exchange Board of India Circular No. SEBI/HO/IMD/IMD PoD-2/P/CIR/2023/85 Dated: June 8, 2023 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/Madam, Sub: ..

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Nomination for Mutual Fund Unit Holders - Extension of timelines

 Notification No#SEBI/HO/IMD/IMD-I POD1/P/CIR/2023/47      28 March 2023

Securities and Exchange Board of India  Circular No. SEBI/HO/IMD/IMD-I POD1/P/CIR/2023/47  Dated: March 28, 2023  To  All Mutual Funds  All Asset Management Companies (‘AMCs’)  All Trustee Companies/ Boards of Trustees of Mutual Funds  All Regi..

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Amendment to Securities Lending Scheme, 1997 

 Notification No#Circular No. SEBI/HO/MRD/MRD-POD-2/P/CIR/2023/41      27 March 2023

Securities and Exchange Board of India   Circular No. SEBI/HO/MRD/MRD-POD-2/P/CIR/2023/41  Dated: March 27, 2023  To  All Recognized Stock Exchanges, Depositories and Clearing Corporations  Dear Sir/ Madam,  Sub: Amendment to Securities Lending Scheme, 1997&..

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Common and simplified norms for processing investor’s service requests by RTAs

 Notification No#Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/3     16 March 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/3 Dated: March 16, 2023 To All registered Registrars to an Issue and Share Transfer Agents (RTAs) All Listed Companies through Recognized Stock Exchanges Recognized Stock Exchanges All Recognized ..

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SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2023

 Notification No#SEBI/LAD-NRO/GN/2023/128     14 March 2023

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 14th March, 2023 SECURITIES AND EXCHANGE BOARD OF INDIA (FOREIGN PORTFOLIO INVESTORS) (AMENDMENT) REGULATIONS, 2023 No. SEBI/LAD-NRO/GN/2023/128. - In exercise of the powers conferred by sub-section (1) of Section 30 read..

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Clarification with respect to Qualified RTAs

 Notification No#SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/36                       10 March 2023

CIRCULAR SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/36                   March 10, 2023 To  All registered Registrars to an Issue and Share Transfer Agents (RTAs) Dear Sir / Madam, Clarification with respect to Qualified RTAs (QRTAs) 1. ..

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Master Circular on issuance of No Objection Certificate (NOC) for release of 1% of Issue Amount

 Notification No#Circular No. SEBI/HO/OIAE/IGRD/P/CIR/2022/0151     07 November 2022

Securities and Exchange Board of India Circular No. SEBI/HO/OIAE/IGRD/P/CIR/2022/0151 Date: November 07, 2022 To All Companies whose securities are listed on SEBI recognized Stock Exchanges (Through the Stock Exchanges) All recognized Stock Exchanges All registered Merchant Bankers ..

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Master Circular on the redressal of investor grievances through the SEBI Complaints Redress System (SCORES) platform

 Notification No#SEBI/HO/OIAE/IGRD/P/CIR/2022/0150     07 November 2022

Securities and Exchange Board of India CIRCULAR SEBI/HO/OIAE/IGRD/P/CIR/2022/0150 November 07, 2022 To All Companies whose securities are listed on SEBI recognized Stock Exchanges (Through the Stock Exchanges) All Intermediaries registered with SEBI (Through the Stock Exchanges fo..

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